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ALJ Initial Decisions

Administrative Law Judges issued the following Initial Decisions pursuant to 5 U.S.C § 557 and 17 C.F.R. § 201.360(a).

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Date Sort ascending	Respondents
Nov. 9, 2020	Sears, William J. Release No. 1405 See Also: Order Instituting Proceedings, Release No. 33-10212 , Finality Order, Release No. 33-10929 File Number: 3-17547
Oct. 29, 2020	Goulding, Randall, Esq. Release No. 1404 See Also: Order Instituting Proceedings, Release No. 34-88155 , Finality Order, Release No. 34-92075 File Number: 3-19697
Sept. 25, 2020	Feathers, Mark Release No. 1403 See Also: Order Instituting Proceedings, Release No. 34-71565 File Number: 3-15755
Sept. 2, 2020	Harris, Talman Release No. 1402 See Also: Release Nos. 34-80197 , and 34-80198 , Finality Order, Release No. 34-90881 File Number: 3-17874
Aug. 13, 2020	Bebo, Laurie Buono, John, CPA Release No. 1401 See Also: Order Instituting Proceedings, Release No. 34-73722 File Number: 3-16293
April 3, 2020	Ascension Asset Management, LLC Gooder, Grenville M., JR. Release No. 1400 See Also: Order Instituting Proceedings, Release No. IA-5121 , Finality Order, Release Nos. IC-34168, IA-5665 File Number: 3-19024
March 31, 2020	China Biopharma, Inc. China Linen Textile Industry, Ltd. China Water Group, Inc. Scout Exploration, Inc. Teryl Resources Corp. Release No. 1399 See Also: Order Instituting Proceedings, Release No. 34-80293 , Finality Order, Release No. 34-90892 File Number: 3-17886
March 24, 2020	Gibson, Christopher M. Release No. 1398 See Also: Order Instituting Proceedings, Release No. 34-77466 File Number: 3-17184
March 17, 2020	Starkot Corp. Release No. 1397 See Also: Order Instituting Proceedings, Release No. 33-10629 , Finality Order, Release No. 33-10917 File Number: 3-19146
Feb. 18, 2020	Finn, Sean P. M. Dwyer LLC Release No. 1396 See Also: Order Instituting Proceedings, Release No. 34-79367 , Finality Order, Release No. 34-90871 File Number: 3-17693
Jan. 28, 2020	Can-Cal Resources Ltd. China Fruits Corp. Skystar Bio-Pharmaceutical Co. Release No. 1395 See Also: Order Instituting Proceedings, Release No. 34-80892 , Finality Order, Release No. 34-90840 File Number: 3-18017
Jan. 10, 2020	Anderson, Traci J., CPA Carnahan, Timothy W. CYIOS Corporation Release No. 1394 See Also: Order Instituting Proceedings, Release No. 33-9725 File Number: 3-16386