ALJ Initial Decisions

Between January 31, 2026, and February 3, 2026, the Commission experienced a lapse in appropriations. In light of the lapse, the Commission issued an order staying certain administrative proceedings. On February 4, 2026, the Commission issued an order lifting the stay and extending dates in the proceedings previously subject to the stay.
 

Administrative Law Judges issued the following Initial Decisions pursuant to 5 U.S.C § 557 and 17 C.F.R. § 201.360(a).

Related Resources:

Date Sort descending Respondents
Release No. 3-6612
File Number: 3-6612
Release No. 3-6566
File Number: 3-6566
Release No. 3-6461
File Number: 3-6461
Release No. 3-6586
File Number: 3-6586
Release No. 3-6615
File Number: 3-6615
Release No. 3-6495
File Number: 3-6495
Release No. 3-6540
File Number: 3-6540
Release No. 3-6542
File Number: 3-6542