34-84865
Dec. 19, 2018
SR-PEARL-2018-26
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC To Amend Exchange Rule 510, Minimum Price Variations and Minimum Trading Increments To Extend the Penny Pilot Program Comments Due: Exhibit 5 Federal Register version (83 FR 66813)
34-84864
Dec. 19, 2018
SR-MIAX-2018-38
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange, LLC To Amend Exchange Rule 510, Minimum Price Variations and Minimum Trading Increments To Extend the Penny Pilot Program Comments Due: Exhibit 5 Federal Register version (83 FR 66778)
34-84859
Dec. 19, 2018
SR-ISE-2018-98
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Market Makers Trading in Non-Appointed Options Classes Comments Due: Exhibit 5 Federal Register version (83 FR 66826)
34-84855
Dec. 19, 2018
SR-FINRA-2018-041
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Technical Revisions and One Minor Correction to the Supplemental Statement of Income Required To Be Filed Pursuant to FINRA Rule 4524 (Supplemental FOCUS Information) Comments Due: Federal Register version (83 FR 66828)
34-84868
Dec. 19, 2018
SR-CboeEDGX-2018-049
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt Complex Reserve Order Functionality Comments Due: Federal Register version (83 FR 66800)
34-84867
Dec. 19, 2018
SR-C2-2018-022
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt Complex Reserve Order Functionality Comments Due: Federal Register version (83 FR 66811)
34-84869
Dec. 19, 2018
SR-BOX-2018-38
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To amend Rule 7260 by Extending the Penny Pilot Program Through June 30, 2019 Comments Due: Exhibit 5 Federal Register version (83 FR 66806)
34-84843
Dec. 18, 2018
4-631
Notice of Filing of the Eighteenth Amendment to the National Market System Plan To Address Extraordinary Market Volatility by Cboe BYX Exchange, Inc., Cboe BZX Exchange, Inc., Cboe EDGA Exchange, Inc., Cboe EDGX Exchange, Inc., Chicago Stock Exchange, Inc., Financial Industry Regulatory Authority, Inc., Investors Exchange LLC, NASDAQ BX, Inc., NASDAQ PHLX LLC, The Nasdaq Stock Market LLC, NYSE National, Inc., New York Stock Exchange LLC, NYSE American LLC, and NYSE Arca, Inc. Comments Due: View Received Comments Federal Register version (83 FR 66464)
34-84847
Dec. 18, 2018
SR-BX-2018-063
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period for the Exchange's Retail Price Improvement Program Until June 30, 2019 Comments Due: Exhibit 5 Federal Register version (83 FR 66326)
34-84844
Dec. 18, 2018
SR-CboeBZX-2018-087
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule Comments Due: Exhibit 5 Federal Register version (83 FR 66328)
34-84835
Dec. 17, 2018
SR-Phlx-2018-80
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Pilot Period for the Exchange's Nonstandard Expirations Pilot Program Comments Due: Exhibit 5 Federal Register version (83 FR 65773)
34-84833
Dec. 17, 2018
SR-BX-2018-062
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Transaction Fees at Equity 7, Section 118 Comments Due: Exhibit 5 Federal Register version (83 FR 65771)
34-84837
Dec. 17, 2018
SR-MSRB-2018-09
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to the MSRB's Facility for the Electronic Municipal Market Access System (EMMA) Comments Due: Exhibit 4 , Exhibit 5 Federal Register version (83 FR 65765)
34-84834
Dec. 17, 2018
SR-ICEEU-2018-020
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the Business Continuity Procedures (the "Business Continuity Procedures") Comments Due: Exhibit 5 Federal Register version (83 FR 65764)
34-84832
Dec. 17, 2018
SR-CboeEDGX-2018-059
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend the Exchange's Fee Schedule Applicable to Its Equities Trading Platform Comments Due: Exhibit 5 Federal Register version (83 FR 65777)
34-84831
Dec. 17, 2018
SR-CboeBZX-2018-018
Notice of Withdrawal of a Proposed Rule Change To List and Trade Shares of the Principal Morley Short Duration Index ETF Under Rule 14.11(c)(4) Comments Due: Federal Register version (83 FR 65762)
