The Division of Economic and Risk Analysis (DERA) was created in September 2009 to integrate financial economics and rigorous data analytics into the core mission of the SEC. The Division is involved across the entire range of SEC activities, including policy-making, rule-making, enforcement, and examination.
About the Division of Economic and Risk Analysis
NEW! Available for download, financial statement data sets provide selected information extracted from exhibits to corporate financial reports filed with the Commission using eXtensible Business Reporting Language (XBRL).
Learn more about Financial Statement Data Sets
NEW! Available for download, Draft 2016 Order Handling Data Schema and Report Renderer for Broker-Dealers.
Learn more about Taxonomies
Security Recommendations and the Liability of Broker-Dealers
May 1, 2016
Mutual Funds Apart From the Crowd
April 23, 2016
Manipulation of Illiquid Asset Indexes
Feb. 26, 2016
Private Liquidity Funds: Characteristics and Risk Indicators
Jan. 27, 2017
Outcomes of Investing in OTC Stocks
Dec. 16, 2016
Regulation A+: What Do We Know So Far?
Dec. 7, 2016
Natasha Burns, Jan Jindra, and Kristina Minnick, 2017, Sales of Private Firms and the Role of CEO Compensation, Journal of Corporate Finance, forthcoming.
Nicole M. Boyson, Jean Helwege,and Jan Jindra, 2016, Thawing Frozen Capital Markets and Backdoor Bailouts: Evidence from the Fed's Liquidity Programs, Journal of Banking and Finance, 76:92-119. (updated)
Ryan Goodstein, Paul Hanouna, Carlos Ramirez, and Christof W. Stahel, Contagion Effects in Strategic Mortgage Defaults, 2016, Journal of Financial Intermediation, forthcoming.
Dan Amiram, William Beaver, Wayne R. Landsman, and Jianxin Zhao, 2016, The Effects of CDS Trading on Syndicated Loans, Journal of Financial Economics, forthcoming.
Has Big Data Made Us Lazy?
Oct. 21, 2016
Accredited Investors (slides from DERA presentation)
Feb. 19, 2016
Contact the Division of Economic and Risk Analysis: