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MSRB Rulemaking: 2012

We encourage the public to submit comments on the following Municipal Securities Rulemaking Board (MSRB) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Fourth Quarter |  Third Quarter |  Second Quarter |  First Quarter

MSRB File Number List for 2012

Additional Archives


Chronological List
Release No. Date Details
Fourth Quarter

SR-MSRB-2012-08
34-68472 Dec. 19, 2012 Order Approving a Proposed Rule Change Consisting of Amendments to Streamline New Issue Information Submission Requirements Under MSRB Rules G-32 and G-34
See also:  Notice: Rel. No. 34-68134

SR-MSRB-2012-10
34-68328 Nov. 30, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Implementation Date of the Requirement to Report the Contractual Dollar Prices at which Transactions were Executed for Inter-Dealer Transactions
Comments due: December 27, 2012

SR-MSRB-2012-09
34-68274 Nov. 20, 2012 Notice of Filing and Immediate Effectiveness of Revisions to the Study Outline for the Municipal Securities Principal Qualification Examination (Series 53)
Comments due: December 18, 2012
Additional Materials:  Exhibit 3

SR-MSRB-2012-08
34-68134 Nov. 1, 2012 Notice of Filing of Proposed Rule Change Consisting of Amendments to Streamline New Issue Information Submission Requirements Under MSRB Rules G-32 and G-34
Comments due:  November 29, 2012
Additional Materials:   Exhibit 5
See also:   Order: Rel. No. 34-68472

SR-MSRB-2012-07
34-68081 Oct. 22, 2012 Order Approving a Proposed Rule Change To Amend the Real-Time Transaction Reporting System Information System and Subscription Service
See also:   Notice: Rel. No. 34-67792
Third Quarter

SR-MSRB-2012-06
34-67908 Sep. 21, 2012 Order Granting Approval of a Proposed Rule Change To Amend Rule G-34 on CUSIP Numbers, New Issue, and Market Information Requirements
See also:   Notice: Rel. No. 34-67344

SR-MSRB-2012-07
34-67792 Sep. 6, 2012 Notice of Filing of Proposed Amendments to the Real-Time Transaction Reporting System Information System and Subscription Service
Comments due:  October 3, 2012
Additional Materials:   Exhibit 5
See also:   Order: Rel. No. 34-68081
Comments received are available for this proposal.

SR-MSRB-2012-06
34-67344 Jul. 3, 2012 Notice of Filing of Proposed Rule Change to Amend Rule G-34, on CUSIP Numbers, New Issue, and Market Information Requirements
Comments due:  July 31, 2012
Additional Materials:   Exhibit 5
See also:   Order: Rel. No. 34-67908
Comments received are available for this proposal.
Second Quarter

SR-MSRB-2012-04
34-67238 Jun. 22, 2012 Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Relating to Proposed Rule G-43, on Broker's Brokers; Proposed Amendments to Rule G-8, on Books and Records, Rule G-9, on Record Retention, and Rule G-18, on Execution of Transactions; and a Proposed Interpretive Notice on the Duties of Dealers that Use the Services of Broker's Brokers
See also:   Notice: Rel. No. 34-66954; Notice: Rel. No. 34-66625

SR-MSRB-2012-05
34-67064 May 25, 2012 Order Granting Approval of a Proposed Rule Change Consisting of a Restatement of an Interpretive Notice Concerning the Application of MSRB Rule G-17 to Sophisticated Municipal Market Professionals
See also:   Notice: Rel. No. 34-66772

SR-MSRB-2012-04
34-66954 May 9, 2012 Notice of a Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to Proposed Rule G-43, on Brokerís Brokers; Proposed Amendments to Rule G-8, on Books and Records, Rule G-9, on Record Retention, and Rule G-18, on Execution of Transactions; and a Proposed Interpretive Notice on the Duties of Dealers that Use the Services of Brokerís Brokers
See also:   Order: Rel. No. 34-67238; Notice: Rel. No. 34-66625

SR-MSRB-2011-09
34-66927 May 4, 2012 Order Approving Proposed Rule Change, as Modified by Amendment No. 2, Consisting of Interpretive Notice Concerning the Application of MSRB Rule G-17 to Underwriters of Municipal Securities
See also:  Notices: Rel. No. 34-65749 and Rel. No. 34-65263 and Order: Rel. No. 34-66918

