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Press Releases

Press Releases

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Official announcements highlighting recent actions taken by the SEC and other newsworthy information.  To view Press Releases prior to 2012, view the Press Release Archive.
 
Date Title Release No.
January 2015
Jan. 28, 2015 SEC Names Erin Schneider as Associate Regional Director in San Francisco Office 2015-16
Jan. 27, 2015 SEC to Hold Roundtable on Proxy Voting 2015-15
Jan. 27, 2015 SEC Charges Oppenheimer With Securities Law Violations Related to Improper Penny Stock Sales 2015-14
Jan. 22, 2015 SEC Charges Former Executive at Tampa-Based Engineering Firm With FCPA Violations 2015-13
Jan. 21, 2015 SEC Charges Investment Adviser and Manager in South Florida-Based Fraud 2015-12
Jan. 21, 2015 Investment Management Director Norm Champ to Leave SEC 2015-11
Jan. 21, 2015 SEC Announces Charges Against Standard & Poor’s for Fraudulent Ratings Misconduct 2015-10
Jan. 15, 2015 SEC Announces Charges Against Attorneys and Auditors in Microcap Scheme Involving Purported Mining Companies 2015-9
Jan. 15, 2015 Fee Rate Advisory #3 for Fiscal Year 2015 2015-8
Jan. 15, 2015 SEC Charges UBS Subsidiary With Disclosure Violations and Other Regulatory Failures in Operating Dark Pool 2015-7
Jan. 14, 2015 SEC Adopts Rules to Increase Transparency in Security-Based Swap Market 2015-6
Jan. 13, 2015 SEC Announces Members of New Equity Market Structure Advisory Committee 2015-5
Jan. 13, 2015 SEC Charges Canadian Man With Conducting Fraudulent Trading Scheme 2015-4
Jan. 13, 2015 SEC Announces 2015 Examination Priorities 2015-3
Jan. 12, 2015 SEC Charges Direct Edge Exchanges With Failing to Properly Describe Order Types 2015-2
Jan. 8, 2015 SEC Names Walter Jospin as Regional Director of Atlanta Office 2015-1
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Last Updated

Date: Jan. 27, 2015

Title: SEC to Hold Roundtable on Proxy Voting

Release No. 2015-15

Date: Jan. 21, 2015

Title: Investment Management Director Norm Champ to Leave SEC

Release No. 2015-11

Date: Jan. 15, 2015

Title: Fee Rate Advisory #3 for Fiscal Year 2015

Release No. 2015-8

Date: Jan. 13, 2015

Title: SEC Charges Canadian Man With Conducting Fraudulent Trading Scheme

Release No. 2015-4

Date: Jan. 13, 2015

Title: SEC Announces 2015 Examination Priorities

Release No. 2015-3

Date: Jan. 8, 2015

Title: SEC Names Walter Jospin as Regional Director of Atlanta Office

Release No. 2015-1