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MSRB Rulemaking Archive: 2004

We encourage the public to submit comments on the following Municipal Securities Rulemaking Board (MSRB) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List

Fourth Quarter | Third Quarter | Second Quarter | First Quarter

MSRB File Number List for 2004

Additional Archives


Chronological List
Release No. Date Details
Fourth Quarter

SR-MSRB-2004-09
34-50919 Dec. 22, 2004 Notice of Filing of Proposed Rule Change Relating to Advertisements of Municipal Fund Securities Under MSRB Rule G-21
Comments due:  January 20, 2005
See also:  Order: Rel. No. 34-51736
Comments received are available for this notice.

SR-MSRB-2004-06
34-50820 Dec. 8, 2004 Order Approving Proposed Rule Change to Create the Real-Time Transaction Price Service and Propose an Annual Subscription Fee for the Service
See also:  Notice: Rel. No. 34-50605

SR-MSRB-2004-08
34-50773 Dec. 1, 2004 Notice of Filing of Proposed Rule Change Relating to Amendments to Rule G-34, on CUSIP Numbers and New Issue Requirements, to Facilitate Real-Time Transaction Reporting of Trades in New Issue Municipal Securities
Comments due:  December 28, 2004
See also:  Order: Rel. No. 34-51000

SR-MSRB-2004-05
34-50689 Nov. 18, 2004 Order Approving Proposed Rule Change to Offer a New Historical Data Product
See also:  Notice: Rel. No. 34-50689

SR-MSRB-2004-07
34-50692 Nov. 18, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Implementation Plan for Real-Time Transaction Reporting and Price Dissemination
Comments due:  December 15, 2004

SR-MSRB-2004-06
34-50605 Oct. 29, 2004 Notice of Filing of Proposed Rule Change to Create the Real-Time Transaction Price Service and Propose Annual Subscription Fee
Comments due:  November 26, 2004
See also:  Order: Rel. No. 34-50820
Comments received are available for this notice.

SR-MSRB-2004-04
34-50557 Oct. 18, 2004 Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to Proposed Amendments to Eliminate Exemptions from the Continuing Education Regulatory Element Requirements
See also:  Notice: Rel. No. 34-50328

SR-MSRB-2004-05
34-50491 Oct. 5, 2004 Notice of Proposed Rule Change to Offer New Historical Data Product
Comments due:  November 8, 2004
See also:  Order: Rel. No. 34-50689
Third Quarter

SR-MSRB-2004-04
34-50328 Sep. 7, 2004 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments to Eliminate Exemptions from the Continuing Education Regulatory Element Requirements
Comments due:  October 5, 2004
See also:  Order: Rel. No. 34-50557

SR-MSRB-2004-03
34-50323 Sep. 7, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Consisting of Technical Amendments to Rule G-3 Relating to Professional Qualifications
Comments due:  October 4, 2004

SR-MSRB-2004-02
34-50294 Aug. 31, 2004 Order Approving Proposed Rule Change Relating to Amendments to the MSRB’s Rule G-12(f) on Automated Comparison and G-14 on Transaction Reporting, and to the Implementation of a Facility for Real-Time Transaction Reporting and Price Dissemination
See also:  Notice: Rel. No. 34-49902
Second Quarter

SR-MSRB-2004-02
34-49902 Jun. 22, 2004 Notice of Filing of Proposed Rule Change Relating to Proposed Amendments to the MSRB's Rule G-12(f) on Automated Comparison and G-14 on Transaction Reporting, and to the Implementation of a Facility for Real-Time Transaction Reporting and Price Dissemination
Comments due:  July 20, 2004
See also:  Order: Rel. No. 34-50294
Comments received are available for this notice.
First Quarter
No proposals were posted on website.


MSRB File Number List for 2004
Release No. Date Details

SR-MSRB-2004-09
34-51736 May 24, 2005 Order Approving Proposed Rule Change Relating to Advertisements of Municipal Fund Securities Under MSRB Rule G-21
34-50919 Dec. 22, 2004 Notice of Filing of Proposed Rule Change Relating to Advertisements of Municipal Fund Securities Under MSRB Rule G-21
Comments due:  January 20, 2005
Comments received are available for this notice.

SR-MSRB-2004-08
34-51000 Jan. 7, 2005 Order Approving Proposed Rule Change Relating to Amendments to MSRB Rule G-34, on CUSIP Numbers and New Issue Requirements, to Facilitate Real-Time Transaction Reporting of Trades in New Issue Municipal Securities
34-50773 Dec. 1, 2004 Notice of Filing of Proposed Rule Change Relating to Amendments to Rule G-34, on CUSIP Numbers and New Issue Requirements, to Facilitate Real-Time Transaction Reporting of Trades in New Issue Municipal Securities
Comments due:  December 28, 2004

SR-MSRB-2004-07
34-50692 Nov. 18, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Implementation Plan for Real-Time Transaction Reporting and Price Dissemination
Comments due:  December 15, 2004

SR-MSRB-2004-06
34-50820 Dec. 8, 2004 Order Approving Proposed Rule Change to Create the Real-Time Transaction Price Service and Propose an Annual Subscription Fee for the Service
34-50605 Oct. 29, 2004 Notice of Filing of Proposed Rule Change to Create the Real-Time Transaction Price Service and Propose Annual Subscription Fee
Comments due:  November 26, 2004
Comments received are available for this notice.

SR-MSRB-2004-05
34-50689 Nov. 18, 2004 Order Approving Proposed Rule Change to Offer a New Historical Data Product
34-50491 Oct. 5, 2004 Notice of Proposed Rule Change to Offer New Historical Data Product
Comments due:  November 8, 2004

SR-MSRB-2004-04
34-50557 Oct. 18, 2004 Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to Proposed Amendments to Eliminate Exemptions from the Continuing Education Regulatory Element Requirements
Comments due:  21 days after publication in the Federal Register
34-50328 Sep. 7, 2004 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments to Eliminate Exemptions from the Continuing Education Regulatory Element Requirements
Comments due:  October 5, 2004

SR-MSRB-2004-03
34-50323 Sep. 7, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Consisting of Technical Amendments to Rule G-3 Relating to Professional Qualifications
Comments due:  October 4, 2004

SR-MSRB-2004-02
34-50294 Aug. 31, 2004 Order Approving Proposed Rule Change Relating to Amendments to the MSRB’s Rule G-12(f) on Automated Comparison and G-14 on Transaction Reporting, and to the Implementation of a Facility for Real-Time Transaction Reporting and Price Dissemination
34-49902 Jun. 22, 2004 Notice of Filing of Proposed Rule Change Relating to Proposed Amendments to the MSRB's Rule G-12(f) on Automated Comparison and G-14 on Transaction Reporting, and to the Implementation of a Facility for Real-Time Transaction Reporting and Price Dissemination
Comments due:  July 20, 2004
Comments received are available for this notice.

 

http://www.sec.gov/rules/sro/msrb/msrbarchive/msrbarchive2004.shtml


Modified: 10/16/2014