ALJ Initial Decisions
Between January 31, 2026, and February 3, 2026, the Commission experienced a lapse in appropriations. In light of the lapse, the Commission issued an order staying certain administrative proceedings. On February 4, 2026, the Commission issued an order lifting the stay and extending dates in the proceedings previously subject to the stay.
Administrative Law Judges issued the following Initial Decisions pursuant to 5 U.S.C § 557 and 17 C.F.R. § 201.360(a).
Related Resources:
| Date Sort descending | Respondents |
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Release No.
3-6700
File Number:
3-6700
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Release No.
3-6743
File Number:
3-6743
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Release No.
3-6556
File Number:
3-6556
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Release No.
3-6571
File Number:
3-6571
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Release No.
3-6738
File Number:
3-6738
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Release No.
3-6783
File Number:
3-6783
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Release No.
3-6555
File Number:
3-6555
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Release No.
3-6562
File Number:
3-6562
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Michael David Marant d/b/a, Light Investment Company Warren E. Blair, Chief Administrative Law Judge
Release No.
3-6793
File Number:
3-6793
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Release No.
3-6618
File Number:
3-6618
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