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MSRB Rulemaking Archive: 2003
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this web site.
Note: Only selected Self-Regulatory Organization rule proposals were posted to the SEC web site prior to 2004. To obtain copies of releases not appearing on the web site, please refer to How to Request Public Documents.
Chronological List
MSRB File Number List for 2003
Additional Archives
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| Release No. |
Date |
Details |
SR-MSRB-2003-07 |
|
34-48389 |
Aug. 21, 2003 |
Notice of Filing of Proposed Rule Change Relating to Proposed Amendments to the MSRB's Telemarketing Rules to Require Participation in the National Do-Not-Call Registry
Comments received
are available
for this notice.
|
SR-MSRB-2003-06 |
|
34-48340 |
Aug. 14, 2003 |
Order Granting Approval of a Proposed Rule Change Filing to Amend Rule A-14, on Annual Fees
See also:
Notice: Rel. No. 34-48140
|
SR-MSRB-2003-04 |
|
34-48169 |
Jul. 11, 2003 |
Order Granting Approval of a Proposed Rule Change To Require Dealers To Establish Anti-Money Laundering Compliance Programs
Comments received
are available
for this notice.
|
SR-MSRB-2003-06 |
|
34-48140 |
Jul. 8, 2003 |
Notice of Filing of Proposed Rule Change To Amend Rule A-14, on Annual Fees
See also:
Order: Rel. No. 34-48340
|
SR-MSRB-2003-02 |
|
34-47888 |
May 19, 2003 |
Order Granting Approval of a Proposed Rule Change Relating to Rule G-14, on Reports of Sales or Purchases
See also:
Notice: Rel. No. 34-47650
|
SR-MSRB-2003-03 |
|
34-47815 |
May 8, 2003 |
Notice of Filing of Proposed Rule Change Relating to Marketing of 529 College Savings Plans in the Workplace
Comments received
are available
for this notice.
|
SR-MSRB-2003-02 |
|
34-47650 |
Apr. 8, 2003 |
Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change Relating to Rule G-14, on Reports of Sales or Purchases
See also:
Order: Rel. No. 34-47888
Comments received
are available
for this notice.
|
| MSRB File Number List for 2003 |
| Release No. |
Date |
Details |
SR-MSRB-2003-07 |
|
34-48389 |
Aug. 21, 2003 |
Notice of Filing of Proposed Rule Change Relating to Proposed Amendments to the MSRB's Telemarketing Rules to Require Participation in the National Do-Not-Call Registry
Comments received
are available
for this notice.
|
SR-MSRB-2003-06 |
|
34-48340 |
Aug. 14, 2003 |
Order Granting Approval of a Proposed Rule Change Filing to Amend Rule A-14, on Annual Fees
|
|
34-48140 |
Jul. 8, 2003 |
Notice of Filing of Proposed Rule Change To Amend Rule A-14, on Annual Fees
|
SR-MSRB-2003-04 |
|
34-48169 |
Jul. 11, 2003 |
Order Granting Approval of a Proposed Rule Change To Require Dealers To Establish Anti-Money Laundering Compliance Programs
Comments received
are available
for this notice.
|
SR-MSRB-2003-03 |
|
34-47815 |
May 8, 2003 |
Notice of Filing of Proposed Rule Change Relating to Marketing of 529 College Savings Plans in the Workplace
Comments received
are available
for this notice.
|
SR-MSRB-2003-02 |
|
34-47888 |
May 19, 2003 |
Order Granting Approval of a Proposed Rule Change Relating to Rule G-14, on Reports of Sales or Purchases
|
|
34-47650 |
Apr. 8, 2003 |
Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change Relating to Rule G-14, on Reports of Sales or Purchases
Comments received
are available
for this notice.
|
http://www.sec.gov/rules/sro/msrb/msrbarchive/msrbarchive2003.shtml
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