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MSRB Rulemaking Archive: 2005
We encourage the public to submit comments on the following Municipal Securities Rulemaking Board (MSRB) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Fourth Quarter | Third Quarter | Second Quarter | First Quarter
MSRB File Number List for 2005
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| Release No. |
Date |
Details |
| Fourth Quarter |
SR-MSRB-2005-16 |
| 34-52967 |
Dec. 16, 2005 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to MSRB Rule G-14 RTRS Procedures, Paragraph (a)(ii)(C) to Extend the Expiration Date of the Three Hour Exception
Comments due: January 12, 2006
Comments received are available for this notice.
|
SR-MSRB-2005-11 |
| 34-52948 |
Dec. 13, 2005 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Definition of Solicitation under MSRB Rules G-37 and G-38
Comments due: January 10, 2006
See also: Order: Rel. No. 34-53961; Notice: Rel. No. 34-53747
Comments received are available for this notice.
|
SR-MSRB-2005-15 |
| 34-52684 |
Oct. 26, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 9/10 Examination Program
Comments due: November 23, 2005
|
SR-MSRB-2005-02 |
| 34-52555 |
Oct. 3, 2005 |
Order Approving Proposed Rule Change Relating to Amendments to MSRB Rule G-20, on Gifts and Gratuities, and MSRB Rule G-8, on Recordkeeping
See also: Notice: Rel. No. 34-52290
Comments received are available for this notice.
|
| Third Quarter |
SR-MSRB-2005-12 |
| 34-52496 |
Sep. 22, 2005 |
Order Approving Proposed Rule Change Concerning Solicitation and Coordination of Payments to Political Parties and Question and Answer Guidance on Supervisory Procedures Related to Rule G-37(d) on Indirect Violations
See also: Notice: Rel. No. 34-52235
Comments received are available for this notice.
|
SR-MSRB-2005-14 |
| 34-52488 |
Sep. 21, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendment to Rule A-8(a), on Adoption of Proposed Rules and Submission to Commission
Comments due: October 20, 2005
|
SR-MSRB-2005-13 |
| 34-52333 |
Aug. 25, 2005 |
Order Approving Proposed Rule Change Relating to Official Statement Delivery Requirements under Rule G-32, Rule G-36, and Rule G-11
See also: Notice: Rel. No. 34-52058
|
SR-MSRB-2005-02 |
| 34-52290 |
Aug. 18, 2005 |
Notice of Filing of Proposed Rule Change Relating to Amendments to MSRB Rule G-20, on Gifts and Gratuities, and MSRB Rule G-8, on Recordkeeping
Comments due: September 14, 2005
See also: Order: Rel. No. 34-52555
Comments received are available for this notice.
|
SR-MSRB-2005-09 |
| 34-52289 |
Aug. 18, 2005 |
Order Approving Proposed Rule Change Relating to Month-End Performance Data for Municipal Fund Securities under MSRB Rule G-21
See also: Notice: Rel. No. 34-51951 and comments
|
SR-MSRB-2005-04 |
| 34-52278 |
Aug. 17, 2005 |
Order Approving Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 1 to the Proposed Rule Change Relating to Solicitation of Municipal Securities Business under MSRB Rule G-38
See also: Notice: Rel. No. 34-51561 and comments
|
SR-MSRB-2005-12 |
| 34-52235 |
Aug. 10, 2005 |
Notice of Filing of Proposed Rule Change Concerning Solicitation and Coordination of Payments to Political Parties and Question and Answer Guidance on Supervisory Procedures Related to Rule G-37(d) on Indirect Violations
Comments due: September 6, 2005
See also: Order: Rel. No. 34-52496
Comments received are available for this notice.
|
SR-MSRB-2005-08 |
| 34-52162 |
Jul. 29, 2005 |
Order Approving Proposed Rule Change Regarding Amendments to Rule G-40, on Electronic Mail Contacts, and Form G-40
See also: Notice: Rel. No. 34-51892
|
SR-MSRB-2005-13 |
| 34-52058 |
Jul. 19, 2005 |
Notice of Filing of Proposed Rule Change Relating to Official Statement Delivery Requirements under Rule G-32, Rule G-36, and Rule G-11
Comments due: August 15, 2005
See also: Order: Rel. No. 34-52333
|
| Second Quarter |
SR-MSRB-2005-10 |
| 34-51952 |
Jun. 30, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Technical Amendment to Rule G-37, on Political Contributions and Prohibitions on Municipal Securities Business
Comments due: August 1, 2005
|
SR-MSRB-2005-09 |
| 34-51951 |
Jun. 30, 2005 |
Notice of Filing of Proposed Rule Change Relating to Month-End Performance Data for Municipal Fund Securities Under MSRB Rule G-21
Comments due: August 1, 2005
See also: Order: Rel. No. 34-52289
Comments received are available for this notice.
