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MSRB Rulemaking Archive: 2006

We encourage the public to submit comments on the following Municipal Securities Rulemaking Board (MSRB) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List

Fourth Quarter | Third Quarter | Second Quarter | First Quarter

MSRB File Number List for 2006

Additional Archives


Chronological List
Release No. Date Details
Fourth Quarter

SR-MSRB-2006-10
34-54930 Dec. 13, 2006 Notice of Filing of Proposed Rule Change Relating to Amendments to Rule G-27, on Supervision, Rule G-8, on Recordkeeping, and Rule G-9, on Record Retention
Comments due:  January 10, 2007
See also:  Order: Rel. No. 34-55792
Comments received are available for this notice.

SR-MSRB-2006-08
34-54671 Oct. 30, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendment to Rule A-6, on Committees of the Board
Comments due:  November 24, 2006

SR-MSRB-2006-07
34-54612 Oct. 17, 2006 Order Approving Proposed Rule Change to MSRB Rule G-14 RTRS Procedures Relating to "List Offering Price" and "Takedown" Transactions
See also:  Notice: Rel. No. 34-54416
Third Quarter

SR-MSRB-2006-07
34-54416 Sep. 8, 2006 Notice of Filing of Proposed Rule Change to MSRB Rule G-14 RTRS Procedures Relating to "List Offering Price" and "Takedown" Transactions
Comments due:  October 5, 2006
See also:  Order: Rel. No. 34-54612

SR-MSRB-2006-06
34-54357 Aug. 24, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 51 Examination Program
Comments due:  September 21, 2006

SR-MSRB-2006-05
34-54141 Jul. 13, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 53 Examination Program
Comments due:  August 10, 2006
Second Quarter

SR-MSRB-2005-11
34-53961 Jun. 8, 2006 Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Definition of Solicitation under MSRB Rules G-37 and G-38
See also:  Notice: Rel. No. 34-53747

SR-MSRB-2006-01
34-53960 Jun. 8, 2006 Order Approving Proposed Rule Change and Amendment No. 1 Relating to Withdrawal of Obsolete Question-and-Answer Interpretive Guidance under Former Rule G-38, on Consultants, and Certain Question-and-Answer Interpretive Guidance Relating to the Definition of “Solicitation” under Rule G-37, on Political Contributions and Prohibitions on Municipal Securities Business
See also:  Notice: Rel. No. 34-53746

SR-MSRB-2006-03
34-53959 Jun. 8, 2006 Order Approving Proposed Rule Change Consisting of Interpretive Guidance on Customer Protection Obligations of Brokers, Dealers and Municipal Securities Dealers Relating to the Marketing of 529 College Savings Plans
See also:  Notice: Rel. No. 34-53715
Comments received are available for this notice.

SR-MSRB-2006-04
34-53947 Jun. 6, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendment to Rule A-11, on Indemnification of Members and Employees
Comments due:  July 6, 2006

SR-MSRB-2006-02
34-53804 May 15, 2006 Order Approving Proposed Rule Change Relating to Restated Articles of Incorporation and By-Laws
See also:  Notice: Rel. No. 34-53616

SR-MSRB-2005-11
34-53747 May 1, 2006 Notice of Filing of Amendment No. 2 to a Proposed Rule Change Relating to the Definition of Solicitation under MSRB Rules G-37 and G-38
Comments due:  May 26, 2006
See also:  Order: Rel. No. 34-53961

SR-MSRB-2006-01
34-53746 May 1, 2006 Notice of Filing of Proposed Rule Change and Amendment No. 1 Relating to the Withdrawal of Obsolete Question-and-Answer Interpretive Guidance under Former Rule G-38, on Consultants, and Certain Question-and-Answer Interpretive Guidance Relating to the Definition of "Solicitation" under Rule G-37, on Political Contributions and Prohibitions on Municipal Securities Business
Comments due:  May 26, 2006
See also:  Order: Rel. No. 34-53960; Notice: Rel. No. 34-52948

SR-MSRB-2006-03
34-53715 Apr. 25, 2006 Notice of Filing of Proposed Rule Change Consisting of Interpretive Guidance on Customer Protection Obligations of Brokers, Dealers and Municipal Securities Dealers Relating to the Marketing of 529 College Savings Plans
Comments due:  May 23, 2006
See also:  Order: Rel. No. 34-53959
Comments received are available for this notice.

