ALJ Initial Decisions

Administrative Law Judges issued the following Initial Decisions pursuant to 5 U.S.C § 557 and 17 C.F.R. § 201.360(a).

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Date Sort ascending	Respondents
Sept. 21, 2021	Reynolds, Norman T., Esq. Release No. 1411 See Also: Order Instituting Proceedings, Release No. 34-90259 , Finality Order, Release No. 34-93457 File Number: 3-20136
Aug. 12, 2021	Rosedale Asset Management, LLC f/k/a Princeton Advisory Wealth Management, LLC Release No. 1410 See Also: Order Instituting Proceedings, Release No. IA-5680 , Finality Order, Release No. IA-5875 File Number: 3-20220
Aug. 2, 2021	Sweet, Brian, CPA Release No. 1409 See Also: Order Instituting Proceedings, Release No. 34-82557 , Finality Order, Release No. 34-93005 File Number: 3-18347
Feb. 11, 2021	Mosshart, Joshua D. Release No. 1408 See Also: Order Instituting Proceedings, Release No. 34-82998 , Finality Order, Release No. 34-91438 File Number: 3-18422
Feb. 8, 2021	Anton & Chia, LLP Wahl, Gregory A., CPA Deutchman, Michael, CPA Chung, Georgia, CPA Shek, Tommy, CPA Release No. 1407 See Also: Order Instituting Proceedings, Release No. 34-82206 File Number: 3-18292
Jan. 5, 2021	Crest Radius, Inc. 7 Kaapa Tsolgo, Estonia Release No. 1406 See Also: Order Instituting Proceedings, Release No. 33-10843 , Finality Order, Release No. 33-10928 File Number: 3-20021

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