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MSRB Rulemaking Archive: 2006
We encourage the public to submit comments on the following Municipal Securities Rulemaking Board (MSRB) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Fourth Quarter | Third Quarter | Second Quarter | First Quarter
MSRB File Number List for 2006
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| Release No. |
Date |
Details |
| Fourth Quarter |
SR-MSRB-2006-10 |
| 34-54930 |
Dec. 13, 2006 |
Notice of Filing of Proposed Rule Change Relating to Amendments to Rule G-27, on Supervision, Rule G-8, on Recordkeeping, and Rule G-9, on Record Retention
Comments due: January 10, 2007
See also: Order: Rel. No. 34-55792
Comments received are available for this notice.
|
SR-MSRB-2006-08 |
| 34-54671 |
Oct. 30, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendment to Rule A-6, on Committees of the Board
Comments due: November 24, 2006
|
SR-MSRB-2006-07 |
| 34-54612 |
Oct. 17, 2006 |
Order Approving Proposed Rule Change to MSRB Rule G-14 RTRS Procedures Relating to "List Offering Price" and "Takedown" Transactions
See also: Notice: Rel. No. 34-54416
|
| Third Quarter |
SR-MSRB-2006-07 |
| 34-54416 |
Sep. 8, 2006 |
Notice of Filing of Proposed Rule Change to MSRB Rule G-14 RTRS Procedures Relating to "List Offering Price" and "Takedown" Transactions
Comments due: October 5, 2006
See also: Order: Rel. No. 34-54612
|
SR-MSRB-2006-06 |
| 34-54357 |
Aug. 24, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 51 Examination Program
Comments due: September 21, 2006
|
SR-MSRB-2006-05 |
| 34-54141 |
Jul. 13, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 53 Examination Program
Comments due: August 10, 2006
|
| Second Quarter |
SR-MSRB-2005-11 |
| 34-53961 |
Jun. 8, 2006 |
Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Definition of Solicitation under MSRB Rules G-37 and G-38
See also: Notice: Rel. No. 34-53747
|
SR-MSRB-2006-01 |
| 34-53960 |
Jun. 8, 2006 |
Order Approving Proposed Rule Change and Amendment No. 1 Relating to Withdrawal of Obsolete Question-and-Answer Interpretive Guidance under Former Rule G-38, on Consultants, and Certain Question-and-Answer Interpretive Guidance Relating to the Definition of “Solicitation” under Rule G-37, on Political Contributions and Prohibitions on Municipal Securities Business
See also: Notice: Rel. No. 34-53746
|
SR-MSRB-2006-03 |
| 34-53959 |
Jun. 8, 2006 |
Order Approving Proposed Rule Change Consisting of Interpretive Guidance on Customer Protection Obligations of Brokers, Dealers and Municipal Securities Dealers Relating to the Marketing of 529 College Savings Plans
See also: Notice: Rel. No. 34-53715
Comments received are available for this notice.
|
SR-MSRB-2006-04 |
| 34-53947 |
Jun. 6, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendment to Rule A-11, on Indemnification of Members and Employees
Comments due: July 6, 2006
|
SR-MSRB-2006-02 |
| 34-53804 |
May 15, 2006 |
Order Approving Proposed Rule Change Relating to Restated Articles of Incorporation and By-Laws
See also: Notice: Rel. No. 34-53616
|
SR-MSRB-2005-11 |
| 34-53747 |
May 1, 2006 |
Notice of Filing of Amendment No. 2 to a Proposed Rule Change Relating to the Definition of Solicitation under MSRB Rules G-37 and G-38
Comments due: May 26, 2006
See also: Order: Rel. No. 34-53961
|
SR-MSRB-2006-01 |
| 34-53746 |
May 1, 2006 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Relating to the Withdrawal of Obsolete Question-and-Answer Interpretive Guidance under Former Rule G-38, on Consultants, and Certain Question-and-Answer Interpretive Guidance Relating to the Definition of "Solicitation" under Rule G-37, on Political Contributions and Prohibitions on Municipal Securities Business
Comments due: May 26, 2006
See also: Order: Rel. No. 34-53960; Notice: Rel. No. 34-52948
|
SR-MSRB-2006-03 |
| 34-53715 |
Apr. 25, 2006 |
Notice of Filing of Proposed Rule Change Consisting of Interpretive Guidance on Customer Protection Obligations of Brokers, Dealers and Municipal Securities Dealers Relating to the Marketing of 529 College Savings Plans
Comments due: May 23, 2006
See also: Order: Rel. No. 34-53959
Comments received are available for this notice.