SR-MSRB-2012-02
34-66866 Apr. 26, 2012 Order Granting Approval of Proposed Rule Change Consisting of Establishment of Historical Data Subscription from Submissions to the MSRB Electronic Municipal Market Access System ("EMMA")
See also:   Notice: Rel. No. 34-66522

SR-MSRB-2012-03
34-66865 Apr. 26, 2012 Order Granting Approval of Proposed Rule Change Consisting of Establishment of a Subscription to Historical Information and Documents Submitted to the MSRB's Short-Term Obligation Rate Transparency System
See also:   Notice: Rel. No. 34-66521

SR-MSRB-2012-05
34-66772 April 9, 2012 Notice of Filing of a Proposed Rule Change Consisting of a Restatement of an Interpretive Notice Concerning the Application of MSRB Rule G-17 to Sophisticated Municipal Market Professionals
Comments due:  May 4, 2012
Additional Materials:   Exhibit 5
See also:   Order: Rel. No. 34-67064
Comments received are available for this proposal.
First Quarter

SR-MSRB-2012-04
34-66625 Mar. 20, 2012 Notice of Filing of a Proposed Rule Change Consisting of Proposed Rule G-43, on Broker's Brokers; Proposed Amendments to Rule G-8, on Books and Records, Rule G-9, on Record Retention, and Rule G-18, on Execution of Transactions; and a Proposed Interpretive Notice on the Duties of Dealers that Use the Services of Broker's Brokers
Comments due:  April 16, 2012
See also:   Order: Rel. No. 34-67238; Notice: Rel. No. 34-66954
Comments received are available for this proposal.

SR-MSRB-2012-01
34-66622 Mar. 20, 2012 Order Granting Approval of Amendments to Rule G-14, on Reports of Sales or Purchases, including the Rule G-14 RTRS Procedures, and Amendments to the Real-Time Transaction Reporting System
See also:   Notice: Rel. No. 34-66309

SR-MSRB-2012-02
34-66522 Mar. 6, 2012 Notice of Filing of Proposed Rule Change Consisting of Establishment of Historical Data Subscription from Submissions to the MSRB Electronic Municipal Market Access System ("EMMA")
Comments due:  April 2, 2012
See also:   Order: Rel. No. 34-66866

SR-MSRB-2012-03
34-66521 Mar. 6, 2012 Notice of Filing of Proposed Rule Change Consisting of Establishment of a Subscription to Historical Information and Documents Submitted to the MSRB's Short-Term Obligation Rate Transparency System
Comments due:  April 2, 2012
See also:   Order: Rel. No. 34-66865

SR-MSRB-2012-01
34-66309 Feb. 2, 2012 Notice of Filing of Amendments to Rule G-14, on Reports of Sales or Purchases, including the Rule G-14 RTRS Procedures, and amendments to the Real-Time Transaction Reporting System
Comments due:  February 29, 2012
See also:   Order: Rel. No. 34-66622


MSRB File Number List for 2012
Release No. Date Details

SR-MSRB-2012-10
34-68328 Nov. 30, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Implementation Date of the Requirement to Report the Contractual Dollar Prices at which Transactions were Executed for Inter-Dealer Transactions
Comments due: December 27, 2012

SR-MSRB-2012-09
34-68274 Nov. 20, 2012 Notice of Filing and Immediate Effectiveness of Revisions to the Study Outline for the Municipal Securities Principal Qualification Examination (Series 53)
Comments due: December 18, 2012
Additional Materials:  Exhibit 3

SR-MSRB-2012-08
34-68472 Dec. 19, 2012 Order Approving a Proposed Rule Change Consisting of Amendments to Streamline New Issue Information Submission Requirements Under MSRB Rules G-32 and G-34
34-68134 Nov. 1, 2012 Notice of Filing of Proposed Rule Change Consisting of Amendments to Streamline New Issue Information Submission Requirements Under MSRB Rules G-32 and G-34
Comments due:  November 29, 2012
Additional Materials:   Exhibit 5

SR-MSRB-2012-07
34-68081 Oct. 22, 2012 Order Approving a Proposed Rule Change To Amend the Real-Time Transaction Reporting System Information System and Subscription Service
34-67792 Sep. 6, 2012 Notice of Filing of Proposed Amendments to the Real-Time Transaction Reporting System Information System and Subscription Service
Comments due:  October 3, 2012
Additional Materials:   Exhibit 5
Comments received are available for this proposal.

