ALJ Initial Decisions
Between January 31, 2026, and February 3, 2026, the Commission experienced a lapse in appropriations. In light of the lapse, the Commission issued an order staying certain administrative proceedings. On February 4, 2026, the Commission issued an order lifting the stay and extending dates in the proceedings previously subject to the stay.
Administrative Law Judges issued the following Initial Decisions pursuant to 5 U.S.C § 557 and 17 C.F.R. § 201.360(a).
Related Resources:
| Date Sort descending | Respondents |
|---|---|
|
Release No.
3-2393
File Number:
3-2393
|
|
|
Release No.
3-3185
File Number:
3-3185
|
|
|
Release No.
3-2990
File Number:
8-13645
|
|
|
Release No.
3-3254
File Number:
3-3254
|
|
|
Release No.
3-3469
File Number:
3-3469
|
|
|
Release No.
3-2870
File Number:
3-2870
|
|
|
Release No.
3-2547
File Number:
3-2547
|
|
|
Release No.
3-3081
File Number:
8-15868-1
|
|
|
Release No.
3-3337
File Number:
3-3337
|
|
|
Release No.
3-3336
File Number:
81-109
|
|
|
Release No.
3-3474
File Number:
3-3474
|
|
|
Release No.
3-3249
File Number:
3-3249
|
|
|
Release No.
8-9578, 8-8876, 8-12746
File Number:
3-1950, 3-1951, 3-1952, 3-2073
|
|
|
Release No.
3-2233
File Number:
3-2233
|
|
|
Release No.
3-1698
File Number:
3-1698
|
|
|
Release No.
3-3319
File Number:
24D-3011
|
|
|
Release No.
3-3000
File Number:
3-3000
|
|
|
Release No.
3-2157
File Number:
3-2157
|
|
|
Release No.
3-2892and3-3071
File Number:
3-2892and3-3071
|
|
|
Release No.
3-2601
File Number:
8-14730
|