MSRB Rulemaking
We encourage the public to submit comments on the following Municipal Securities Rulemaking Board (MSRB) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Fourth Quarter |
Third Quarter |
Second Quarter |
First Quarter
MSRB File Number List for 2020
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Chronological List for 2020
(Search any column)
| Release No. | Date | Details |
|---|---|---|
| Fourth Quarter | ||
| SR-MSRB-2020-09 | ||
| 34-90621 | Dec. 9, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Provide Additional Regulatory Relief on a Temporary Basis to Dealers and Municipal Advisors Due to the Sustained Coronavirus (COVID-19) Pandemic
Comments due: January 5, 2021 Additional Materials: Exhibit 5 |
| SR-MSRB-2020-08 | ||
| 34-90611 | Dec. 9, 2020 | Order Granting Approval of a Proposed Rule Change to Amend MSRB Form G-32 |
| SR-MSRB-2020-08 | ||
| 34-90248 | Oct. 22, 2020 | Notice of Filing of a Proposed Rule Change to Amend MSRB Form G-32
Comments due: November 18, 2020 Additional Materials: Exhibit 5 |
| SR-MSRB-2020-07 | ||
| 34-90066 | Oct. 1, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Consisting of Amendments to the By-Laws of the Municipal Securities Rulemaking Board to Reflect Recent Changes to MSRB Rules A-3, A-4, and A-6
Comments due: October 28, 2020 Additional Materials: Exhibit 5 |
| Third Quarter | ||
| SR-MSRB-2020-05 | ||
| 34-89998 | Sep. 25, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Consisting of Amendments to MSRB Rules A-3 and A-4 Relating to Board Quorum, Meeting, and Voting Requirements
Comments due: October 22, 2020 Additional Materials: Exhibit 5 |
| SR-MSRB-2020-06 | ||
| 34-89994 | Sep. 24, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Consisting of Amendments to the MSRB's Amended and Restated Articles of Incorporation
Comments due: October 21, 2020 Additional Materials: Exhibit 5 |
| SR-MSRB-2020-04 | ||
| 34-89484 | Aug. 5, 2020 | Order Granting Approval of a Proposed Rule Change Consisting of Amendments to MSRB Rules A-3 and A-6 that are Designed to Improve Board Governance |
| Second Quarter | ||
| SR-MSRB-2020-02 | ||
| 34-89154 | Jun. 25, 2020 | Order Granting Approval of a Proposed Rule Change to Align Certain MSRB Rules to Securities Exchange Act Rule 15l-1, Regulation Best Interest |
| SR-MSRB-2020-04 | ||
| 34-89092 | Jun. 18, 2020 | Notice of Filing of a Proposed Rule Change Consisting of Amendments to MSRB Rules A-3 and A-6 that are Designed to Improve Board Governance
Comments due: July 15, 2020 Additional Materials: Exhibit 2, Exhibit 5 Comments received are available for this proposal. |
| SR-MSRB-2020-03 | ||
| 34-88986 | Jun. 1, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Waive MSRB Market Activity Fees Related to Transactions with the Municipal Liquidity Facility Established by the Board of Governors of the Federal Reserve System
Comments due: June 26, 2020 Additional Materials: Exhibit 5 |
| SR-MSRB-2020-02 | ||
| 34-88828 | May 6, 2020 | Notice of Filing of a Proposed Rule Change to Align Certain MSRB Rules to Securities Exchange Act Rule 15l-1, Regulation Best Interest
Comments due: June 2, 2020 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-MSRB-2020-01 | ||
| 34-88694 | Apr. 20, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Provide Dealers and Municipal Advisors Additional Time to Comply with Certain Obligations for a Temporary Period of Time and Temporarily Suspend Late Fees on Payments Owed to the MSRB
Comments due: May 15, 2020 Additional Materials: Exhibit 5 |
| First Quarter | ||
| SR-MSRB-2019-13 | ||
| 34-88225 | Feb. 18, 2020 | Order Granting Approval of a Proposed Rule Change to Amend the Information Facility of the MSRB's Electronic Municipal Market Access (EMMA) System |
File Number List for 2020
| Release No. | Date | Details |
|---|---|---|
| SR-MSRB-2020-09 | ||
| 34-90621 | Dec. 9, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Provide Additional Regulatory Relief on a Temporary Basis to Dealers and Municipal Advisors Due to the Sustained Coronavirus (COVID-19) Pandemic
Comments due: January 5, 2021 Additional Materials: Exhibit 5 |
| SR-MSRB-2020-08 | ||
| 34-90611 | Dec. 9, 2020 | Order Granting Approval of a Proposed Rule Change to Amend MSRB Form G-32 |
| 34-90248 | Oct. 22, 2020 | Notice of Filing of a Proposed Rule Change to Amend MSRB Form G-32
Comments due: November 18, 2020 Additional Materials: Exhibit 5 |
| SR-MSRB-2020-07 | ||
| 34-90066 | Oct. 1, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Consisting of Amendments to the By-Laws of the Municipal Securities Rulemaking Board to Reflect Recent Changes to MSRB Rules A-3, A-4, and A-6
Comments due: October 28, 2020 Additional Materials: Exhibit 5 |
| SR-MSRB-2020-06 | ||
| 34-89994 | Sep. 24, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Consisting of Amendments to the MSRB's Amended and Restated Articles of Incorporation
Comments due: October 21, 2020 Additional Materials: Exhibit 5 |
| SR-MSRB-2020-05 | ||
| 34-89998 | Sep. 25, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Consisting of Amendments to MSRB Rules A-3 and A-4 Relating to Board Quorum, Meeting, and Voting Requirements
Comments due: October 22, 2020 Additional Materials: Exhibit 5 |
| SR-MSRB-2020-04 | ||
| 34-89484 | Aug. 5, 2020 | Order Granting Approval of a Proposed Rule Change Consisting of Amendments to MSRB Rules A-3 and A-6 that are Designed to Improve Board Governance |
| 34-89092 | Jun. 18, 2020 | Notice of Filing of a Proposed Rule Change Consisting of Amendments to MSRB Rules A-3 and A-6 that are Designed to Improve Board Governance
Comments due: July 15, 2020 Additional Materials: Exhibit 2, Exhibit 5 Comments received are available for this proposal. |
| SR-MSRB-2020-03 | ||
| 34-88986 | Jun. 1, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Waive MSRB Market Activity Fees Related to Transactions with the Municipal Liquidity Facility Established by the Board of Governors of the Federal Reserve System
Comments due: June 26, 2020 Additional Materials: Exhibit 5 |
| SR-MSRB-2020-02 | ||
| 34-89154 | Jun. 25, 2020 | Order Granting Approval of a Proposed Rule Change to Align Certain MSRB Rules to Securities Exchange Act Rule 15l-1, Regulation Best Interest |
| 34-88828 | May 6, 2020 | Notice of Filing of a Proposed Rule Change to Align Certain MSRB Rules to Securities Exchange Act Rule 15l-1, Regulation Best Interest
Comments due: June 2, 2020 Comments received are available for this proposal. |
| SR-MSRB-2020-01 | ||
| 34-88694 | Apr. 20, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Provide Dealers and Municipal Advisors Additional Time to Comply with Certain Obligations for a Temporary Period of Time and Temporarily Suspend Late Fees on Payments Owed to the MSRB
Comments due: May 15, 2020 Additional Materials: Exhibit 5 |