SR-MSRB-2012-06
34-67908 Sep. 21, 2012 Order Granting Approval of a Proposed Rule Change To Amend Rule G-34 on CUSIP Numbers, New Issue, and Market Information Requirements
34-67344 Jul. 3, 2012 Notice of Filing of Proposed Rule Change to Amend Rule G-34, on CUSIP Numbers, New Issue, and Market Information Requirements
Comments due:  July 31, 2012
Additional Materials:   Exhibit 5
Comments received are available for this proposal.

SR-MSRB-2012-05
34-67064 May 25, 2012 Order Granting Approval of a Proposed Rule Change Consisting of a Restatement of an Interpretive Notice Concerning the Application of MSRB Rule G-17 to Sophisticated Municipal Market Professionals
34-66772 April 9, 2012 Notice of Filing of a Proposed Rule Change Consisting of a Restatement of an Interpretive Notice Concerning the Application of MSRB Rule G-17 to Sophisticated Municipal Market Professionals
Comments due:  May 4, 2012
Additional Materials:   Exhibit 5
Comments received are available for this proposal.

SR-MSRB-2012-04
34-67238 Jun. 22, 2012 Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Relating to Proposed Rule G-43, on Broker's Brokers; Proposed Amendments to Rule G-8, on Books and Records, Rule G-9, on Record Retention, and Rule G-18, on Execution of Transactions; and a Proposed Interpretive Notice on the Duties of Dealers that Use the Services of Broker's Brokers
34-66954 May 9, 2012 Notice of a Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to Proposed Rule G-43, on Brokerís Brokers; Proposed Amendments to Rule G-8, on Books and Records, Rule G-9, on Record Retention, and Rule G-18, on Execution of Transactions; and a Proposed Interpretive Notice on the Duties of Dealers that Use the Services of Brokerís Brokers
34-66625 Mar. 20, 2012 Notice of Filing of a Proposed Rule Change Consisting of Proposed Rule G-43, on Broker's Brokers; Proposed Amendments to Rule G-8, on Books and Records, Rule G-9, on Record Retention, and Rule G-18, on Execution of Transactions; and a Proposed Interpretive Notice on the Duties of Dealers that Use the Services of Broker's Brokers
Comments due:  April 16, 2012
Comments received are available for this proposal.

SR-MSRB-2012-03
34-66865 Apr. 26, 2012 Order Granting Approval of Proposed Rule Change Consisting of Establishment of a Subscription to Historical Information and Documents Submitted to the MSRB's Short-Term Obligation Rate Transparency System
34-66521 Mar. 6, 2012 Notice of Filing of Proposed Rule Change Consisting of Establishment of a Subscription to Historical Information and Documents Submitted to the MSRB's Short-Term Obligation Rate Transparency System
Comments due:  April 2, 2012

SR-MSRB-2012-02
34-66866 Apr. 26, 2012 Order Granting Approval of Proposed Rule Change Consisting of Establishment of Historical Data Subscription from Submissions to the MSRB Electronic Municipal Market Access System ("EMMA")
34-66522 Mar. 6, 2012 Notice of Filing of Proposed Rule Change Consisting of Establishment of Historical Data Subscription from Submissions to the MSRB Electronic Municipal Market Access System ("EMMA")
Comments due:  April 2, 2012

SR-MSRB-2012-01
34-66622 Mar. 20, 2012 Order Granting Approval of Amendments to Rule G-14, on Reports of Sales or Purchases, including the Rule G-14 RTRS Procedures, and Amendments to the Real-Time Transaction Reporting System
34-66309 Feb. 2, 2012 Notice of Filing of Amendments to Rule G-14, on Reports of Sales or Purchases, including the Rule G-14 RTRS Procedures, and amendments to the Real-Time Transaction Reporting System
Comments due:  February 29, 2012

 

http://www.sec.gov/rules/sro/msrb/msrbarchive/msrbarchive2012.shtml


Modified: 05/13/2014