|
SR-MSRB-2006-02 |
| 34-53616 |
April 7, 2006 |
Notice of Filing of Proposed Rule Change Relating to Restated Articles of Incorporation and By-laws
Comments due: May 5, 2006
See also: Order: Rel. No. 34-53804
|
| First Quarter |
SR-MSRB-2005-17 |
| 34-53051 |
Jan. 4, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to Administrative Rules (Rules A-3(f) and A-6(c)) Relating to Board Member Compensation
Comments due: February 1, 2006
|
| MSRB File Number List for 2006 |
| Release No. |
Date |
Details |
SR-MSRB-2006-10 |
| 34-55792 |
May 22, 2007 |
Order Approving Proposed Rule Change Relating to Amendments to Rule G-27, on Supervision, Rule G-8, on Recordkeeping, and Rule G-9, on Record Retention
Comments received are available for this notice.
|
| 34-54930 |
Dec. 13, 2006 |
Notice of Filing of Proposed Rule Change Relating to Amendments to Rule G-27, on Supervision, Rule G-8, on Recordkeeping, and Rule G-9, on Record Retention
Comments due: January 10, 2007
Comments received are available for this notice.
|
SR-MSRB-2006-09 |
| 34-55830 |
May 30, 2007 |
Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to MSRB Rule G-21, on Advertising, and MSRB Rule G-27, on Supervision
|
| 34-55302 |
Feb. 15, 2007 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to MSRB Rule G-21, on Advertising, and MSRB Rule G-27, on Supervision
Comments due: 21 days after publication in the Federal Register
Comments received are available for this notice.
|
SR-MSRB-2006-08 |
| 34-54671 |
Oct. 30, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendment to Rule A-6, on Committees of the Board
Comments due: November 24, 2006
|
SR-MSRB-2006-07 |
| 34-54612 |
Oct. 17, 2006 |
Order Approving Proposed Rule Change to MSRB Rule G-14 RTRS Procedures Relating to "List Offering Price" and "Takedown" Transactions
|
| 34-54416 |
Sep. 8, 2006 |
Notice of Filing of Proposed Rule Change to MSRB Rule G-14 RTRS Procedures Relating to "List Offering Price" and "Takedown" Transactions
Comments due: October 5, 2006
|
SR-MSRB-2006-06 |
| 34-54357 |
Aug. 24, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 51 Examination Program
Comments due: September 21, 2006
|
SR-MSRB-2006-05 |
| 34-54141 |
Jul. 13, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 53 Examination Program
Comments due: 21 days after publication in the Federal Register
|
SR-MSRB-2006-04 |
| 34-53947 |
Jun. 6, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendment to Rule A-11, on Indemnification of Members and Employees
Comments due: July 6, 2006
|
SR-MSRB-2006-03 |
| 34-53959 |
Jun. 8, 2006 |
Order Approving Proposed Rule Change Consisting of Interpretive Guidance on Customer Protection Obligations of Brokers, Dealers and Municipal Securities Dealers Relating to the Marketing of 529 College Savings Plans
|
| 34-53715 |
Apr. 25, 2006 |
Notice of Filing of Proposed Rule Change Consisting of Interpretive Guidance on Customer Protection Obligations of Brokers, Dealers and Municipal Securities Dealers Relating to the Marketing of 529 College Savings Plans
Comments due: May 23, 2006
Comments received are available for this notice.
|
SR-MSRB-2006-02 |
| 34-53804 |
May 15, 2006 |
Order Approving Proposed Rule Change Relating to Restated Articles of Incorporation and By-Laws
|
| 34-53616 |
April 7, 2006 |
Notice of Filing of Proposed Rule Change Relating to Restated Articles of Incorporation and By-laws
Comments due: May 5, 2006
|
SR-MSRB-2006-01 |
| 34-53960 |
Jun. 8, 2006 |
Order Approving Proposed Rule Change and Amendment No. 1 Relating to Withdrawal of Obsolete Question-and-Answer Interpretive Guidance under Former Rule G-38, on Consultants, and Certain Question-and-Answer Interpretive Guidance Relating to the Definition of “Solicitation” under Rule G-37, on Political Contributions and Prohibitions on Municipal Securities Business
|
| 34-53746 |
May 1, 2006 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Relating to the Withdrawal of Obsolete Question-and-Answer Interpretive Guidance under Former Rule G-38, on Consultants, and Certain Question-and-Answer Interpretive Guidance Relating to the Definition of "Solicitation" under Rule G-37, on Political Contributions and Prohibitions on Municipal Securities Business
Comments due: May 26, 2006
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http://www.sec.gov/rules/sro/msrb/msrbarchive/msrbarchive2006.shtml
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