MSRB Rulemaking Archive: 2022
We encourage the public to submit comments on the following Municipal Securities Rulemaking Board (MSRB) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Fourth Quarter |
Third Quarter |
Second Quarter |
First Quarter
MSRB File Number List for 2022
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Chronological List for 2022
(Search any column)
| Release No. | Date | Details |
|---|---|---|
| Fourth Quarter | ||
| SR-MSRB-2022-10 | ||
| 34-96516 | Dec. 16, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MSRB Rule A-12, on Registration, and Accompanying Form A-12 Changes
Comments due: January 12, 2023 Additional Materials: Exhibit 3, Exhibit 5 |
| SR-MSRB-2022-09 | ||
| 34-96348 | Nov. 17, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule G-3, on Professional Qualification Requirements, to Delete References to Certain Temporary Regulatory Relief Implemented During the Height of the Coronavirus Disease
Comments due: December 14, 2022 Additional Materials: Exhibit 5 |
| SR-MSRB-2022-08 | ||
| 34-96346 | Nov. 17, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MSRB Rule G-27, on Supervision, to Further Extend the Current Regulatory Relief for Remote Office Inspections through June 30, 2023
Comments due: December 14, 2022 Additional Materials: Exhibit 5 |
| Third Quarter | ||
| SR-MSRB-2022-07 | ||
| 34-95684 | Sep. 7, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MSRB Rule G-3 Continuing Education Program Requirements to Harmonize with Industry-Wide Transformation
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 2, Exhibit 5 |
| SR-MSRB-2022-05 | ||
| 34-95602 | Aug. 25, 2022 | Order Granting Approval of a Proposed Rule Change Consisting of Amendments to MSRB Rule G-34 to Better Align the CUSIP Requirements for Underwriters and Municipal Advisors with Current Market Practices |
| SR-MSRB-2022-06 | ||
| 34-95417 | Aug. 3, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Certain Rates of Assessment for Rate Card Fees under MSRB Rules A-11 and A-13, Institute an Annual Rate Card Process for Future Rate Amendments, and Provide for Certain Technical Amendments to MSRB Rules A-11, A-12, and A-13
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 3a, Exhibit 3b, Exhibit 5 Comments received are available for this proposal. |
| SR-MSRB-2022-03 | ||
| 34-95380 | Jul. 28, 2022 | Notice of Withdrawal of Proposed Rule Change to Amend Certain Rates of Assessment for Rate Card Fees Under MSRB Rules A-11 and A-13, Institute an Annual Rate Card Process for Future Rate Amendments, and Provide for Certain Technical Amendments to MSRB Rules A-11, A-12, and A-13 |
| SR-MSRB-2022-05 | ||
| 34-95208 | Jul. 7, 2022 | Notice of Filing of a Proposed Rule Change Consisting of Amendments to MSRB Rule G-34 to Better Align the CUSIP Requirements for Underwriters and Municipal Advisors with Current Market Practices
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| Second Quarter | ||
| SR-MSRB-2022-02 | ||
| 34-95145 | Jun. 23, 2022 | Order Granting Approval of a Proposed Rule Change Consisting of Amendments to MSRB Rule G-19 Regarding Regulation Best Interest for Certain Municipal Securities Activities of Bank Dealers and MSRB Rule G-48 Regarding Quantitative Suitability for Institutional Sophisticated Municipal Market Professionals |
| SR-MSRB-2022-04 | ||
| 34-95094 | Jun. 13, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Consisting of Amendments to Certain Administrative Rules and Articles of the By-Laws of the Municipal Securities Rulemaking Board Relating to the MSRB's Officers
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-MSRB-2022-03 | ||
| 34-95075 | Jun. 9, 2022 | Notice of Filing of a Proposed Rule Change to Amend Certain Rates of Assessment for Rate Card Fees under MSRB Rules A-11 and A-13, Institute an Annual Rate Card Process for Future Rate Amendments, and Provide for Certain Technical Amendments to MSRB Rules A-11, A-12, and A-13
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 3, Exhibit 5 Comments received are available for this proposal. |
| SR-MSRB-2022-02 | ||
| 34-94850 | May 4, 2022 | Notice of Filing of a Proposed Rule Change Consisting of Amendments to MSRB Rule G-19 Regarding Regulation Best Interest for Certain Municipal Securities Activities of Bank Dealers and MSRB Rule G-48 Regarding Quantitative Suitability for Institutional Sophisticated Municipal Market Professionals
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 2, Exhibit 5 |
| First Quarter | ||
| SR-MSRB-2022-01 | ||