34-84830
Dec. 17, 2018
SR-CboeBYX-2018-025
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Period for the Exchange's Retail Price Improvement Program Comments Due: Exhibit 5 Federal Register version (83 FR 65769)
34-84821
Dec. 14, 2018
SR-NYSE-2018-54
Notice of Filing of Proposed Rule Change Amending Sections 312.03 and 312.04 of the Listed Company Manual To Amend the Price Requirements for Certain Exceptions From the Shareholder Approval Rules Comments Due: Exhibit 5 Federal Register version (83 FR 65378)
34-84822
Dec. 14, 2018
SR-NASDAQ-2018-101
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Transaction Fees at Options 7, Section 2(1) Comments Due: Exhibit 5 Federal Register version (83 FR 65372)
34-84823
Dec. 14, 2018
SR-BOX-2018-37
Notice of Filing of a Proposed Rule Change To Amend the Fee Schedule on the BOX Market LLC ("BOX") Options Facility To Establish BOX Connectivity Fees for Participants and Non-Participants Who Connect to the BOX Network; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change Comments Due: View Received Comments s Proposal to Amend the Fee Schedule on Box Market LLC Federal Register version (83 FR 65381)
34-84819
Dec. 13, 2018
SR-NYSEArca-2018-90
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Fees and Charges Comments Due: Exhibit 5 Federal Register version (83 FR 65190)
34-84812
Dec. 13, 2018
SR-NASDAQ-2018-079
Notice of Filing of Proposed Rule Change To Amend Nasdaq Rules 5705 and 5710 To Adopt a Disclosure Requirement for Certain Securities Comments Due: View Received Comments Exhibit 5 Federal Register version (83 FR 65184)
34-84820
Dec. 13, 2018
SR-IEX-2018-23
Notice of Filing of Proposed Rule Change To Modify the Resting Price of Discretionary Peg Orders December 13, 2018. Comments Due: View Received Comments Exhibit 5 Federal Register version (83 FR 65186)
34-84810
Dec. 13, 2018
SR-ICEEU-2018-021
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the F&O Stress Testing Policy 1 Comments Due: Federal Register version (83 FR 65195)
34-84817
Dec. 13, 2018
SR-CboeEDGX-2018-037
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Permit the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options on a Pilot Basis Comments Due: Federal Register version (83 FR 65188)
34-84816
Dec. 13, 2018
SR-CboeBZX-2018-066
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Permit the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options on a Pilot Basis Comments Due: Federal Register version (83 FR 65194)
34-84814
Dec. 13, 2018
SR-BOX-2018-36
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC ("BOX") Facility To Establish Separate Fees and Credits on PIP and COPIP Transactions for SPY Options Comments Due: Exhibit 5 Federal Register version (83 FR 65192)
34-84805
Dec. 12, 2018
SR-NYSENAT-2018-25
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Rebates Comments Due: Exhibit 5 Federal Register version (83 FR 64904)
34-84804
Dec. 12, 2018
SR-NYSE-2018-58
Notice of Filing of Proposed Rule Change To Amend Rule 123C To Extend the Cut-Off Times for Order Entry and Cancellation for Participation in the Closing Auction and When the Exchange Will Begin Disseminating Order Imbalance Information for the Closing Auction Comments Due: Exhibit 5 Federal Register version (83 FR 64910)
34-84806
Dec. 12, 2018
SR-NYSE-2018-52
Notice of Filing of Proposed Rule Change To Amend Rule 7.31 Relating to Discretionary Orders, Auction-Only Orders, Discretionary Modifier, and Yielding Modifier and Related Amendments to Rules 7.16, 7.34, 7.36, and 7.37 Comments Due: Exhibit 5 Federal Register version (83 FR 64913)
34-84786
Dec. 11, 2018
SR-NYSEArca-2018-88
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reflect a Change to the Benchmark Index of the SPDR Nuveen Bloomberg Barclays Municipal Bond ETF Comments Due: Federal Register version (83 FR 64614)
34-84791
Dec. 11, 2018
SR-GEMX-2018-41
