SEC Seal Home | Jobs | Fast Answers | Site Map | Search
U.S. Securities and Exchange Commission


  About the SEC

  Filings & Forms

  Regulatory Actions


  Staff Interps

  Investor Info

  News & Statements

  Litigation

  ALJ

  Information for...

  Divisions


MSRB Rulemaking Archive: 2005

We encourage the public to submit comments on the following Municipal Securities Rulemaking Board (MSRB) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List

Fourth Quarter | Third Quarter | Second Quarter | First Quarter

MSRB File Number List for 2005

Additional Archives


Chronological List
Release No. Date Details
Fourth Quarter

SR-MSRB-2005-16
34-52967 Dec. 16, 2005 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to MSRB Rule G-14 RTRS Procedures, Paragraph (a)(ii)(C) to Extend the Expiration Date of the Three Hour Exception
Comments due:  January 12, 2006
Comments received are available for this notice.

SR-MSRB-2005-11
34-52948 Dec. 13, 2005 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Definition of Solicitation under MSRB Rules G-37 and G-38
Comments due:  January 10, 2006
See also:  Order: Rel. No. 34-53961; Notice: Rel. No. 34-53747
Comments received are available for this notice.

SR-MSRB-2005-15
34-52684 Oct. 26, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 9/10 Examination Program
Comments due:  November 23, 2005

SR-MSRB-2005-02
34-52555 Oct. 3, 2005 Order Approving Proposed Rule Change Relating to Amendments to MSRB Rule G-20, on Gifts and Gratuities, and MSRB Rule G-8, on Recordkeeping
See also:  Notice: Rel. No. 34-52290
Comments received are available for this notice.
Third Quarter

SR-MSRB-2005-12
34-52496 Sep. 22, 2005 Order Approving Proposed Rule Change Concerning Solicitation and Coordination of Payments to Political Parties and Question and Answer Guidance on Supervisory Procedures Related to Rule G-37(d) on Indirect Violations
See also:  Notice: Rel. No. 34-52235
Comments received are available for this notice.

SR-MSRB-2005-14
34-52488 Sep. 21, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendment to Rule A-8(a), on Adoption of Proposed Rules and Submission to Commission
Comments due:  October 20, 2005

SR-MSRB-2005-13
34-52333 Aug. 25, 2005 Order Approving Proposed Rule Change Relating to Official Statement Delivery Requirements under Rule G-32, Rule G-36, and Rule G-11
See also:  Notice: Rel. No. 34-52058

SR-MSRB-2005-02
34-52290 Aug. 18, 2005 Notice of Filing of Proposed Rule Change Relating to Amendments to MSRB Rule G-20, on Gifts and Gratuities, and MSRB Rule G-8, on Recordkeeping
Comments due:  September 14, 2005
See also:  Order: Rel. No. 34-52555
Comments received are available for this notice.

SR-MSRB-2005-09
34-52289 Aug. 18, 2005 Order Approving Proposed Rule Change Relating to Month-End Performance Data for Municipal Fund Securities under MSRB Rule G-21
See also:  Notice: Rel. No. 34-51951 and comments

SR-MSRB-2005-04
34-52278 Aug. 17, 2005 Order Approving Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 1 to the Proposed Rule Change Relating to Solicitation of Municipal Securities Business under MSRB Rule G-38
See also:  Notice: Rel. No. 34-51561 and comments

SR-MSRB-2005-12
34-52235 Aug. 10, 2005 Notice of Filing of Proposed Rule Change Concerning Solicitation and Coordination of Payments to Political Parties and Question and Answer Guidance on Supervisory Procedures Related to Rule G-37(d) on Indirect Violations
Comments due:  September 6, 2005
See also:  Order: Rel. No. 34-52496
Comments received are available for this notice.