|
SR-MSRB-2005-08 |
| 34-51892 |
Jun. 21, 2005 |
Notice of Filing of Proposed Rule Change Regarding Amendments to Rule G-40, on Electronic Mail Contacts, and Form G-40
See also: Order: Rel. No. 34-52162
|
SR-MSRB-2005-07 |
| 34-51737 |
May 24, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Amendment to Rule G-8, on Recordkeeping, Relating to Delivery of Customer Agreements Containing Predispute Arbitration Clauses
Comments due: June 22, 2005
|
SR-MSRB-2004-09 |
| 34-51736 |
May 24, 2005 |
Order Approving Proposed Rule Change Relating to Advertisements of Municipal Fund Securities Under MSRB Rule G-21
See also: Notice: Rel. No. 34-50919
|
SR-MSRB-2005-03 |
| 34-51620 |
Apr. 27, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendment to Rule G-41, on Anti-Money Laundering Compliance Programs
Comments due: May 24, 2005
|
SR-MSRB-2005-04 |
| 34-51561 |
Apr. 15, 2005 |
Notice of Filing of Proposed Rule Change Relating to Solicitation of Municipal Securities Business under MSRB Rule G-38
Comments due: June 6, 2005
See also: Order: Rel. No. 34-52278
Comments received are available for this notice.
|
SR-MSRB-2005-05 |
| 34-51534 |
Apr. 12, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendment to Rule G-8, on Recordkeeping, To Add Requirement for Predispute Arbitration Agreements with Customers, and Amendment to Rule A-11, on Indemnification, to Delete Obsolete References to Arbitrators
Comments due: May 9, 2005
|
SR-MSRB-2005-06 |
| 34-51533 |
Apr. 12, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Frequency of Updates from the National Do-Not-Call Registry Pursuant to Rule G-39
Comments due: May 9, 2005
|
| First Quarter |
SR-MSRB-2005-01 |
| 34-51020 |
Jan. 11, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Interpretive Reminder Notice Regarding Rule G-17, on Disclosure of Material Facts – Disclosure of Original Issue Discount Bonds
Comments due: February 9, 2005
|
SR-MSRB-2004-08 |
| 34-51000 |
Jan. 7, 2005 |
Order Approving Proposed Rule Change Relating to Amendments to MSRB Rule G-34, on CUSIP Numbers and New Issue Requirements, to Facilitate Real-Time Transaction Reporting of Trades in New Issue Municipal Securities
See also: Notice: Rel. No. 34-50773
|
| MSRB File Number List for 2005 |
| Release No. |
Date |
Details |
SR-MSRB-2005-17 |
| 34-53051 |
Jan. 4, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to Administrative Rules (Rules A-3(f) and A-6(c)) Relating to Board Member Compensation
Comments due: February 1, 2006
|
SR-MSRB-2005-16 |
| 34-52967 |
Dec. 16, 2005 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to MSRB Rule G-14 RTRS Procedures, Paragraph (a)(ii)(C) to Extend the Expiration Date of the Three Hour Exception
Comments due: January 12, 2006
|
SR-MSRB-2005-15 |
| 34-52684 |
Oct. 26, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 9/10 Examination Program
Comments due: November 23, 2005
|
SR-MSRB-2005-14 |
| 34-52488 |
Sep. 21, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendment to Rule A-8(a), on Adoption of Proposed Rules and Submission to Commission
Comments due: October 20, 2005
|
SR-MSRB-2005-13 |
| 34-52333 |
Aug. 25, 2005 |
Order Approving Proposed Rule Change Relating to Official Statement Delivery Requirements under Rule G-32, Rule G-36, and Rule G-11
|
| 34-52058 |
Jul. 19, 2005 |
Notice of Filing of Proposed Rule Change Relating to Official Statement Delivery Requirements under Rule G-32, Rule G-36, and Rule G-11
Comments due: August 15, 2005
|
SR-MSRB-2005-12 |
| 34-52496 |
Sep. 22, 2005 |
Order Approving Proposed Rule Change Concerning Solicitation and Coordination of Payments to Political Parties and Question and Answer Guidance on Supervisory Procedures Related to Rule G-37(d) on Indirect Violations
|
| 34-52235 |
Aug. 10, 2005 |
Notice of Filing of Proposed Rule Change Concerning Solicitation and Coordination of Payments to Political Parties and Question and Answer Guidance on Supervisory Procedures Related to Rule G-37(d) on Indirect Violations
Comments due: September 6, 2005
Comments received are available for this notice.