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete GEMX Section 22 of the Rulebook Comments Due: Exhibit 5 Federal Register version (83 FR 64611)
34-84790
Dec. 11, 2018
SR-MRX-2018-38
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to MRX Section 22 of the Rulebook Comments Due: Exhibit 5 Federal Register version (83 FR 64612)
34-84788
Dec. 11, 2018
SR-FINRA-2018-040
Notice of Filing of a Proposed Rule Change Relating to FINRA Rule 4512 (Customer Account Information) Comments Due: View Received Comments Exhibit 5 Federal Register version (83 FR 64609)
34-84789
Dec. 11, 2018
SR-CboeBZX-2018-085
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To List Shares of the Cambria Global Momentum ETF Under Rule 14.11(i), Managed Fund Shares Comments Due: Federal Register version (83 FR 64622)
34-84787
Dec. 11, 2018
SR-C2-2018-024
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Provisions Related to Its Risk Monitor Mechanism Comments Due: Exhibit 5 Federal Register version (83 FR 64618)
34-84765
Dec. 10, 2018
SR-Phlx-2018-79
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update the Trading Floor Qualification Examination Comments Due: Federal Register version (83 FR 64417)
34-84772
Dec. 10, 2018
SR-NYSEARCA-2018-77
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Amend Rule 7.44-E, the Exchange's Retail Liquidity Program Comments Due: Federal Register version (83 FR 64381)
34-84773
Dec. 10, 2018
SR-NYSEARCA-2018-89
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period for the Exchange's Retail Liquidity Program Until June 30, 2019 Comments Due: Federal Register version (83 FR 64419)
34-84767
Dec. 10, 2018
SR-NYSE-2018-59
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period for the Exchange's Retail Liquidity Program Until the Earlier of Approval of the Filing To Make the Program Permanent or June 30, 2019 Comments Due: Exhibit 5 Federal Register version (83 FR 64412)
34-84766
Dec. 10, 2018
SR-NYSE-2018-28
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule To Make Permanent the Retail Liquidity Program Pilot, Which is Set To Expire on December 31, 2018 Comments Due: View Received Comments Federal Register version (83 FR 64414)
34-84775
Dec. 10, 2018
SR-NYSE-2018-57
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Certain of Its Listing Fees Comments Due: Exhibit 5 Federal Register version (83 FR 64391)
34-84770
Dec. 10, 2018
SR-NSCC-2018-011
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Certain Fees and Make Other Changes Comments Due: Exhibit 5 Federal Register version (83 FR 64374)
34-84771
Dec. 10, 2018
SR-NSCC-2018-012
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Certain Fees Relating to Mutual Fund Services, and Insurance and Retirement Processing Services Comments Due: Exhibit 5 Federal Register version (83 FR 64393)
34-84769
Dec. 10, 2018
SR-FICC-2018-012
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Remove Certain Fees From the Mortgage-Backed Securities Division Clearing Rules and Electronic Pool Notification Rules Comments Due: Exhibit 5 Federal Register version (83 FR 64415)
34-84768
Dec. 10, 2018
SR-DTC-2018-011
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Guide to the DTC Fee Schedule Comments Due: Exhibit 5 Federal Register version (83 FR 64401)
34-84778
Dec. 10, 2018
SR-CboeEDGX-2018-058
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Its Provision Related to Its Risk Monitor Mechanism Comments Due: Exhibit 5 Federal Register version (83 FR 64384)
34-84777
Dec. 10, 2018
SR-CboeBZX-2018-086
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Its Provision Related to Its Risk Monitor Mechanism Comments Due: Exhibit 5 Federal Register version (83 FR 64397)
34-84755
Dec. 7, 2018
SR-NYSE-2018-60
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 15 Relating to the Reference Price for Exchange-Listed Securities Comments Due: Exhibit 5 Federal Register version (83 FR 64168)
34-84745
Dec. 7, 2018
SR-GEMX-2018-40
