|
|
 |
MSRB Rulemaking Archive: 2007
We encourage the public to submit comments on the following Municipal Securities Rulemaking Board (MSRB) filings during the comment period. For detailed instructions, please read
How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Fourth Quarter | Third Quarter | Second Quarter | First Quarter
MSRB File Number List for 2007
Additional Archives
2023 |
2022 |
2021 |
2020 |
2019 |
2018 |
2017 |
2016 |
2015 |
2014 |
2013 |
2012 |
2011 |
2010 |
2009 |
2008 |
2007 |
2006 |
2005 |
2004 |
2003 |
2002 |
2001 |
2000 |
1999 |
1998
| Release No. |
Date |
Details |
| Fourth Quarter |
SR-MSRB-2007-06 |
|
34-57004 |
Dec. 20, 2007 |
Notice of Filing of Proposed Rule Change Relating to an Amendment to the Municipal Securities Information Library® System to Establish a Pilot System for Consolidated Dissemination of Disclosure Documents and Related Information through an Internet-Based Public Access Portal
Comments due: January 18, 2008
Comments received
are available
for this notice.
|
SR-MSRB-2007-07 |
|
34-57002 |
Dec. 20, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule G-14, Reports of Sales or Purchases, to Extend the Expiration Date of the Three-Hour Exception to the Fifteen-Minute Reporting Deadline
Comments due: January 18, 2008
|
SR-MSRB-2007-04 |
|
34-56946 |
Dec. 12, 2007 |
Order Approving Proposed Rule Change Relating to Amendments to Rule G-40 on E-Mail Contacts
See also:
Notice: Rel. No. 34-56736
|
SR-MSRB-2007-05 |
|
34-56796 |
Nov. 15, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule G-27, on Supervision
Comments due: December 14, 2007
|
SR-MSRB-2007-04 |
|
34-56736 |
Nov. 2, 2007 |
Notice of Filing of Proposed Rule Change Relating to Amendments to Rule G-40 on E-Mail Contacts
Comments due: November 30, 2007
See also:
Order: Rel. No. 34-56946
|
| Third Quarter |
SR-MSRB-2007-02 |
|
34-56479 |
Sep. 20, 2007 |
Notice of Filing and Immediate Effectiveness of Amendment to Rule A-3, on Membership on the Board
Comments due: October 18, 2007
|
SR-MSRB-2007-03 |
|
34-56478 |
Sep. 20, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delay the Implementation of Amendments to Rule G-27 on Supervision
Comments due: October 17, 2007
Comments received
are available
for this notice.
|
SR-MSRB-2007-01 |
|
34-56202 |
Aug. 3, 2007 |
Order Approving Proposed Rule Change to MSRB Rule G-14, Reports of Sales or Purchases Relating to Reporting of Transactions in Certain Special Trading Situations
See also:
Notice: Rel. No. 34-55957
|
| Second Quarter |
SR-MSRB-2007-01 |
|
34-55957 |
Jun. 26, 2007 |
Notice of Filing of Proposed Rule Change to MSRB Rule G-14, Reports of Sales or Purchases Relating to Reporting of Transactions in Certain Special Trading Situations
Comments due: July 24, 2007
See also:
Order: Rel. No. 34-56202
|
SR-MSRB-2006-09 |
|
34-55830 |
May 30, 2007 |
Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to MSRB Rule G-21, on Advertising, and MSRB Rule G-27, on Supervision
See also:
Notice: Rel. No. 34-55302
Comments received
are available
for this notice.
|
SR-MSRB-2006-10 |
|
34-55792 |
May 22, 2007 |
Order Approving Proposed Rule Change Relating to Amendments to Rule G-27, on Supervision, Rule G-8, on Recordkeeping, and Rule G-9, on Record Retention
See also:
Notice: Rel. No. 34-54930
Comments received
are available
for this notice.
|
| First Quarter |
SR-MSRB-2006-09 |
|
34-55302 |
Feb. 15, 2007 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to MSRB Rule G-21, on Advertising, and MSRB Rule G-27, on Supervision
Comments due: March 16, 2007
See also:
Order: Rel. No. 34-55830
Comments received
are available
for this notice.
|
| MSRB File Number List for 2007 |
| Release No. |
Date |
Details |
SR-MSRB-2007-08 |
|
34-57750 |
May 1, 2008 |
Order Granting Approval of Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Rule G-8, Books and Records, Rule G-9, Preservation of Records, and Rule G-34, CUSIP Numbers and New Issue Requirements, to Improve Transaction Reporting of New Issues
|
|
34-57131 |
Jan. 11, 2008 |
Notice of Filing of Proposed Rule Change to Rule G-8, Books and Records, Rule G-9, Preservation of Records, and Rule G-34, CUSIP Numbers and New Issue Requirements, to Improve Transaction Reporting of New Issues
Comments due: February 7, 2008
|
SR-MSRB-2007-07 |
|
34-57002 |
Dec. 20, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule G-14, Reports of Sales or Purchases, to Extend the Expiration Date of the Three-Hour Exception to the Fifteen-Minute Reporting Deadline
Comments due: January 18, 2008
|
SR-MSRB-2007-06 |
|
34-57577 |
Mar. 28, 2008 |
Notice of Filing of Amendment Nos. 1 and 2 and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment Nos. 1 and 2 Thereto Relating to an Amendment to the Municipal Securities Information LibraryŽ System to Establish a Pilot System for Consolidated Dissemination of Disclosure Documents and Related Information through an Internet-Based Public Access Portal
Comments due: May 5, 2008
|
|
34-57004 |
Dec. 20, 2007 |
Notice of Filing of Proposed Rule Change Relating to an Amendment to the Municipal Securities Information Library® System to Establish a Pilot System for Consolidated Dissemination of Disclosure Documents and Related Information through an Internet-Based Public Access Portal
Comments due: January 18, 2008
Comments received
are available
for this notice.
|
SR-MSRB-2007-05 |
|
34-56796 |
Nov. 15, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule G-27, on Supervision
Comments due: December 14, 2007
|
SR-MSRB-2007-04 |
|
34-56946 |
Dec. 12, 2007 |
Order Approving Proposed Rule Change Relating to Amendments to Rule G-40 on E-Mail Contacts
|
|
34-56736 |
Nov. 2, 2007 |
Notice of Filing of Proposed Rule Change Relating to Amendments to Rule G-40 on E-Mail Contacts
Comments due: November 30, 2007
|
SR-MSRB-2007-03 |
|
34-56478 |
Sep. 20, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delay the Implementation of Amendments to Rule G-27 on Supervision
Comments due: October 17, 2007
Comments received
are available
for this notice.
|
SR-MSRB-2007-02 |
|
34-56479 |
Sep. 20, 2007 |
Notice of Filing and Immediate Effectiveness of Amendment to Rule A-3, on Membership on the Board
Comments due: October 18, 2007
|
SR-MSRB-2007-01 |
|
34-56202 |
Aug. 3, 2007 |
Order Approving Proposed Rule Change to MSRB Rule G-14, Reports of Sales or Purchases Relating to Reporting of Transactions in Certain Special Trading Situations
|
|
34-55957 |
Jun. 26, 2007 |
Notice of Filing of Proposed Rule Change to MSRB Rule G-14, Reports of Sales or Purchases Relating to Reporting of Transactions in Certain Special Trading Situations
Comments due: July 24, 2007
|
http://www.sec.gov/rules/sro/msrb/msrbarchive/msrbarchive2007.shtml
|