SR-MSRB-2005-08
34-52162 Jul. 29, 2005 Order Approving Proposed Rule Change Regarding Amendments to Rule G-40, on Electronic Mail Contacts, and Form G-40
See also:  Notice: Rel. No. 34-51892

SR-MSRB-2005-13
34-52058 Jul. 19, 2005 Notice of Filing of Proposed Rule Change Relating to Official Statement Delivery Requirements under Rule G-32, Rule G-36, and Rule G-11
Comments due:  August 15, 2005
See also:  Order: Rel. No. 34-52333
Second Quarter

SR-MSRB-2005-10
34-51952 Jun. 30, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Technical Amendment to Rule G-37, on Political Contributions and Prohibitions on Municipal Securities Business
Comments due:  August 1, 2005

SR-MSRB-2005-09
34-51951 Jun. 30, 2005 Notice of Filing of Proposed Rule Change Relating to Month-End Performance Data for Municipal Fund Securities Under MSRB Rule G-21
Comments due:  August 1, 2005
See also:  Order: Rel. No. 34-52289
Comments received are available for this notice.

SR-MSRB-2005-08
34-51892 Jun. 21, 2005 Notice of Filing of Proposed Rule Change Regarding Amendments to Rule G-40, on Electronic Mail Contacts, and Form G-40
See also:  Order: Rel. No. 34-52162

SR-MSRB-2005-07
34-51737 May 24, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Amendment to Rule G-8, on Recordkeeping, Relating to Delivery of Customer Agreements Containing Predispute Arbitration Clauses
Comments due:  June 22, 2005

SR-MSRB-2004-09
34-51736 May 24, 2005 Order Approving Proposed Rule Change Relating to Advertisements of Municipal Fund Securities Under MSRB Rule G-21
See also:  Notice: Rel. No. 34-50919

SR-MSRB-2005-03
34-51620 Apr. 27, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendment to Rule G-41, on Anti-Money Laundering Compliance Programs
Comments due:  May 24, 2005

SR-MSRB-2005-04
34-51561 Apr. 15, 2005 Notice of Filing of Proposed Rule Change Relating to Solicitation of Municipal Securities Business under MSRB Rule G-38
Comments due:  June 6, 2005
See also:  Order: Rel. No. 34-52278
Comments received are available for this notice.

SR-MSRB-2005-05
34-51534 Apr. 12, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendment to Rule G-8, on Recordkeeping, To Add Requirement for Predispute Arbitration Agreements with Customers, and Amendment to Rule A-11, on Indemnification, to Delete Obsolete References to Arbitrators
Comments due:  May 9, 2005

SR-MSRB-2005-06
34-51533 Apr. 12, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Frequency of Updates from the National Do-Not-Call Registry Pursuant to Rule G-39
Comments due:  May 9, 2005
First Quarter

SR-MSRB-2005-01
34-51020 Jan. 11, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Interpretive Reminder Notice Regarding Rule G-17, on Disclosure of Material Facts Disclosure of Original Issue Discount Bonds
Comments due:  February 9, 2005

SR-MSRB-2004-08
34-51000 Jan. 7, 2005 Order Approving Proposed Rule Change Relating to Amendments to MSRB Rule G-34, on CUSIP Numbers and New Issue Requirements, to Facilitate Real-Time Transaction Reporting of Trades in New Issue Municipal Securities
See also:  Notice: Rel. No. 34-50773


MSRB File Number List for 2005
Release No. Date Details

SR-MSRB-2005-17
34-53051 Jan. 4, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to Administrative Rules (Rules A-3(f) and A-6(c)) Relating to Board Member Compensation
Comments due:  February 1, 2006

SR-MSRB-2005-16
34-52967 Dec. 16, 2005 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to MSRB Rule G-14 RTRS Procedures, Paragraph (a)(ii)(C) to Extend the Expiration Date of the Three Hour Exception
Comments due:  January 12, 2006

SR-MSRB-2005-15
34-52684 Oct. 26, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 9/10 Examination Program
Comments due:  November 23, 2005

SR-MSRB-2005-14
34-52488 Sep. 21, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendment to Rule A-8(a), on Adoption of Proposed Rules and Submission to Commission
Comments due:  October 20, 2005

SR-MSRB-2005-13
34-52333 Aug. 25, 2005 Order Approving Proposed Rule Change Relating to Official Statement Delivery Requirements under Rule G-32, Rule G-36, and Rule G-11
34-52058 Jul. 19, 2005 Notice of Filing of Proposed Rule Change Relating to Official Statement Delivery Requirements under Rule G-32, Rule G-36, and Rule G-11
Comments due:  August 15, 2005

SR-MSRB-2005-12
34-52496 Sep. 22, 2005 Order Approving Proposed Rule Change Concerning Solicitation and Coordination of Payments to Political Parties and Question and Answer Guidance on Supervisory Procedures Related to Rule G-37(d) on Indirect Violations
34-52235 Aug. 10, 2005 Notice of Filing of Proposed Rule Change Concerning Solicitation and Coordination of Payments to Political Parties and Question and Answer Guidance on Supervisory Procedures Related to Rule G-37(d) on Indirect Violations
Comments due:  September 6, 2005
Comments received are available for this notice.

