34-85020
Jan. 31, 2019
SR-NYSEArca-2018-40
Notice of Withdrawal of a Proposed Rule Change Regarding Investments of the REX BKCM ETF Comments Due: Federal Register version (84 FR 2264)
34-85019
Jan. 31, 2019
SR-NYSE-2018-52
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Amend Rule 7.31 Relating to Discretionary Orders, Auction-Only Orders, Discretionary Modifier, and Yielding Modifier and Related Amendments to Rules 7.16, 7.34, 7.36, and 7.37 Comments Due: Federal Register version (84 FR 2287)
34-85022
Jan. 31, 2019
SR-NASDAQ-2018-080
Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1, 2 and 3, To List and Trade Shares of the BrandywineGLOBAL-Global Total Return ETF Comments Due: View Received Comments Federal Register version (84 FR 2265)
34-85016
Jan. 31, 2019
SR-IEX-2018-23
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Modify the Resting Price of Discretionary Peg Orders Comments Due: View Received Comments Federal Register version (84 FR 2265)
34-85015
Jan. 31, 2019
SR-CBOE-2019-003
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Its Fees Schedule Comments Due: Exhibit 5 Federal Register version (84 FR 2288)
34-85018
Jan. 31, 2019
SR-CBOE-2018-075
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its Fees Schedule With Respect to the SPX Select Market-Maker Program Comments Due: Exhibit 5 Federal Register version (84 FR 1810)
34-85005
Jan. 30, 2019
SR-NYSE-2018-54
Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change Amending Sections 312.03 and 312.04 of the Listed Company Manual To Amend the Price Requirements for Certain Exceptions From the Shareholder Approval Rules Comments Due: Federal Register version (84 FR 1812)
34-85003
Jan. 30, 2019
SR-FINRA-2018-040
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Relating to FINRA Rule 4512 (Customer Account Information) Federal Register version (84 FR 1809)
34-85000
Jan. 29, 2019
SR-NASDAQ-2018-079
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Nasdaq Rules 5705 and 5710 To Adopt a Disclosure Requirement for Certain Securities Comments Due: View Received Comments Federal Register version (84 FR 1525)
34-84999
Jan. 29, 2019
SR-MSRB-2019-01
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Effective Date of Previously-Approved Amendments to Rule G-21 and New Rule G-40 Comments Due: Federal Register version (84 FR 1525)
34-84997
Jan. 29, 2019
4-678
Notice of Filing of Proposed Amended Plan for the Allocation of Regulatory Responsibilities Among the Financial Industry Regulatory Authority, Inc., Miami International Securities Exchange, LLC, MIAX PEARL, LLC, and MIAX EMERALD, LLC. Comments Due: Federal Register version (84 FR 1252)
34-84992
Jan. 28, 2019
SR-CboeEDGX-2018-049
Notice of Withdrawal of a Proposed Rule Change To Adopt Complex Reserve Order Functionality Comments Due: Federal Register version (84 FR 1260)
34-84990
Jan. 25, 2019
SR-NYSEArca-2018-43
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Regarding Investments of the First Trust TCW Unconstrained Plus Bond ETF View Received Comments Federal Register version (84 FR 868)
34-84989
Jan. 25, 2019
SR-BOX-2018-24
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend the Fee Schedule on the BOX Market LLC Options Facility To Establish BOX Connectivity Fees for Participants and Non-Participants Who Connect to the BOX Network Comments Due: View Received Comments Federal Register version (84 FR 858)
34-84988
Jan. 23, 2019
SR-CboeBZX-2018-040
Notice of Withdrawal of a Proposed Rule Change To List and Trade Shares of SolidX Bitcoin Shares Issued by the VanEck SolidX Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: View Received Comments Federal Register version (84 FR 877)
34-84987
Jan. 17, 2019
SR-NYSEArca-2018-82
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Regarding Certain Changes Relating to Investments of the PGIM Active High Yield Bond ETF Comments Due: View Received Comments Federal Register version (84 FR 855)
34-84982
Jan. 11, 2019
SR-FINRA-2018-039
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Relating to FINRA Rule 4570 (Custodian of Books and Records) Federal Register version (84 FR 1525)
34-84981
Jan. 9, 2019
SR-Phlx-2018-72
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Establish Rules Governing the Give Up of a Clearing Member by a Member Organization on Exchange Transactions Comments Due: View Received Comments Federal Register version (84 FR 837)
34-84975
Dec. 26, 2018
SR-NYSEAMER-2018-56
Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the NYSE American Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (84 FR 868)
34-84961
Dec. 26, 2018
SR-Phlx-2018-84
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Phlx Rule 1034 Comments Due: Exhibit 5 Federal Register version (84 FR 838)
34-84967
Dec. 26, 2018
SR-Phlx-2018-83
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 7, Section 3 Comments Due: Exhibit 5 Federal Register version (84 FR 861)
34-84971
Dec. 26, 2018
SR-NYSEArca-2018-95
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (84 FR 873)
34-84955
Dec. 26, 2018
SR-GEMX-2018-44
