ALJ Initial Decisions

Between January 31, 2026, and February 3, 2026, the Commission experienced a lapse in appropriations. In light of the lapse, the Commission issued an order staying certain administrative proceedings. On February 4, 2026, the Commission issued an order lifting the stay and extending dates in the proceedings previously subject to the stay.

Administrative Law Judges issued the following Initial Decisions pursuant to 5 U.S.C § 557 and 17 C.F.R. § 201.360(a).

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Date Sort descending	Respondents
Dec. 28, 1995	Sharon M. Graham, Stephen C. Voss, James J. Pasztor; Glenn Robert Lawrence, Administrative Law Judge Release No. 82 See Also: Opinion File Number: 3-8511
Dec. 22, 1995	Bank Of Boston Corp.; Brenda P. Murray, Chief Administrative Law Judge Release No. 81 File Number: 3-8270
Dec. 11, 1995	Ferdinand Russo, Russo Securities, Inc., Lawrence I. Mascera, Mascera & Company, Inc.; Glenn Robert Lawrence, Administrative Law Judge Release No. 80 See Also: Opinion File Number: 3-8573
Dec. 8, 1995	D.E. Wine Investments, Inc., W. Randal Miller, Kenneth B. Karpf, And Duncan E. Wine; Glenn Robert Lawrence, Administrative Law Judge Release No. 79 See Also: Opinion , Opinion File Number: 3-8543
Nov. 24, 1995	Carole L. Haynes; Glenn Robert Lawrence, Administrative Law Judge Release No. 78 File Number: 3-8512
Nov. 14, 1995	Victor H. Strevel; Glenn Robert Lawrence, Administrative Law Judge Release No. 77 File Number: 3-8727
Oct. 31, 1995	Laurie Jones Canady; Glenn Robert Lawrence, Administrative Law Judge Release No. 76 See Also: Order , Opinion File Number: 3-8531
Sept. 26, 1995	Richard M. Kulak Glenn Robert Lawrence, Administrative Law Judge Release No. 75 See Also: Opinion File Number: 3-8509
Aug. 31, 1995	New Allied Development Corp., Erica J. Hull and Grady A. Sanders Glenn Robert Lawrence, Administrative Law Judge Release No. 73 See Also: Opinion File Number: 3-8395
Aug. 31, 1995	Adrian C. Havill Glenn Robert Lawrence, Administrative Law Judge Release No. 74 See Also: Opinion File Number: 3-8510
Aug. 29, 1995	Thomas P. Gilmartin, Jr. Burton S. Kolko, Administrative Law Judge Release No. 72 File Number: 3-8675
Aug. 24, 1995	Richard D. Chema Glenn Robert Lawrence, Administrative Law Judge Release No. 71 See Also: Opinion File Number: 3-8508
July 25, 1995	Richard H. Morrow Burton S. Kolko, Administrative Law Judge Release No. 70 File Number: 3-8304
July 14, 1995	Timothy Mobley Brenda P. Murray, Chief Administrative Law Judge Release No. 69 File Number: 3-8457
July 10, 1995	Richard J. Puccio Glenn Robert Lawrence, Administrative Law Judge Release No. 68 See Also: Opinion File Number: 3-8438
July 5, 1995	Robert A. Magnan, Steven J. Labrasciano and Donald A. Roche, Jr. Brenda P. Murray, Chief Administrative Law Judge Release No. 67 See Also: Opinion File Number: 3-8370
June 27, 1995	Paul C. Kettler Glenn Robert Lawrence, Administrative Law Judge Release No. 66 File Number: 3-8206
May 8, 1995	George Craig Stayner, CPA Glenn Robert Lawrence, Administrative Law Judge Release No. 65 File Number: 3-8330
May 3, 1995	James Robert Voigtsberger and Peter Chase Advisors, Inc. Brenda P. Murray, Chief Administrative Law Judge Release No. 64 File Number: 3-8476
April 27, 1995	Suzanne L. Cook Edward J. Kuhlmann, Administrative Law Judge Release No. 63 See Also: Opinion File Number: 3-8294
April 11, 1995	Angelo P. Danna, C.P.A., and Mark P. Dentinger, C.P.A. Brenda P. Murray, Chief Administrative Law Judge Release No. 62 File Number: 3-8196
Feb. 27, 1995	Victor Teicher, Ross S. Frankel, and Victor Teicher & Co., L.P. Glenn Robert Lawrence, Administrative Law Judge Release No. 61 See Also: Opinion File Number: 3-8394
Jan. 17, 1995	Meyer Blinder Brenda P. Murray, Chief Administrative Law Judge Release No. 60 See Also: Opinion File Number: 3-8305

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