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Supplementary Material .02 to Rule 715 Comments Due: Exhibit 5 Federal Register version (83 FR 63933)
34-84749
Dec. 7, 2018
SR-BX-2018-060
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Port Fees Comments Due: Exhibit 5 Federal Register version (83 FR 63916)
34-84753
Dec. 7, 2018
SR-BX-2018-061
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Defined Terms "In-the-Money" and "Out-of-the-Money" in BX Options Rules at Chapter I, Section 1 Comments Due: Exhibit 5 Federal Register version (83 FR 63935)
34-84747
Dec. 7, 2018
SR-NASDAQ-2018-080
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the BrandywineGLOBAL-Global Total Return ETF, a Series of Legg Mason ETF Investment Trust, Under Nasdaq Rule 5735 Comments Due: View Received Comments Federal Register version (83 FR 63915)
34-84752
Dec. 7, 2018
SR-NASDAQ-2018-100
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Defined Terms "In-the-Money" and "Out-of-the-Money" in Chapter I, Section 1 Comments Due: Exhibit 5 Federal Register version (83 FR 63939)
34-84746
Dec. 7, 2018
SR-MRX-2018-37
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Supplementary Material .02 to Rule 715 Regarding Cancel and Replace Orders Comments Due: Exhibit 5 Federal Register version (83 FR 63947)
34-84754
Dec. 7, 2018
SR-ICEEU-2018-015
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Relating to Amendments to the ICE Clear Europe Limited Liquidity Plan Comments Due: Federal Register version (83 FR 64171)
34-84751
Dec. 7, 2018
SR-DTC-2018-010
Notice of Filing of a Proposed Rule Change To Amend the Settlement Guide Procedures To Provide Status Information for Institutional Transactions To a Matching Utility Comments Due: View Received Comments Exhibit 5 Federal Register version (83 FR 63948)
34-84750
Dec. 7, 2018
SR-CboeBZX-2018-078
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the WisdomTree Long-Term Treasury PutWrite Strategy Fund, WisdomTree Corporate Bond PutWrite Strategy Fund, WisdomTree International PutWrite Strategy Fund, and WisdomTree Emerging Markets PutWrite Strategy Fund Under Rule 14.11(i), Managed Fund Shares Comments Due: View Received Comments Federal Register version (83 FR 63943)
34-84748
Dec. 7, 2018
SR-CBOE-2018-055
Notice of Withdrawal of a Proposed Rule Change Related To Amend Rule 6.21., Give Up of a Clearing Trading Permit Holder Federal Register version (83 FR 63946)
34-84724
Dec. 6, 2018
SR-NYSEAMER-2018-54
Notice of Filing and Immediate Effectiveness of Proposed Rule Change of Amendments to the Exchange's Rules To Delete References to the Term "Allied Member" and Correct Rule 2.1220 Comments Due: Exhibit 5 Federal Register version (83 FR 63960)
34-84742
Dec. 6, 2018
SR-NYSEAMER-2018-53
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NYSE American Rule 5.1E(a)(2) Comments Due: Exhibit 5 Federal Register version (83 FR 63924)
34-84733
Dec. 6, 2018
SR-CHX-2018-06
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend CHX Article 22, Rule 6(a) Comments Due: Exhibit 5 Federal Register version (83 FR 63941)
34-84727
Dec. 6, 2018
SR-Phlx-2018-77
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Bid/Ask Differentials Comments Due: Exhibit 5 Federal Register version (83 FR 63937)
34-84732
Dec. 6, 2018
SR-NYSEArca-2018-40
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Regarding Investments of the REX BKCM ETF Comments Due: Federal Register version (83 FR 63919)
34-84735
Dec. 6, 2018
SR-NYSEArca-2018-87
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NYSE Arca Rule 5.1-E(a)(2) Comments Due: Exhibit 5 Federal Register version (83 FR 63958)
34-84730
Dec. 6, 2018
SR-GEMX-2018-39
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Bid/Ask Differentials Comments Due: Exhibit 5 Federal Register version (83 FR 63943)
34-84728
Dec. 6, 2018
SR-MRX-2018-36
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Bid/Ask Differentials Comments Due: Exhibit 5 Federal Register version (83 FR 63926)
