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ALJ Decisions & Orders:
Administrative Law Judges
Archives 2005

Administrative Law Judges issued the following Initial Decisions pursuant to 5 U.S.C § 557 and 17 C.F.R. § 201.360(a).

Fourth Quarter | Third Quarter | Second Quarter | First Quarter

Additional Archives

Release No. Date Respondents
Fourth Quarter
304 Dec. 22, 2005 MarketXT and Irfan Mohammed Amanat
Lillian A. McEwen,
Administrative Law Judge
File No. 3-11813
(Note: Opinion: Release No. 34-54708)
See also: Court of Appeals Opinion
303 Dec. 12, 2005 James T. Patten
Robert G. Mahony,
Administrative Law Judge
File No. 3-11812
(Note: Opinion: Release No. 34-54710)
302 Dec. 7, 2005 Apollo Publication Corporation
Carol Fox Foelak,
Administrative Law Judge
File No. 3-12035
301 Nov. 29, 2005 E Trade Systems, Inc., formerly known as Personal Portals Online, Inc.
Robert G. Mahony,
Administrative Law Judge
File No. 3-12062
300 Nov. 10, 2005 Joseph Catapano, Aaron Andrzejewski, and Michael Kordich
Lillian A. McEwen,
Administrative Law Judge
File No. 3-11866
(Note: Finality Order, Release No. 34-52890)
299 Oct. 25, 2005 Information Architects Corporation
Carol Fox Foelak,
Administrative Law Judge
File No. 3-11822
(Note: Finality Order, Release No. 34-52845)
Third Quarter
298 Sep. 29, 2005 St. George Metals, Inc.
Robert G. Mahony,
Administrative Law Judge
File No. 3-11971
(Note: Finality Order, Release No. 34-52695)
297 Sep. 27, 2005 Charles Cini and Gordon Novak
Lillian A. McEwen,
Administrative Law Judge
File No. 3-11856
(Note: Finality Order, Release No. 34-52668)
296 Sep. 15, 2005 Raymond James Financial Services, Inc., J. Stephen Putnam and David Lee Ullom
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-11692
(Note: Finality Order, Release No. 33-8636)
295 Sep. 8, 2005 Kenneth L. Rubin, CPA and Michael W. Lewis, CPA
Robert G. Mahony,
Administrative Law Judge
File No. 3-11748
(Note: Finality Order, Release No. 34-52607)
294 Aug. 18, 2005 Gateway International Holdings, Inc., and Lawrence A. Consalvi
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-11894
(Note: Opinion: Release No. 34-53907)
293 Jul. 21, 2005 James F. Glaza, d/b/a Falcon Financial Services, Inc.
Robert G. Mahony,
Administrative Law Judge
File No. 3-11012
(Note: Finality Order, Release No. 33-8605)
292 Jul. 18, 2005 John A. Carley, Mark N. Dohlen, Eugene C. Geiger, Paul A. Giles, Roy E. Gould, Thomas A. Kaufmann, Alfred Peeper, Edward H. Price, Christopher H. Zacharias, Le Fond Mondial D'investissement S.A., and Spencer Edwards, Inc.
James T. Kelly,
Administrative Law Judge
File No. 3-11626
(Note: Opinion: Finality Order, Release No. 33-8603)
See also:  Court of Appeals Opinion
291 Jul. 12, 2005 CMKM Diamonds, Inc.
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-11858
PDF version
(Note: Finality Order, Release No. 34-52694)
Second Quarter
290 Jun. 30, 2005 Hunter Adams, Jason A. Cohen, Steven M. Cohen, David Hirsch, Jonathan D. Winston, John J. Gremmo, III, James L. Bila, Christian W. Blake, Louis R. Facchini, Jr., Roberto A. Mangiarano, Joseph P. Mannino, David M. Margules, James J. Pellizzi, David M. Pesso, Michael Pugliese, Christopher J. Russo, Howard I. Weinstein, and Robert J. Winston
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-10437
PDF version
(Note: Finality Order, Release No. 34-52859)
289 Jun. 30, 2005 Brandt, Kelly & Simmons, LLC, and Kenneth G. Brandt
Carol Fox Foelak,
Administrative Law Judge
File No. 3-11672
PDF version
(Note: Finality Order, Release No. IA-2408)
288 Jun. 22, 2005 Morgan Cooper, Inc.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-11805
PDF version
(Note: Finality Order, Release No. 34-52057)
