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MSRB Rulemaking Archive: 2007

We encourage the public to submit comments on the following Municipal Securities Rulemaking Board (MSRB) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List

Fourth Quarter | Third Quarter | Second Quarter | First Quarter

MSRB File Number List for 2007

Additional Archives


Chronological List
Release No. Date Details
Fourth Quarter

SR-MSRB-2007-06
34-57004 Dec. 20, 2007 Notice of Filing of Proposed Rule Change Relating to an Amendment to the Municipal Securities Information Library® System to Establish a Pilot System for Consolidated Dissemination of Disclosure Documents and Related Information through an Internet-Based Public Access Portal
Comments due:  January 18, 2008
Comments received are available for this notice.
* Submit comments on SR-MSRB-2007-06

SR-MSRB-2007-07
34-57002 Dec. 20, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule G-14, Reports of Sales or Purchases, to Extend the Expiration Date of the Three-Hour Exception to the Fifteen-Minute Reporting Deadline
Comments due:  January 18, 2008

SR-MSRB-2007-04
34-56946 Dec. 12, 2007 Order Approving Proposed Rule Change Relating to Amendments to Rule G-40 on E-Mail Contacts
See also:  Notice: Rel. No. 34-56736

SR-MSRB-2007-05
34-56796 Nov. 15, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule G-27, on Supervision
Comments due:  December 14, 2007

SR-MSRB-2007-04
34-56736 Nov. 2, 2007 Notice of Filing of Proposed Rule Change Relating to Amendments to Rule G-40 on E-Mail Contacts
Comments due:  November 30, 2007
See also:  Order: Rel. No. 34-56946
Third Quarter

SR-MSRB-2007-02
34-56479 Sep. 20, 2007 Notice of Filing and Immediate Effectiveness of Amendment to Rule A-3, on Membership on the Board
Comments due:  October 18, 2007

SR-MSRB-2007-03
34-56478 Sep. 20, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delay the Implementation of Amendments to Rule G-27 on Supervision
Comments due:  October 17, 2007
Comments received are available for this notice.

SR-MSRB-2007-01
34-56202 Aug. 3, 2007 Order Approving Proposed Rule Change to MSRB Rule G-14, Reports of Sales or Purchases Relating to Reporting of Transactions in Certain Special Trading Situations
See also:  Notice: Rel. No. 34-55957
Second Quarter

SR-MSRB-2007-01
34-55957 Jun. 26, 2007 Notice of Filing of Proposed Rule Change to MSRB Rule G-14, Reports of Sales or Purchases Relating to Reporting of Transactions in Certain Special Trading Situations
Comments due:  July 24, 2007
See also:  Order: Rel. No. 34-56202

SR-MSRB-2006-09
34-55830 May 30, 2007 Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to MSRB Rule G-21, on Advertising, and MSRB Rule G-27, on Supervision
See also:  Notice: Rel. No. 34-55302
Comments received are available for this notice.

SR-MSRB-2006-10
34-55792 May 22, 2007 Order Approving Proposed Rule Change Relating to Amendments to Rule G-27, on Supervision, Rule G-8, on Recordkeeping, and Rule G-9, on Record Retention
See also:  Notice: Rel. No. 34-54930
Comments received are available for this notice.
First Quarter

SR-MSRB-2006-09
34-55302 Feb. 15, 2007 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to MSRB Rule G-21, on Advertising, and MSRB Rule G-27, on Supervision
Comments due:  March 16, 2007
See also:  Order: Rel. No. 34-55830
Comments received are available for this notice.


MSRB File Number List for 2007
Release No. Date Details

SR-MSRB-2007-08
34-57750 May 1, 2008 Order Granting Approval of Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Rule G-8, Books and Records, Rule G-9, Preservation of Records, and Rule G-34, CUSIP Numbers and New Issue Requirements, to Improve Transaction Reporting of New Issues
34-57131 Jan. 11, 2008 Notice of Filing of Proposed Rule Change to Rule G-8, Books and Records, Rule G-9, Preservation of Records, and Rule G-34, CUSIP Numbers and New Issue Requirements, to Improve Transaction Reporting of New Issues
Comments due:  February 7, 2008

SR-MSRB-2007-07
34-57002 Dec. 20, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule G-14, Reports of Sales or Purchases, to Extend the Expiration Date of the Three-Hour Exception to the Fifteen-Minute Reporting Deadline
Comments due:  January 18, 2008

SR-MSRB-2007-06
34-57577 Mar. 28, 2008 Notice of Filing of Amendment Nos. 1 and 2 and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment Nos. 1 and 2 Thereto Relating to an Amendment to the Municipal Securities Information LibraryŽ System to Establish a Pilot System for Consolidated Dissemination of Disclosure Documents and Related Information through an Internet-Based Public Access Portal
Comments due:  May 5, 2008
* Submit comments on SR-MSRB-2007-06
34-57004 Dec. 20, 2007 Notice of Filing of Proposed Rule Change Relating to an Amendment to the Municipal Securities Information Library® System to Establish a Pilot System for Consolidated Dissemination of Disclosure Documents and Related Information through an Internet-Based Public Access Portal
Comments due:  January 18, 2008
Comments received are available for this notice.

SR-MSRB-2007-05
34-56796 Nov. 15, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule G-27, on Supervision
Comments due:  December 14, 2007

SR-MSRB-2007-04
34-56946 Dec. 12, 2007 Order Approving Proposed Rule Change Relating to Amendments to Rule G-40 on E-Mail Contacts
34-56736 Nov. 2, 2007 Notice of Filing of Proposed Rule Change Relating to Amendments to Rule G-40 on E-Mail Contacts
Comments due:  November 30, 2007

SR-MSRB-2007-03
34-56478 Sep. 20, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delay the Implementation of Amendments to Rule G-27 on Supervision
Comments due:  October 17, 2007
Comments received are available for this notice.

SR-MSRB-2007-02
34-56479 Sep. 20, 2007 Notice of Filing and Immediate Effectiveness of Amendment to Rule A-3, on Membership on the Board
Comments due:  October 18, 2007

SR-MSRB-2007-01
34-56202 Aug. 3, 2007 Order Approving Proposed Rule Change to MSRB Rule G-14, Reports of Sales or Purchases Relating to Reporting of Transactions in Certain Special Trading Situations
34-55957 Jun. 26, 2007 Notice of Filing of Proposed Rule Change to MSRB Rule G-14, Reports of Sales or Purchases Relating to Reporting of Transactions in Certain Special Trading Situations
Comments due:  July 24, 2007

 

http://www.sec.gov/rules/sro/msrb/msrbarchive/msrbarchive2007.shtml


Modified: 06/16/2008