34-84734
Dec. 6, 2018
SR-MIAX-2018-37
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 510, Minimum Price Variations and Minimum Trading Increments, To Adopt Interpretations and Policies .03 Comments Due: Exhibit 5 Federal Register version (83 FR 63953)
34-84729
Dec. 6, 2018
SR-ISE-2018-96
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Bid/Ask Differentials Comments Due: Exhibit 5 Federal Register version (83 FR 63955)
34-84741
Dec. 6, 2018
SR-ISE-2018-97
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Supplementary Material .02 to Rule 715 Regarding Cancel and Replace Orders Comments Due: Federal Register version (83 FR 63922)
34-84731
Dec. 6, 2018
SR-CboeBZX-2018-040
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of SolidX Bitcoin Shares Issued by the VanEck SolidX Bitcoin Trust Comments Due: View Received Comments Federal Register version (83 FR 63933)
34-84739
Dec. 6, 2018
SR-CBOE-2018-074
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Adopt a Shell Structure for the Cboe Options Rulebook in Connection With the Migration of the Exchange to Bats Technology Comments Due: Exhibit 5 Federal Register version (83 FR 63952)
34-84723
Dec. 4, 2018
SR-NASDAQ-2018-097
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay a New Protocol "Ouch to Trade Options" or "OTTO" on The Nasdaq Options Market LLC ("NOM") Comments Due: Exhibit 5 Federal Register version (83 FR 63692)
34-84714
Dec. 3, 2018
SR-IEX-2018-22
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Conform IEX Rule 5.160 to FinCEN's Final Rule on Customer Due Diligence Requirements for Financial Institutions Comments Due: Federal Register version (83 FR 63549)
34-84696
Nov. 30, 2018
SR-NYSEArca-2018-82
Notice of Filing of Proposed Rule Change Regarding Certain Changes Relating to Investments of the PGIM Active High Yield Bond ETF Comments Due: View Received Comments Federal Register version (83 FR 62915)
34-84697
Nov. 30, 2018
SR-CboeEDGX-2018-057
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Directed Market Makers and Primary Market Makers Comments Due: Exhibit 5 Federal Register version (83 FR 62928)
34-84699
Nov. 30, 2018
SR-CboeEDGX-2018-056
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 19.8, Long-Term Options Contracts Comments Due: Federal Register version (83 FR 62913)
34-84695
Nov. 30, 2018
SR-CboeBZX-2018-084
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 19.8, Long-Term Options Contracts Comments Due: Federal Register version (83 FR 62911)
34-84698
Nov. 30, 2018
SR-CBOE-2018-073
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 5.8, Long-Term Equity Options Series (LEAPS) Comments Due: Federal Register version (83 FR 62930)
34-84685
Nov. 29, 2018
SR-Phlx-2018-76
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Pilot Period for the Listing of P.M.-Settled Nasdaq-100 Index Options Expiring on the Third Friday of the Month Comments Due: Exhibit 5 Federal Register version (83 FR 66785)
34-84676
Nov. 29, 2018
SR-NYSEArca-2016-120
In the Matter of the NYSE Arca, Inc.; for an Order Granting the Approval of Proposed Rule Change To List and Trade Shares of the ForceShares Daily 4X US Market Futures Long Fund and ForceShares Daily 4X US Market Futures Short Fund Under Commentary .02 to NYSE Arca Equities Rule 8.200 (SR-NYSEArca-2016-120); Request for Additional Comment Comments Due: View Received Comments Federal Register version (83 FR 62939)
34-84680
Nov. 29, 2018
SR-NYSE-2018-46
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend the Listed Company Manual for Acquisition Companies To Reduce the Continued Listing Standards for Public Holders From 300 to 100 and To Enable the Exchange To Exercise Discretion To Allow Acquisition Companies a Reasonable Time Period Following a Business Combination To Demonstrate Compliance With the Applicable Quantitative Listing Standards Comments Due: View Received Comments Federal Register version (83 FR 62942)
34-84684