|
SR-MSRB-2005-11 |
| 34-53961 |
Jun. 8, 2006 |
Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Definition of Solicitation under MSRB Rules G-37 and G-38
|
| 34-53747 |
May 1, 2006 |
Notice of Filing of Amendment No. 2 to a Proposed Rule Change Relating to the Definition of Solicitation under MSRB Rules G-37 and G-38
Comments due: May 26, 2006
|
| 34-52948 |
Dec. 13, 2005 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Definition of Solicitation under MSRB Rules G-37 and G-38
Comments due: January 10, 2006
Comments received are available for this notice.
|
SR-MSRB-2005-10 |
| 34-51952 |
Jun. 30, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Technical Amendment to Rule G-37, on Political Contributions and Prohibitions on Municipal Securities Business
Comments due: August 1, 2005
|
SR-MSRB-2005-09 |
| 34-52289 |
Aug. 18, 2005 |
Order Approving Proposed Rule Change Relating to Month-End Performance Data for Municipal Fund Securities under MSRB Rule G-21
|
| 34-51951 |
Jun. 30, 2005 |
Notice of Filing of Proposed Rule Change Relating to Month-End Performance Data for Municipal Fund Securities Under MSRB Rule G-21
Comments due: August 1, 2005
Comments received are available for this notice.
|
SR-MSRB-2005-08 |
| 34-52162 |
Jul. 29, 2005 |
Order Approving Proposed Rule Change Regarding Amendments to Rule G-40, on Electronic Mail Contacts, and Form G-40
|
| 34-51892 |
Jun. 21, 2005 |
Notice of Filing of Proposed Rule Change Regarding Amendments to Rule G-40, on Electronic Mail Contacts, and Form G-40
|
SR-MSRB-2005-07 |
| 34-51737 |
May 24, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Amendment to Rule G-8, on Recordkeeping, Relating to Delivery of Customer Agreements Containing Predispute Arbitration Clauses
Comments due: June 22, 2005
|
SR-MSRB-2005-06 |
| 34-51533 |
Apr. 12, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Frequency of Updates from the National Do-Not-Call Registry Pursuant to Rule G-39
Comments due: May 9, 2005
|
SR-MSRB-2005-05 |
| 34-51534 |
Apr. 12, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendment to Rule G-8, on Recordkeeping, To Add Requirement for Predispute Arbitration Agreements with Customers, and Amendment to Rule A-11, on Indemnification, to Delete Obsolete References to Arbitrators
Comments due: May 9, 2005
|
SR-MSRB-2005-04 |
| 34-52278 |
Aug. 17, 2005 |
Order Approving Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 1 to the Proposed Rule Change Relating to Solicitation of Municipal Securities Business under MSRB Rule G-38
Comments due: September 13, 2005
|
| 34-51561 |
Apr. 15, 2005 |
Notice of Filing of Proposed Rule Change Relating to Solicitation of Municipal Securities Business under MSRB Rule G-38
Comments due: June 6, 2005
Comments received are available for this notice.
|
SR-MSRB-2005-03 |
| 34-51620 |
Apr. 27, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendment to Rule G-41, on Anti-Money Laundering Compliance Programs
Comments due: May 24, 2005
|
SR-MSRB-2005-02 |
| 34-52555 |
Oct. 3, 2005 |
Order Approving Proposed Rule Change Relating to Amendments to MSRB Rule G-20, on Gifts and Gratuities, and MSRB Rule G-8, on Recordkeeping
|
| 34-52290 |
Aug. 18, 2005 |
Notice of Filing of Proposed Rule Change Relating to Amendments to MSRB Rule G-20, on Gifts and Gratuities, and MSRB Rule G-8, on Recordkeeping
Comments due: September 14, 2005
Comments received are available for this notice.
|
SR-MSRB-2005-01 |
| 34-51020 |
Jan. 11, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Interpretive Reminder Notice Regarding Rule G-17, on Disclosure of Material Facts – Disclosure of Original Issue Discount Bonds
Comments due: February 9, 2005
|
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