ALJ Initial Decisions

Administrative Law Judges issued the following Initial Decisions pursuant to 5 U.S.C § 557 and 17 C.F.R. § 201.360(a).

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Date Sort descending	Respondents
Dec. 18, 2000	Carroll A. Wallace, CPA; James T. Kelly, Administrative Law Judge Release No. 178 See Also: Opinion File Number: 3-9862
Dec. 7, 2000	Charles F. Kirby, Gene C. Geiger, Alfred Peeper, and Edward H. Price; Brenda P. Murray, Chief Administrative Law Judge Release No. 177 See Also: Opinion File Number: 3-9602
Nov. 30, 2000	Piper Capital Management, Inc., Worth V. Bruntjen, Marijo A. Goldstein, Robert H. Nelson, Amy K. Johnson, Molly Destro and Edward J. Kohler; H. Peter Young, Administrative Law Judge Release No. 175 See Also: Finality Order , Opinion File Number: 3-9657
Nov. 30, 2000	Richard J. Adams; Lillian A. McEwen, Administrative Law Judge Release No. 176 See Also: Opinion File Number: 3-8327-EAJA
Nov. 21, 2000	Ralph W. LeBlanc; Robert G. Mahony, Administrative Law Judge Release No. 174 See Also: Opinion File Number: 3-10065
Oct. 6, 2000	WHX Corporation; Carol Fox Foelak, Administrative Law Judge Release No. 173 See Also: Opinion , Court of Appeals Decision File Number: 3-9634
Sept. 14, 2000	Erik W. Chan; Brenda P. Murray, Chief Administrative Law Judge Release No. 172 See Also: Opinion File Number: 3-9697
Aug. 31, 2000	Michael Lapp and William Lucas; Robert G. Mahony, Administrative Law Judge Release No. 171 See Also: Finality Order File Number: 3-9144
July 27, 2000	David T. Barr; Brenda P. Murray, Chief Administrative Law Judge Release No. 170 See Also: Finality Order File Number: 3-9585
July 7, 2000	Marshall E. Melton and Asset Management & Research, Inc.; James T. Kelly, Administrative Law Judge Release No. 169 See Also: Opinion File Number: 3-9865
June 27, 2000	Kirk Montgomery; Carol Fox Foelak, Administrative Law Judge Release No. 168 See Also: Opinion File Number: 3-9786-EAJA
June 1, 2000	Byron G. Borgardt and Eric M. Banhazl; James T. Kelly, Administrative Law Judge Release No. 167 See Also: Opinion File Number: 3-9730
May 31, 2000	Jerry W. Anderson and Robert M. Kerns; Robert G. Mahony, Administrative Law Judge Release No. 166 See Also: Finality Order File Number: 3-10027
May 16, 2000	Feeley and Willcox Asset Management Corporation and Michael J. Feeley; Brenda P. Murray, Chief Administrative Law Judge Release No. 165 See Also: Opinion File Number: 3-9571
May 8, 2000	Brad Haddy; Carol Fox Foelak, Administrative Law Judge Release No. 164 See Also: Finality Order File Number: 3-10125
April 26, 2000	Herbert Moskowitz; Carol Fox Foelak, Administrative Law Judge Release No. 163 See Also: Opinion File Number: 3-9435
March 27, 2000	Monetta Financial Services, Inc., Robert S. Bacarella, William M. Valiant, Paul W. Henry, and Richard D. Russo; Brenda P. Murrary, Chief Administrative Law Judge Release No. 162 See Also: Finality Order , Opinion , Opinion , Court of Appeals Decision File Number: 3-9546
Feb. 25, 2000	Euro-Atlantic Securities, Inc. Brian A. Schmidt, Darlan E. Gordon, John T. Madden, William Avent, and John Aristotle Dilworth II; Robert G. Mahony, Administrative Law Judge Release No. 161 See Also: Finality Order , Opinion File Number: 3-9402
Jan. 31, 2000	Michael Flanagan, Ronald Kindschi, and Spectrum Administration, Inc.; James T. Kelly, Administrative Law Judge Release No. 160 See Also: Opinion File Number: 3-9784
Jan. 28, 2000	Sandra Logay; Lillian A. McEwen, Administrative Law Judge Release No. 159 See Also: Finality Order File Number: 3-8969
Jan. 27, 2000	Richard Hoffman and Kirk Montgomery; Carol Fox Foelak, Administrative Law Judge Release No. 158 See Also: Finality Order File Number: 3-9786
Jan. 21, 2000	KPMG Peat Marwick L.L.P.; Robert G. Mahony, Administrative Law Judge Release No. 157 See Also: Erratum , Opinion , and Rehearing order File Number: 3-9500
Jan. 12, 2000	MGSI Securities, Inc., Bradford A. Orosey, Larry J. Bagwell, Connie L. Bally, Joseph O. Fallin, and James W. Ogg; William J. Cowan, Administrative Law Judge Release No. 156 See Also: Finality Order , Modification of Finality Order File Number: 3-9702

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