ALJ Initial Decisions
Between January 31, 2026, and February 3, 2026, the Commission experienced a lapse in appropriations. In light of the lapse, the Commission issued an order staying certain administrative proceedings. On February 4, 2026, the Commission issued an order lifting the stay and extending dates in the proceedings previously subject to the stay.
Administrative Law Judges issued the following Initial Decisions pursuant to 5 U.S.C § 557 and 17 C.F.R. § 201.360(a).
Related Resources:
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Release No.
13
File Number:
3-7091
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Release No.
11
File Number:
3-7287
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Release No.
10
File Number:
3-7280
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Release No.
9
File Number:
3-7023
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Release No.
8
File Number:
3-7261
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Release No.
7
File Number:
3-7153
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Release No.
6
File Number:
3-7272
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Release No.
5
File Number:
3-6579
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Release No.
4
File Number:
3-6380
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Release No.
3
File Number:
3-7019
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Release No.
2
File Number:
3-7206
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Release No.
1
File Number:
3-7289
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