ALJ Initial Decisions: Administrative Law Judges
Administrative Law Judges issued the following Initial Decisions pursuant to 5 U.S.C § 557 and 17 C.F.R. § 201.360(a).
ALJ Initial Decisions: Administrative Law Judges Table
Respondents
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Date: |
Respondents:
Release No.
411
See Also:
Finality Order, Release No. 34-63931
File Number:
3-13797
|
Date: |
Respondents:
Release No.
410
See Also:
Finality Order, Release No. 34-63686
File Number:
3-13337
|
Date: |
Respondents:
Release No.
409
See Also:
Finality Order, Release No. IA-3131
File Number:
3-13975
|
Date: |
Respondents:
Release No.
408
See Also:
Opinion, Release No. IA-3217
File Number:
3-13908
|
Date: |
Respondents:
Release No.
407
See Also:
Opinion, Release No. 34-65118
File Number:
3-13998
|
Date: |
Respondents:
Release No.
406
See Also:
Finality Order, Release No. 34-63577
File Number:
3-13967
|
Date: |
Respondents:
Release No.
405, 34-63330
See Also:
Finality Order, Release No. 34-63330
File Number:
3-13918
|
Date: |
Respondents:
Release No.
404
See Also:
Finality Order, Release No. 34-63209
File Number:
3-13935
|
Date: |
Respondents:
Release No.
403
See Also:
Finality Order, Release No. 34-63142
File Number:
3-13835
|
Date: |
Respondents:
Release No.
402
File Number:
3-13655
|
Date: |
Respondents:
Release No.
401
See Also:
Court of Appeals Opinion
File Number:
3-13881
|
Date: |
Respondents:
Release No.
400
File Number:
3-13828
|
Date: |
Respondents:
Release No.
399
See Also:
Finality Order, Release No. 34-62659
File Number:
3-13745
|
Date: |
Respondents:
Release No.
398
See Also:
Opinion, Release Nos. 33-9299, 34-66469 and IA-3376
,
Opinion, Release Nos. 34-65207 and IA-3264
,
Finality Order, Release No. 34-62660
,
U.S. Court of Appeals Opinion
File Number:
3-13532
|
Date: |
Respondents:
Release No.
397
See Also:
Finality Order, Release No. 34-62406
File Number:
3-13804
|
Date: |
Respondents:
Release No.
396
See Also:
Opinion, Release Nos. 34-63720, IA-3139
File Number:
3-13280
|
Date: |
Respondents:
Release No.
395
See Also:
Finality Order, Release No. 34-62313
File Number:
3-13550
|
Date: |
Respondents:
Release No.
394
See Also:
Finality Order, Release No. 33-9114
File Number:
3-13761
|
Date: |
Respondents:
Release No.
393
See Also:
Finality Order, Release No. 34-61610
File Number:
3-13588
|