ALJ Initial Decisions

Between January 31, 2026, and February 3, 2026, the Commission experienced a lapse in appropriations. In light of the lapse, the Commission issued an order staying certain administrative proceedings. On February 4, 2026, the Commission issued an order lifting the stay and extending dates in the proceedings previously subject to the stay.
 

Administrative Law Judges issued the following Initial Decisions pursuant to 5 U.S.C § 557 and 17 C.F.R. § 201.360(a).

Related Resources:

Date Sort descending Respondents
Release No. 934
File Number: 3-16947
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File Number: 3-16965
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File Number: 3-16954
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File Number: 3-16202
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File Number: 3-16386
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File Number: 3-16935
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File Number: 3-16940
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File Number: 3-16921
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File Number: 3-16745
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File Number: 3-16942
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File Number: 3-16928
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File Number: 3-16920
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File Number: 3-16411
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File Number: 3-16706
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File Number: 3-16353
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File Number: 3-16906
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File Number: 3-16907
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File Number: 3-16885
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File Number: 3-16832
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File Number: 3-16721
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File Number: 3-16344
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File Number: 3-16840
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File Number: 3-16886
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File Number: 3-16678
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File Number: 3-16804
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File Number: 3-16141
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File Number: 3-16841
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File Number: 3-16812
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File Number: 3-16811
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File Number: 3-16830
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File Number: 3-16806
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File Number: 3-16483
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File Number: 3-16802
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File Number: 3-16719
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File Number: 3-16807
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File Number: 3-16775
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File Number: 3-16779
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File Number: 3-16778
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File Number: 3-16771
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File Number: 3-16749
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File Number: 3-16293
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File Number: 3-16596
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File Number: 3-16769
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File Number: 3-16774
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File Number: 3-16763
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File Number: 3-16312
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File Number: 3-16427
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File Number: 3-16339
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File Number: 3-16761
Release No. 885
File Number: 3-16705
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File Number: 3-16745
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File Number: 3-16765
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File Number: 3-16748
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File Number: 3-16178
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File Number: 3-16055
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File Number: 3-16746
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File Number: 3-16747
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File Number: 3-16517
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File Number: 3-16540
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File Number: 3-16720
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File Number: 3-16553
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File Number: 3-16708
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File Number: 3-16094
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File Number: 3-16696
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File Number: 3-16693
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File Number: 3-16379
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File Number: 3-16677
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File Number: 3-16137
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File Number: 3-16678
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File Number: 3-16473
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File Number: 3-15974
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File Number: 3-16326
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File Number: 3-16679
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File Number: 3-16337
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File Number: 3-15842
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File Number: 3-16666
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File Number: 3-16673
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File Number: 3-16680
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File Number: 3-16650
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File Number: 3-16603
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File Number: 3-16195
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File Number: 3-16692
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File Number: 3-16655
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File Number: 3-16175
Release No. 847
File Number: 3-16568
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File Number: 3-16653
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File Number: 3-16491
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File Number: 3-16674
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File Number: 3-16601
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File Number: 3-16681
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File Number: 3-16558
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File Number: 3-16182
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File Number: 3-16654
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File Number: 3-16021
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File Number: 3-16579
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File Number: 3-16456
Release No. 837
File Number: 3-16597