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MSRB Rulemaking Archive: 2003

We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this web site.

Note: Only selected Self-Regulatory Organization rule proposals were posted to the SEC web site prior to 2004. To obtain copies of releases not appearing on the web site, please refer to How to Request Public Documents.

Chronological List

MSRB File Number List for 2003

Additional Archives


Chronological List
Release No. Date Details

SR-MSRB-2003-07
34-48389 Aug. 21, 2003 Notice of Filing of Proposed Rule Change Relating to Proposed Amendments to the MSRB's Telemarketing Rules to Require Participation in the National Do-Not-Call Registry
Comments received are available for this notice.

SR-MSRB-2003-06
34-48340 Aug. 14, 2003 Order Granting Approval of a Proposed Rule Change Filing to Amend Rule A-14, on Annual Fees
See also:  Notice: Rel. No. 34-48140

SR-MSRB-2003-04
34-48169 Jul. 11, 2003 Order Granting Approval of a Proposed Rule Change To Require Dealers To Establish Anti-Money Laundering Compliance Programs
Comments received are available for this notice.

SR-MSRB-2003-06
34-48140 Jul. 8, 2003 Notice of Filing of Proposed Rule Change To Amend Rule A-14, on Annual Fees
See also:  Order: Rel. No. 34-48340

SR-MSRB-2003-02
34-47888 May 19, 2003 Order Granting Approval of a Proposed Rule Change Relating to Rule G-14, on Reports of Sales or Purchases
See also:  Notice: Rel. No. 34-47650

SR-MSRB-2003-03
34-47815 May 8, 2003 Notice of Filing of Proposed Rule Change Relating to Marketing of 529 College Savings Plans in the Workplace
Comments received are available for this notice.
* Click to submit comments on SR-MSRB-2003-03

SR-MSRB-2003-02
34-47650 Apr. 8, 2003 Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change Relating to Rule G-14, on Reports of Sales or Purchases
See also:  Order: Rel. No. 34-47888
Comments received are available for this notice.


MSRB File Number List for 2003
Release No. Date Details

SR-MSRB-2003-07
34-48389 Aug. 21, 2003 Notice of Filing of Proposed Rule Change Relating to Proposed Amendments to the MSRB's Telemarketing Rules to Require Participation in the National Do-Not-Call Registry
Comments received are available for this notice.

SR-MSRB-2003-06
34-48340 Aug. 14, 2003 Order Granting Approval of a Proposed Rule Change Filing to Amend Rule A-14, on Annual Fees
34-48140 Jul. 8, 2003 Notice of Filing of Proposed Rule Change To Amend Rule A-14, on Annual Fees

SR-MSRB-2003-04
34-48169 Jul. 11, 2003 Order Granting Approval of a Proposed Rule Change To Require Dealers To Establish Anti-Money Laundering Compliance Programs
Comments received are available for this notice.

SR-MSRB-2003-03
34-47815 May 8, 2003 Notice of Filing of Proposed Rule Change Relating to Marketing of 529 College Savings Plans in the Workplace
Comments received are available for this notice.
* Click to submit comments on SR-MSRB-2003-03

SR-MSRB-2003-02
34-47888 May 19, 2003 Order Granting Approval of a Proposed Rule Change Relating to Rule G-14, on Reports of Sales or Purchases
34-47650 Apr. 8, 2003 Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change Relating to Rule G-14, on Reports of Sales or Purchases
Comments received are available for this notice.

 

http://www.sec.gov/rules/sro/msrb/msrbarchive/msrbarchive2003.shtml


Modified: 06/16/2008