ALJ Initial Decisions
Between January 31, 2026, and February 3, 2026, the Commission experienced a lapse in appropriations. In light of the lapse, the Commission issued an order staying certain administrative proceedings. On February 4, 2026, the Commission issued an order lifting the stay and extending dates in the proceedings previously subject to the stay.
Administrative Law Judges issued the following Initial Decisions pursuant to 5 U.S.C § 557 and 17 C.F.R. § 201.360(a).
Related Resources:
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Release No.
339
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Opinion, Release No. 34-61234
File Number:
3-12653
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Release No.
338
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Finality Order, Release No. 34-56978
File Number:
3-12706
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Release No.
337
See Also:
Opinion, Release No. 34-59268
File Number:
3-12684
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Release No.
336
See Also:
Finality Order, Release No. 34-56826
File Number:
3-12639
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Release No.
335
File Number:
3-12716
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Release No.
334
See Also:
Finality Order, Release No. 34-56670
File Number:
3-12640
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Release No.
333
File Number:
3-12596
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Release No.
332
File Number:
3-12436
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Release No.
331
See Also:
Opinion, Release No. IC-28323
File Number:
3-12429
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Release No.
330
See Also:
Finality Order, Release No. 34-55850
File Number:
3-12359
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Release No.
329
See Also:
Opinion, Release No. 34-57864
File Number:
3-12519
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Release No.
328
See Also:
Opinion
,
Court of Appeals Opinion
File Number:
3-12288
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Release No.
327
See Also:
Opinion, Release No. IA-2694
File Number:
3-12357
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Release No.
326
See Also:
Opinion
,
Court of Appeals Opinion
File Number:
3-12433
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Release No.
325
See Also:
Finality Order, Release No. 34-55286
File Number:
3-12414
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