ALJ Initial Decisions

Between January 31, 2026, and February 3, 2026, the Commission experienced a lapse in appropriations. In light of the lapse, the Commission issued an order staying certain administrative proceedings. On February 4, 2026, the Commission issued an order lifting the stay and extending dates in the proceedings previously subject to the stay.
 

Administrative Law Judges issued the following Initial Decisions pursuant to 5 U.S.C § 557 and 17 C.F.R. § 201.360(a).

Related Resources:

Date Sort descending Respondents
Release No. 3-1512
See Also: Opinion
File Number: 3-1512
Release No. 3-1057
See Also: Finality Order
File Number: 3-1057
Release No. 3-1374
File Number: 3-1374
Release No. 3-326
See Also: Opinion
File Number: 3-326
Release No. 3-570
See Also: Opinion
File Number: 3-570
Release No. 3-1246
See Also: Finality
File Number: 3-1246
Release No. 3-785, AAER-1248
See Also: Opinion
File Number: 3-785
Release No. 3-1212
See Also: Opinion
File Number: 3-1212
Release No. 3-717
File Number: 3-717