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ALJ Decisions & Orders:
Administrative Law Judges
Archives 1968

Administrative Law Judges issued the following Initial Decisions pursuant to 5 U.S.C § 557 and 17 C.F.R. § 201.360(a).

Fourth Quarter | Third Quarter | Second Quarter | First Quarter

Additional Archives

AP No. Date Respondents
Fourth Quarter
3-1512 Dec. 24, 1968 Babcock & Co., Louis W. Babcock and Robert T. Stead (8-11902)
David J. Markun,
Hearing Examiner
(Note: Opinion)
3-1057 Nov. 5, 1968 General Electric Company, General Electric S & S Program Mutual Fund (813-26)
Sidney L. Feiler,
Hearing Examiner
(Note: Finality Order)
3-1374 Oct. 24, 1968 The Trust Fund Sponsored by the Episcopal School Foundation College Award Program, Inc. (812-2229)
Sidney Gross,
Hearing Examiner
(Note: Commission Order Discontinuing Proceeding)
Third Quarter
3-326 Aug. 27, 1968 Kennedy, Cabot & Co., Inc., David Paul Kane, Linda D. Tallen (8-8621)
Sidney L. Feiler,
Hearing Examiner
(Note: Opinion)
3-570 Aug. 26, 1968 Jaffee & Company, Wilton L. Jaffee, Jr. (8-11472), Greene & Company, Irving A. Greene, Robert Topol, Bernard Horn (8-702), M. L. Lee & Co., Inc., Martin L. Levy (8-8226)
Sidney Ullman,
Hearing Examiner
(Note: Opinion)
Second Quarter
3-136 May 6, 1968 Williams S. Marshall
Sidney Ullman,
Hearing Examiner
First Quarter
3-1246 Mar. 18, 1968 American Steel and Pump Corporation (812-2141)
Irving Schiller,
Hearing Examiner
(Note: Finality)
3-785 Mar. 11, 1968 Richard N. Cea, James C. Conklin, Kenneth E. Fisher, Robert E. Kness, Frank P. Wayhart, Keystone State Investment Securities Company, Inc. (8-12228)
Samuel Binder,
Hearing Examiner
(Note: Opinion)
3-1212 Feb. 1, 1968 The National Dollar Stores, Ltd. (81-79)
Sidney Ullman,
Hearing Examiner
(Note: Opinion)
3-717 Jan. 24, 1968 Nationwide Family Plans, Inc. (8-7508), William Kilroy, Louis C. Ostrer
Irving Schiller,
Hearing Examiner

http://www.sec.gov/alj/aljdec/aljdecarchive/aljdecarc1968.shtml


Modified: 10/16/2014