ALJ Initial Decisions

Administrative Law Judges issued the following Initial Decisions pursuant to 5 U.S.C § 557 and 17 C.F.R. § 201.360(a).

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Date Sort descending	Respondents
Dec. 18, 2008	Online Gaming Systems Ltd. (n/k/a Advanced Resources Group Ltd.) Robert G. Mahony, Administrative Law Judge Release No. 365 See Also: Finality Order, Release No. 34-59319 File Number: 3-13139
Dec. 18, 2008	Executive Registrar & Transfer, Inc. and John J. Donnelly Robert G. Mahony, Administrative Law Judge Release No. 366 See Also: Finality Order, Release No. 34-59338 File Number: 3-12966
Dec. 15, 2008	Markland Technologies, Inc. Carol Fox Foelak, Administrative Law Judge Release No. 364 See Also: Finality Order, Release No. 34-59476 File Number: 3-13147
Dec. 5, 2008	Thomas J. Dudchik and Rodney R. Schoemann Robert G. Mahony, Administrative Law Judge Release No. 363 See Also: Finality Order, Release No. 33-9001 , Opinion, Release No. 33-9076 , Court of Appeals Opinion File Number: 3-12943
Nov. 19, 2008	Steven Sirianni James T. Kelly, Administrative Law Judge Release No. 362 See Also: Finality Order, Release No. IA-2823 File Number: 3-13084
Nov. 14, 2008	Waterfalls Corp. Carol Fox Foelak, Administrative Law Judge Release No. 361 See Also: Finality Order, Release No. 34-59122 File Number: 3-13153
Nov. 7, 2008	vFinance Investments, Inc. and Richard Campanella Robert G. Mahony, Administrative Law Judge Release No. 360 See Also: Opinion, Release No. 34-62448 File Number: 3-12918
Oct. 7, 2008	Maria T. Giesige Brenda P. Murray, Chief Administrative Law Judge Release No. 359 See Also: Opinion, Release No. 34-60000 File Number: 3-12747
Oct. 1, 2008	The Nasdaq Stock Market, LLC Robert G. Mahony, Administrative Law Judge Release No. 358 See Also: Finality Order, Release No. 34-58912 File Number: 3-12384
Sept. 16, 2008	Jamie L. Solow Carol Fox Foelak, Administrative Law Judge Release No. 357 See Also: Finality Order, Release No. 34-58831 File Number: 3-13066
Sept. 9, 2008	Scott B. Gann Robert G. Mahony, Administrative Law Judge Release No. 355 See Also: Opinion, Release No. 34-59729 File Number: 3-13009
Sept. 9, 2008	Douglas G. Frederick Brenda P. Murray, Chief Administrative Law Judge Release No. 356 See Also: Finality Order, Release No. 34-58751 File Number: 3-13004
Aug. 18, 2008	Mitchell M. Maynard and Dorice A. Maynard Brenda P. Murray, Chief Administrative Law Judge Release No. 354 See Also: Opinion, Release No. IA-2875 File Number: 3-13008
July 28, 2008	Guy P. Riordan Brenda P. Murray, Chief Administrative Law Judge Release No. 353 File Number: 3-12829
July 14, 2008	Amaroq Asset Management, LLC and Dwight Andree Sean O'Neal Jones James T. Kelly, Administrative Law Judge Release No. 351 See Also: Finality Order, Release No. IA-2770 File Number: 3-12822
July 14, 2008	Clarence Friend Carol Fox Foelak, Administrative Law Judge Release No. 352 See Also: Finality Order, Release No. 34-58370 File Number: 3-13017
July 10, 2008	Pritchard Capital Partners, LLC, Thomas Ward Pritchard, Joseph John VanCook, and Elizabeth Ann McMahon Robert G. Mahony, Administrative Law Judge Release No. 350 See Also: Opinion, Release No. 34-61039A , and Opinion, Release No. 34-59550 File Number: 3-12753
June 18, 2008	NEXT Financial Group, Inc. James T. Kelly, Administrative Law Judge Release No. 349 See Also: Finality Order, Release No. 34-58192 File Number: 3-12738
April 28, 2008	Warren Lammert, Lars Soderberg, and Lance Newcomb Carol Fox Foelak, Administrative Law Judge Release No. 348 See Also: Finality Order, Release Nos. 33-8921, 34-57882, IA-2737, IC-28290 File Number: 3-12386
March 25, 2008	Byron S. Rainner Robert G. Mahony Administrative Law Judge Release No. 347 See Also: ALJ Initial Decision Release File Number: 3-12828
March 10, 2008	Thomas C. Bridge, James D. Edge, and Jeffrey K. Robles Brenda P. Murray, Chief Administrative Law Judge Release No. 346 See Also: Opinion, Release No. 33-9068 File Number: 3-12626
Feb. 20, 2008	Justin F. Ficken Robert G. Mahony, Administrative Law Judge Release No. 345 See Also: Opinion, Release No. 34-58802 File Number: 3-12832
Jan. 30, 2008	Diatect International Corporation James T. Kelly, Administrative Law Judge Release No. 344 See Also: Corrected Finality Order, Release No. 34-57438A File Number: 3-12843
Jan. 25, 2008	Jonathan Carman James T. Kelly, Administrative Law Judge Release No. 343 See Also: Finality Order, Release No. 34-57437 File Number: 3-12736
Jan. 18, 2008	C.R. Williams, Inc., and Charles Russell Williams II Brenda P. Murray, Chief Administrative Law Judge Release No. 342 See Also: Finality Order, Release No. IA-2717 File Number: 3-12834
Jan. 15, 2008	Kevin Hall, CPA, and Rosemary Meyer, CPA Carol Fox Foelak, Administrative Law Judge Release No. 341 See Also: Opinion, Release No. 34-61162 File Number: 3-12208
Jan. 14, 2008	Trautman Wasserman & Company, Inc., Gregory O. Trautman, Samuel M. Wasserman, Mark Barbera, James A. Wilson, Jr., Jerome Snyder, and Forde H. Prigot Brenda P. Murray, Chief Administrative Law Judge Release No. 340 See Also: Finality Order, Release No. 34-57493 , Opinion, Release No. 33-9088A File Number: 3-12559

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