SR-MSRB-2005-11
34-53961 Jun. 8, 2006 Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Definition of Solicitation under MSRB Rules G-37 and G-38
34-53747 May 1, 2006 Notice of Filing of Amendment No. 2 to a Proposed Rule Change Relating to the Definition of Solicitation under MSRB Rules G-37 and G-38
Comments due:  May 26, 2006
34-52948 Dec. 13, 2005 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Definition of Solicitation under MSRB Rules G-37 and G-38
Comments due:  January 10, 2006
Comments received are available for this notice.

SR-MSRB-2005-10
34-51952 Jun. 30, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Technical Amendment to Rule G-37, on Political Contributions and Prohibitions on Municipal Securities Business
Comments due:  August 1, 2005

SR-MSRB-2005-09
34-52289 Aug. 18, 2005 Order Approving Proposed Rule Change Relating to Month-End Performance Data for Municipal Fund Securities under MSRB Rule G-21
34-51951 Jun. 30, 2005 Notice of Filing of Proposed Rule Change Relating to Month-End Performance Data for Municipal Fund Securities Under MSRB Rule G-21
Comments due:  August 1, 2005
Comments received are available for this notice.

SR-MSRB-2005-08
34-52162 Jul. 29, 2005 Order Approving Proposed Rule Change Regarding Amendments to Rule G-40, on Electronic Mail Contacts, and Form G-40
34-51892 Jun. 21, 2005 Notice of Filing of Proposed Rule Change Regarding Amendments to Rule G-40, on Electronic Mail Contacts, and Form G-40

SR-MSRB-2005-07
34-51737 May 24, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Amendment to Rule G-8, on Recordkeeping, Relating to Delivery of Customer Agreements Containing Predispute Arbitration Clauses
Comments due:  June 22, 2005

SR-MSRB-2005-06
34-51533 Apr. 12, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Frequency of Updates from the National Do-Not-Call Registry Pursuant to Rule G-39
Comments due:  May 9, 2005

SR-MSRB-2005-05
34-51534 Apr. 12, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendment to Rule G-8, on Recordkeeping, To Add Requirement for Predispute Arbitration Agreements with Customers, and Amendment to Rule A-11, on Indemnification, to Delete Obsolete References to Arbitrators
Comments due:  May 9, 2005

SR-MSRB-2005-04
34-52278 Aug. 17, 2005 Order Approving Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 1 to the Proposed Rule Change Relating to Solicitation of Municipal Securities Business under MSRB Rule G-38
Comments due:  September 13, 2005
34-51561 Apr. 15, 2005 Notice of Filing of Proposed Rule Change Relating to Solicitation of Municipal Securities Business under MSRB Rule G-38
Comments due:  June 6, 2005
Comments received are available for this notice.

SR-MSRB-2005-03
34-51620 Apr. 27, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendment to Rule G-41, on Anti-Money Laundering Compliance Programs
Comments due:  May 24, 2005

SR-MSRB-2005-02
34-52555 Oct. 3, 2005 Order Approving Proposed Rule Change Relating to Amendments to MSRB Rule G-20, on Gifts and Gratuities, and MSRB Rule G-8, on Recordkeeping
34-52290 Aug. 18, 2005 Notice of Filing of Proposed Rule Change Relating to Amendments to MSRB Rule G-20, on Gifts and Gratuities, and MSRB Rule G-8, on Recordkeeping
Comments due:  September 14, 2005
Comments received are available for this notice.

SR-MSRB-2005-01
34-51020 Jan. 11, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Interpretive Reminder Notice Regarding Rule G-17, on Disclosure of Material Facts Disclosure of Original Issue Discount Bonds
Comments due:  February 9, 2005

 

http://www.sec.gov/rules/sro/msrb/msrbarchive/msrbarchive2005.shtml


Modified: 06/16/2008