| 34-94383 | Mar. 9, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Further Extend the Regulatory Relief and Permit Dealers to Conduct Office Inspections Remotely until December 31, 2022 Pursuant to MSRB Rule G-27, on Supervision
Comments due: April 5, 2022 Additional Materials: Exhibit 5 |
File Number List for 2022
| Release No. | Date | Details |
|---|---|---|
| SR-MSRB-2022-10 | ||
| 34-96516 | Dec. 16, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MSRB Rule A-12, on Registration, and Accompanying Form A-12 Changes
Comments due: January 12, 2023 Additional Materials: Exhibit 3, Exhibit 5 |
| SR-MSRB-2022-09 | ||
| 34-96348 | Nov. 17, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule G-3, on Professional Qualification Requirements, to Delete References to Certain Temporary Regulatory Relief Implemented During the Height of the Coronavirus Disease
Comments due: December 14, 2022 Additional Materials: Exhibit 5 |
| SR-MSRB-2022-08 | ||
| 34-96346 | Nov. 17, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MSRB Rule G-27, on Supervision, to Further Extend the Current Regulatory Relief for Remote Office Inspections through June 30, 2023
Comments due: December 14, 2022 Additional Materials: Exhibit 5 |
| SR-MSRB-2022-07 | ||
| 34-95684 | Sep. 7, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MSRB Rule G-3 Continuing Education Program Requirements to Harmonize with Industry-Wide Transformation
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 2, Exhibit 5 |
| SR-MSRB-2022-06 | ||
| 34-95417 | Aug. 3, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Certain Rates of Assessment for Rate Card Fees under MSRB Rules A-11 and A-13, Institute an Annual Rate Card Process for Future Rate Amendments, and Provide for Certain Technical Amendments to MSRB Rules A-11, A-12, and A-13
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 3a, Exhibit 3b, Exhibit 5 Comments received are available for this proposal. |
| SR-MSRB-2022-05 | ||
| 34-95602 | Aug. 25, 2022 | Order Granting Approval of a Proposed Rule Change Consisting of Amendments to MSRB Rule G-34 to Better Align the CUSIP Requirements for Underwriters and Municipal Advisors with Current Market Practices |
| 34-95208 | Jul. 7, 2022 | Notice of Filing of a Proposed Rule Change Consisting of Amendments to MSRB Rule G-34 to Better Align the CUSIP Requirements for Underwriters and Municipal Advisors with Current Market Practices
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-MSRB-2022-04 | ||
| 34-95094 | Jun. 13, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Consisting of Amendments to Certain Administrative Rules and Articles of the By-Laws of the Municipal Securities Rulemaking Board Relating to the MSRB's Officers
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-MSRB-2022-03 | ||
| 34-95380 | Jul. 28, 2022 | Notice of Withdrawal of Proposed Rule Change to Amend Certain Rates of Assessment for Rate Card Fees Under MSRB Rules A-11 and A-13, Institute an Annual Rate Card Process for Future Rate Amendments, and Provide for Certain Technical Amendments to MSRB Rules A-11, A-12, and A-13 |
| 34-95075 | Jun. 9, 2022 | Notice of Filing of a Proposed Rule Change to Amend Certain Rates of Assessment for Rate Card Fees under MSRB Rules A-11 and A-13, Institute an Annual Rate Card Process for Future Rate Amendments, and Provide for Certain Technical Amendments to MSRB Rules A-11, A-12, and A-13
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 3, Exhibit 5 Comments received are available for this proposal. |
| SR-MSRB-2022-02 | ||
| 34-95145 | Jun. 23, 2022 | Order Granting Approval of a Proposed Rule Change Consisting of Amendments to MSRB Rule G-19 Regarding Regulation Best Interest for Certain Municipal Securities Activities of Bank Dealers and MSRB Rule G-48 Regarding Quantitative Suitability for Institutional Sophisticated Municipal Market Professionals |
| 34-94850 | May 4, 2022 | Notice of Filing of a Proposed Rule Change Consisting of Amendments to MSRB Rule G-19 Regarding Regulation Best Interest for Certain Municipal Securities Activities of Bank Dealers and MSRB Rule G-48 Regarding Quantitative Suitability for Institutional Sophisticated Municipal Market Professionals
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 2, Exhibit 5 |
| SR-MSRB-2022-01 | ||
| 34-94383 | Mar. 9, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Further Extend the Regulatory Relief and Permit Dealers to Conduct Office Inspections Remotely until December 31, 2022 Pursuant to MSRB Rule G-27, on Supervision
Comments due: April 5, 2022 Additional Materials: Exhibit 5 |