SR-MSRB-2006-02
34-53616 April 7, 2006 Notice of Filing of Proposed Rule Change Relating to Restated Articles of Incorporation and By-laws
Comments due:  May 5, 2006
See also:  Order: Rel. No. 34-53804
First Quarter

SR-MSRB-2005-17
34-53051 Jan. 4, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to Administrative Rules (Rules A-3(f) and A-6(c)) Relating to Board Member Compensation
Comments due:  February 1, 2006


MSRB File Number List for 2006
Release No. Date Details

SR-MSRB-2006-10
34-55792 May 22, 2007 Order Approving Proposed Rule Change Relating to Amendments to Rule G-27, on Supervision, Rule G-8, on Recordkeeping, and Rule G-9, on Record Retention
Comments received are available for this notice.
34-54930 Dec. 13, 2006 Notice of Filing of Proposed Rule Change Relating to Amendments to Rule G-27, on Supervision, Rule G-8, on Recordkeeping, and Rule G-9, on Record Retention
Comments due:  January 10, 2007
Comments received are available for this notice.

SR-MSRB-2006-09
34-55830 May 30, 2007 Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to MSRB Rule G-21, on Advertising, and MSRB Rule G-27, on Supervision
34-55302 Feb. 15, 2007 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to MSRB Rule G-21, on Advertising, and MSRB Rule G-27, on Supervision
Comments due:  21 days after publication in the Federal Register
Comments received are available for this notice.

SR-MSRB-2006-08
34-54671 Oct. 30, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendment to Rule A-6, on Committees of the Board
Comments due:  November 24, 2006

SR-MSRB-2006-07
34-54612 Oct. 17, 2006 Order Approving Proposed Rule Change to MSRB Rule G-14 RTRS Procedures Relating to "List Offering Price" and "Takedown" Transactions
34-54416 Sep. 8, 2006 Notice of Filing of Proposed Rule Change to MSRB Rule G-14 RTRS Procedures Relating to "List Offering Price" and "Takedown" Transactions
Comments due:  October 5, 2006

SR-MSRB-2006-06
34-54357 Aug. 24, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 51 Examination Program
Comments due:  September 21, 2006

SR-MSRB-2006-05
34-54141 Jul. 13, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 53 Examination Program
Comments due:  21 days after publication in the Federal Register

SR-MSRB-2006-04
34-53947 Jun. 6, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendment to Rule A-11, on Indemnification of Members and Employees
Comments due:  July 6, 2006

SR-MSRB-2006-03
34-53959 Jun. 8, 2006 Order Approving Proposed Rule Change Consisting of Interpretive Guidance on Customer Protection Obligations of Brokers, Dealers and Municipal Securities Dealers Relating to the Marketing of 529 College Savings Plans
34-53715 Apr. 25, 2006 Notice of Filing of Proposed Rule Change Consisting of Interpretive Guidance on Customer Protection Obligations of Brokers, Dealers and Municipal Securities Dealers Relating to the Marketing of 529 College Savings Plans
Comments due:  May 23, 2006
Comments received are available for this notice.

SR-MSRB-2006-02
34-53804 May 15, 2006 Order Approving Proposed Rule Change Relating to Restated Articles of Incorporation and By-Laws
34-53616 April 7, 2006 Notice of Filing of Proposed Rule Change Relating to Restated Articles of Incorporation and By-laws
Comments due:  May 5, 2006

SR-MSRB-2006-01
34-53960 Jun. 8, 2006 Order Approving Proposed Rule Change and Amendment No. 1 Relating to Withdrawal of Obsolete Question-and-Answer Interpretive Guidance under Former Rule G-38, on Consultants, and Certain Question-and-Answer Interpretive Guidance Relating to the Definition of “Solicitation” under Rule G-37, on Political Contributions and Prohibitions on Municipal Securities Business
34-53746 May 1, 2006 Notice of Filing of Proposed Rule Change and Amendment No. 1 Relating to the Withdrawal of Obsolete Question-and-Answer Interpretive Guidance under Former Rule G-38, on Consultants, and Certain Question-and-Answer Interpretive Guidance Relating to the Definition of "Solicitation" under Rule G-37, on Political Contributions and Prohibitions on Municipal Securities Business
Comments due:  May 26, 2006

 

http://www.sec.gov/rules/sro/msrb/msrbarchive/msrbarchive2006.shtml


Modified: 10/16/2014