ALJ Initial Decisions

Between January 31, 2026, and February 3, 2026, the Commission experienced a lapse in appropriations. In light of the lapse, the Commission issued an order staying certain administrative proceedings. On February 4, 2026, the Commission issued an order lifting the stay and extending dates in the proceedings previously subject to the stay.

Administrative Law Judges issued the following Initial Decisions pursuant to 5 U.S.C § 557 and 17 C.F.R. § 201.360(a).

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Date Sort descending	Respondents
Dec. 27, 2006	AIC International, Inc., Millennium Sports Management, Inc., and Yankee Dynamo Steel, Inc. Lillian A. McEwen, Administrative Law Judge Release No. 324 See Also: Finality Order, Release No. 34-55201 File Number: 3-12408
Nov. 15, 2006	James E. Franklin Carol Fox Foelak, Administrative Law Judge Release No. 323 See Also: Opinion , Court of Appeals Opinion File Number: 3-12228
Nov. 9, 2006	Bilogic, Inc., Corpas Investments, Inc., DT Solutions, Inc., Global A, Inc., Paving Stone Corp., Wastech, Inc., and Webcatalyst, Inc. James T. Kelly, Administrative Law Judge Release No. 322 See Also: Finality Order, Release No. 34-55411 File Number: 3-12390
Nov. 7, 2006	Connie S. Farris Robert G. Mahony, Administrative Law Judge Release No. 321 See Also: Finality Order, Release No. 34-54894 File Number: 3-12401
Sept. 29, 2006	Bradley T. Smith Carol Fox Foelak, Administrative Law Judge Release No. 320 See Also: Opinion File Number: 3-12267
Sept. 22, 2006	Jeffrey L. Gibson Carol Fox Foelak, Administrative Law Judge Release No. 319 See Also: Opinion , Court of Appeals Opinion File Number: 3-12323
Sept. 19, 2006	Stephen J. Horning Brenda P. Murray, Chief Administrative Law Judge Release No. 318 See Also: Opinion , Court of Appeals Opinion File Number: 3-12156
Aug. 21, 2006	Michael V. Lipkin and Joshua Shainberg Lillian A. McEwen, Administrative Law Judge Release No. 317 See Also: Finality Order, Release No. 34-54460 File Number: 3-12172
Aug. 2, 2006	Paul A. Flynn Robert G. Mahony, Administrative Law Judge Release No. 316 See Also: Finality Order, Release Nos. 33-8737, 34-54390, IA-2543, IC-27474 File Number: 3-11390
July 27, 2006	Gregory M. Dearlove James T. Kelly, Administrative Law Judge Release No. 315 See Also: Opinion , Court of Appeals Opinion File Number: 3-12064
July 26, 2006	America's Sports Voice, Inc. Carol Fox Foelak, Administrative Law Judge Release No. 314 See Also: Opinion File Number: 3-12329
June 20, 2006	Dominick J. Savino Brenda P. Murray, Chief Administrative Law Judge Release No. 313 See Also: Finality Order, Release Nos. 33-8725, 34-54176 File Number: 3-12239
June 16, 2006	iBIZ Technology Corp. Robert G. Mahony, Administrative Law Judge Release No. 312 See Also: Finality Order, Release No. 34-54129 File Number: 3-12207
May 11, 2006	Terry Harris Carol Fox Foelak, Administrative Law Judge Release No. 311 File Number: 3-12171
March 24, 2006	Robert Radano Robert G. Mahony, Administrative Law Judge Release No. 310 See Also: Opinion File Number: 3-12084
March 20, 2006	Philip A. Lehman James T. Kelly, Administrative Law Judge Release No. 309 See Also: Opinion: Release No. 34-54660 File Number: 3-11972
March 2, 2006	José P. Zollino Carol Fox Foelak, Administrative Law Judge Release No. 308 See Also: Opinion File Number: 3-11536
Feb. 17, 2006	Phlo Corporation, James B. Hovis, Anne P. Hovis James T. Kelly, Administrative Law Judge Release No. 307 See Also: Opinion File Number: 3-11909
Feb. 15, 2006	Bearcat, Inc., Peter Fineberg, Seth Diamond, Salvatore DiAmbrosio, D&D Securities, Inc., Nicholas DiCicco, and Dominic DiCicco Robert G. Mahony, Administrative Law Judge Release No. 306 See Also: Finality Order, Release No. 33-8669 File Number: 3-10373
Feb. 10, 2006	Brandt, Kelly & Simmons, LLC and Kenneth G. Brandt Carol Fox Foelak, Administrative Law Judge Release No. 305 File Number: 3-11672-EAJA

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