ALJ Initial Decisions

Between January 31, 2026, and February 3, 2026, the Commission experienced a lapse in appropriations. In light of the lapse, the Commission issued an order staying certain administrative proceedings. On February 4, 2026, the Commission issued an order lifting the stay and extending dates in the proceedings previously subject to the stay.
 

Administrative Law Judges issued the following Initial Decisions pursuant to 5 U.S.C § 557 and 17 C.F.R. § 201.360(a).

Related Resources:

Date Sort descending Respondents
Release No. 339
File Number: 3-12653
Release No. 338
File Number: 3-12706
Release No. 337
File Number: 3-12684
Release No. 336
File Number: 3-12639
Release No. 335
File Number: 3-12716
Release No. 334
File Number: 3-12640
Release No. 333
File Number: 3-12596
Release No. 332
File Number: 3-12436
Release No. 331
File Number: 3-12429
Release No. 330
File Number: 3-12359
Release No. 329
File Number: 3-12519
Release No. 328
File Number: 3-12288
Release No. 327
File Number: 3-12357
Release No. 326
File Number: 3-12433
Release No. 325
File Number: 3-12414