Nov. 29, 2018
SR-NASDAQ-2018-098
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate the Exchange's Pricing Schedule Comments Due: Exhibit 5 Federal Register version (83 FR 66798)
34-84682
Nov. 29, 2018
SR-ISE-2018-95
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Supplementary Material .07 to ISE Rule 722 Comments Due: Exhibit 5 Federal Register version (83 FR 66785)
34-84683
Nov. 29, 2018
SR-CboeEDGA-2018-019
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Eliminate the Liquidity Swap Component of the Discretionary Range Instruction Comments Due: Exhibit 5 Federal Register version (83 FR 66825)
34-84673
Nov. 28, 2018
SR-NYSEAMER-2018-50
Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Certain of Its Listing Fees Comments Due: Exhibit 5 Federal Register version (83 FR 62644)
34-84670
Nov. 28, 2018
SR-BatsBZX-2017-34
Notice of Filing of Amendment No. 2 To Proposed Rule Change To Introduce Cboe Market Close, a Closing Match Process for Non-BZX Listed Securities Under New Exchange Rule 11.28 Comments Due: View Received Comments Federal Register version (83 FR 62646)
34-84672
Nov. 28, 2018
SR-Phlx-2018-75
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 3306(c)(2) Comments Due: Exhibit 5 Federal Register version (83 FR 62653)
34-84668
Nov. 28, 2018
SR-BX-2018-057
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Transaction Fees at Equity 7, Section 118 Comments Due: Exhibit 5 Federal Register version (83 FR 62648)
34-84674
Nov. 28, 2018
SR-BX-2018-058
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 4756(c)(2) Comments Due: Exhibit 5 Federal Register version (83 FR 62651)
34-84671
Nov. 28, 2018
SR-NASDAQ-2018-096
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 4756(c)(2) Comments Due: Exhibit 5 Federal Register version (83 FR 62633)
34-84667
Nov. 28, 2018
SR-ICEEU-2018-010
Notice of Filing of Proposed Rule Change Relating to Amendments to the ICE Clear Europe CDS Risk Policy (the "CDS Risk Policy"), CDS Clearing Back-Testing Policy (the "Back-Testing Policy") and CDS Stress-Testing Policy (the "Stress-Testing Policy") (Collectively, the "CDS Policies") Comments Due: Federal Register version (83 FR 62638)
34-84669
Nov. 28, 2018
SR-ICEEU-2018-018
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change, Relating to Amendments to Futures and Options Risk Procedures (the "F&O Risk Procedures") 1 Comments Due: Federal Register version (83 FR 62642)
34-84659
Nov. 27, 2018
SR-BX-2018-056
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate the Exchange's Options Exercise and Delivery Rules Comments Due: Exhibit 5 Federal Register version (83 FR 62391)
34-84660
Nov. 27, 2018
SR-NASDAQ-2018-094
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate the Exchange's Options Exercise and Delivery Rules Comments Due: Exhibit 5 Federal Register version (83 FR 62392)
34-84661
Nov. 27, 2018
SR-CboeEDGX-2018-055
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Modify Certain Routing Fees Comments Due: View Received Comments Exhibit 5 Federal Register version (83 FR 62394)
34-84663
Nov. 27, 2018
SR-CboeEDGX-2018-043
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Allow the Post Only Order Instruction on Complex Orders Comments Due: View Received Comments Federal Register version (83 FR 62390)
34-84662
Nov. 27, 2018
SR-C2-2018-021
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Allow the Post Only Order Instruction on Complex Orders Comments Due: View Received Comments Federal Register version (83 FR 62396)
34-84658
Nov. 27, 2018
SR-BOX-2018-14
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Adopt Rules Governing the Trading of Complex Qualified Contingent Cross Orders and Complex Customer Cross Orders Comments Due: Federal Register version (83 FR 62395)
34-84649
Nov. 26, 2018
SR-NYSEAMER-2018-51
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 903, Series of Options Open for Trading Comments Due: Exhibit 5 Federal Register version (83 FR 61705)
