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ALJ Initial Decisions

Administrative Law Judges issued the following Initial Decisions pursuant to 5 U.S.C § 557 and 17 C.F.R. § 201.360(a).

Related Resources:

Date Sort ascending Respondents
Release No. 197
File Number: 3-9440
Release No. 196
See Also: Finality Order
File Number: 3-9608
Release No. 195
See Also: Order , Opinion
File Number: 3-8531
Release No. 194
See Also: Opinion
File Number: 3-9114
Release No. 193
File Number: 3-9327
Release No. 192
See Also: Finality Order
File Number: 3-10444
Release No. 191
File Number: 3-9966
Release No. 190
File Number: 3-10390
Release No. 189
See Also: Opinion
File Number: 3-9208
Release No. 188
File Number: 3-9959
Release No. 187
See Also: Opinion
File Number: 3-10209
Release No. 186
See Also: Finality Order
File Number: 3-10098
Release No. 185
See Also: Opinion
File Number: 3-10022
Release No. 184
See Also: Finality Order
File Number: 3-9586
Release No. 183
See Also: Opinion
File Number: 3-9863
Release No. 182
File Number: 3-10295
Release No. 181
File Number: 3-9615
Release No. 180
See Also: Opinion
File Number: 3-9461
Release No. 179
See Also: Finality Order
File Number: 3-9686