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ALJ Initial Decisions

Administrative Law Judges issued the following Initial Decisions pursuant to 5 U.S.C § 557 and 17 C.F.R. § 201.360(a).

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Date Sort ascending	Respondents
Sept. 29, 1998	Terry T. Steen; Carol Fox Foelak, Administrative Law Judge Release No. 133 See Also: Finality Order File Number: 3-8798
Sept. 23, 1998	Rita Villa; Robert G. Mahony, Administrative Law Judge Release No. 132 See Also: Amended Order , Opinion , Opinion File Number: 3-8527-EAJ
Sept. 3, 1998	Parnassus Investments, Jerome L. Dodson, Marilyn Chou, and David L. Gibson; Robert G. Mahony, Administrative Law Judge Release No. 131 See Also: Finality Order File Number: 3-9317
Aug. 11, 1998	Stires & Co., Inc. and Sidney H. Stires; Brenda P. Murray, Chief Administrative Law Judge Release No. 130 See Also: Finality Order File Number: 3-9120
Aug. 3, 1998	Michael J. Markowski; Lillian A. McEwen, Administrative Law Judge Release No. 129 See Also: Opinion File Number: 3-9277
July 23, 1998	Patricia Ann Bellows; Lillian A. McEwen, Administrative Law Judge Release No. 128 See Also: Finality Order File Number: 3-8951
July 21, 1998	Orlando Joseph Jett; Carol Fox Foelak, Administrative Law Judge Release No. 127 See Also: Opinion File Number: 3-8919
May 29, 1998	First Jersey Securities, Inc. and Robert E. Brennan; Brenda P. Murray, Chief Administrative Law Judge Release No. 126 See Also: Finality Order , Opinion File Number: 3-8699
April 15, 1998	Edward D. Jones & Co., Donald E. Walter, Steven T. Roberts, Ronald L. Gorgen, and Charles R. Larimore; Brenda P. Murray, Chief Administrative Law Judge Release No. 125 See Also: Finality Order File Number: 3-9181
March 24, 1998	Martin Kaiden; Robert G. Mahony, Administrative Law Judge Release No. 124 See Also: Opinion File Number: 3-9403
March 20, 1998	Philadelphia Investors, LTD. and Clarence Z. Wurts; G. Marvin Bober, Administrative Law Judge Release No. 123 See Also: Finality Order , Opinion File Number: 3-9114
March 9, 1998	Russo Securities, Inc. and Ferdinand Russo; Brenda P. Murray, Chief Administrative Law Judge Release No. 122 See Also: Opinion File Number: 3-8573-EAJ
Feb. 24, 1998	Al Rizek; G. Marvin Bober, Administrative Law Judge Release No. 121 See Also: Opinion , Court of Appeals Opinion File Number: 3-9041
Feb. 9, 1998	Ted Harold Westerfield; G. Marvin Bober, Administrative Law Judge Release No. 120 See Also: Opinion File Number: 3-9355
Jan. 12, 1998	IMS/CPAs & Associates, Vernon T. Hall, Stanley E. Hargrave, and Jerome B. Vernazza; Brenda P. Murray, Chief Administrative Law Judge Release No. 119 See Also: Opinion File Number: 3-9042