287 Jun. 7, 2005 Eagletech Communications, Inc.
James T. Kelly,
Administrative Law Judge
File No. 3-11832
PDF version
(Note: Opinion: Release No. 34-54095)
286 Jun. 1, 2005 Harold F. Harris and Ronald E. Crews
Lillian A. McEwen,
Administrative Law Judge
File No. 3-11573
PDF version
(Note: Opinion: Release No. 34-53122A)
285 May 24, 2005 Vladlen "Larry" Vindman
Carol Fox Foelak,
Administrative Law Judge
File No. 3-11247
PDF version
(Note: Opinion: Release Nos. 33-8679 and 34-53654)
284 May 24, 2005 Schield Management Company and Marshall L. Schield
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-11762
PDF version
(Note: Opinion: Release Nos. 34-53201 and IA-2477)
283 May 3, 2005 American Electric Power Company, Inc.
Robert G. Mahony,
Administrative Law Judge
File No. 3-11616
PDF version
See Also: Appendix A
See Also: Appendix B
See Also: Appendix C
See Also: Appendix D
See Also: Appendix E
282 April 25, 2005 Ulysses "Thomas" Ware
Carol Fox Foelak,
Administrative Law Judge
File No. 3-11774
PDF version
(Note: Finality Order, Release No. 34-51878)
281 Apr. 21, 2005 Richard S. Kern and Charles Wilkins
James T. Kelly,
Administrative Law Judge
File No. 3-11537
PDF version
(Note: Finality Order, Release No. 34-51712)
280 Apr. 12, 2005 Thomas J. Donovan
Carol Fox Foelak,
Administrative Law Judge
File No. 3-11716
PDF version
(Note: Opinion: Release No. 34-52883)
279 Apr. 5, 2005 Vladislav Steven Zubkis
Lillian A. McEwen,
Administrative Law Judge
File No. 3-11625
PDF version
(Note: Opinion: Release No. 34-52876)
First Quarter
278 Mar. 22, 2005 Derrick N. McKinney and Rick R. Malizia
James T. Kelly,
Administrative Law Judge
File No. 3-11605
PDF version
(Note: Finality Order, Release No. 34-51578)
277 Mar. 1, 2005 Neurotech Development Corporation
James T. Kelly,
Administrative Law Judge
File No. 3-11724
PDF version
(Note: Finality Order, Release No. 34-51697)
276 Feb. 28, 2005 Daniel E. Charboneau
Carol Fox Foelak,
Administrative Law Judge
File No. 3-11765
PDF version
(Note: Finality Order, Release No. 34-51436)
275 Feb. 25, 2005 Ira Weiss and L. Andrew Shupe II
Lillian A. McEwen,
Administrative Law Judge
File No. 3-11462
PDF version
(Note: Opinion: Release Nos. 33-8641 and 34-52875)
274 Feb. 25, 2005 Public Finance Consultants, Inc., Robert D. Fowler, Dolphin and Bradbury, Incorporated, and Robert J. Bradbury
James T. Kelly,
Administrative Law Judge
File No. 3-11465
PDF version
(Note: Opinion and Finality Order, Release No. 33-8729)
See also: Court of Appeals Opinion
273 Feb. 10, 2005 IFG Network Securities, Inc., William Kissinger, Kissinger Advisory, Inc., Bert Miller, Glenn Wilkinson, and David Ledbetter
Carol Fox Foelak,
Administrative Law Judge
File No. 3-11179
PDF version
(Note: Opinion: Release Nos. 34-54127 and IA-2533; and Finality Order, Release No. 33-8611)
272 Feb. 3, 2005 e-Smart Technologies, Inc. f/k/a Plainview Laboratories, Inc.
Lillian A. McEwen,
Administrative Law Judge
File No. 3-10977
PDF version
(Note: Finality Order, Release No. 34-51309)
271 Jan. 14, 2005 Robert Cord Beatty
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-11666
PDF version
(Note: Order Partially Granting Manifest Error Motion)
(Note: Finality Order, Release No. 33-8554)
270 Jan. 13, 2005 Frederick W. Wall
Lillian A. McEwen,
Administrative Law Judge
File No. 3-11529
PDF version
(Note: Opinion: Release No. 34-52467)
269 Jan. 5, 2005 Michael I. Nnebe, Nelson C. Walker, and Hildreth J. Fleming, Jr.
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-11647
PDF version
(Note: Finality Order, Release No. 34-51183)

http://www.sec.gov/alj/aljdec/aljdecarchive/aljdecarc2005.shtml


Modified: 10/16/2014