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program Comments Due: Exhibit 5 Federal Register version (84 FR 859)
34-84952
Dec. 26, 2018
SR-BX-2018-067
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Chapter VI, Section 5 Comments Due: Exhibit 5 Federal Register version (84 FR 871)
34-84965
Dec. 26, 2018
SR-BX-2018-066
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 7, Section 115 Comments Due: Exhibit 5 Federal Register version (84 FR 842)
34-84974
Dec. 26, 2018
SR-BX-2018-025
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Make Permanent the Exchange's Retail Price Improvement Program Comments Due: View Received Comments Federal Register version (84 FR 870)
34-84960
Dec. 26, 2018
SR-NASDAQ-2018-107
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Chapter VI, Section 5 of the Rules of The Nasdaq Options Market Comments Due: Exhibit 5 Federal Register version (84 FR 843)
34-84959
Dec. 26, 2018
SR-MRX-2018-41
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program Comments Due: Exhibit 5 Federal Register version (84 FR 836)
34-84958
Dec. 26, 2018
SR-ISE-2018-101
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program Comments Due: Exhibit 5 Federal Register version (84 FR 875)
34-84957
Dec. 26, 2018
SR-ICEEU-2018-010
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to Amendments to the ICE Clear Europe CDS Risk Policy, CDS Clearing Back-Testing Policy and CDS Stress-Testing Policy Comments Due: Federal Register version (84 FR 855)
34-84954
Dec. 26, 2018
SR-DTC-2018-010
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Amend the Settlement Guide Procedures To Provide Status Information for Institutional Transactions to a Matching Utility Comments Due: View Received Comments Federal Register version (84 FR 873)
34-84953
Dec. 26, 2018
SR-CboeBZX-2018-093
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 21.5, Minimum Increments, To Extend the Penny Pilot Program Comments Due: Federal Register version (84 FR 845)
34-84963
Dec. 26, 2018
SR-CboeBZX-2018-095
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the BZX Equities Fee Schedule Comments Due: Exhibit 5 Federal Register version (84 FR 830)
34-84966
Dec. 26, 2018
SR-CboeBZX-2018-089
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To List and Trade Shares of the VanEck Vectors AMT-Free Intermediate Municipal Index ETF, VanEck Vectors AMT-Free Long Municipal Index ETF, VanEck Vectors AMT-Free Short Municipal Index ETF, VanEck Vectors High-Yield Municipal Index ETF, and VanEck Vectors Pre-Refunded Municipal Index ETF, Each a Series of the VanEck Vectors ETF Trust, Under Rule 14.11(c)(4) (Index Fund Shares) Comments Due: Federal Register version (84 FR 847)
34-84972
Dec. 26, 2018
SR-CboeBYX-2018-014
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Make Permanent Rule 11.24, Which Sets Forth the Exchange's Pilot Retail Price Improvement Program Comments Due: Federal Register version (84 FR 867)
34-84925
Dec. 21, 2018
SR-NYSEAMER-2018-55
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Options Fee Schedule and Equities Price List To Extend for One Year a Fee Discount for the Partial Cabinet Solution Bundles Offered in Connection With the Exchange's Co-Location Services Comments Due: Exhibit 5 Federal Register version (83 FR 67754)
34-84938
Dec. 21, 2018
SR-Phlx-2018-82
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend General 8 Comments Due: View Received Comments Exhibit 5 Federal Register version (83 FR 67760)
34-84939
Dec. 21, 2018
SR-OCC-2018-015
Notice of Filing of Proposed Rule Change Concerning Changes to The Options Clearing Corporation's Management Structure Comments Due: Exhibit 5a , Exhibit 5b , Exhibit 5c , Exhibit 5d , Exhibit 5e , Exhibit 5f , Exhibit 5g , Exhibit 5a , Exhibit 5b , Exhibit 5c , Exhibit 5d , Exhibit 5e , Exhibit 5f , Exhibit 5g Federal Register version (83 FR 67762)
34-84931
Dec. 21, 2018
SR-NYSEArca-2018-83
Notice of Filing of Proposed Rule Changes Regarding Investments of the iShares Bloomberg Roll Select Commodity Strategy ETF Comments Due: View Received Comments Federal Register version (83 FR 67741)
34-84935
Dec. 21, 2018
SR-NYSE-2018-64
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Chapter 9 of the NYSE Listed Company Manual Relating to Fees for Business Development Companies Comments Due: Exhibit 5 Federal Register version (83 FR 67775)
34-84934
Dec. 21, 2018
SR-GEMX-2018-43
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend General 8 Comments Due: View Received Comments Exhibit 5 Federal Register version (83 FR 67792)
34-84932
Dec. 21, 2018
SR-BX-2018-064
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend General 8 Comments Due: View Received Comments Exhibit 5 Federal Register version (83 FR 67749)
34-84924
Dec. 21, 2018
SR-NASDAQ-2018-106
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate the Extended Life Priority Order Attribute Comments Due: Exhibit 5 Federal Register version (83 FR 67808)
34-84930
Dec. 21, 2018
SR-NASDAQ-2018-105
The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Entry Fee for Listing on the Exchange's Global and Global Select Market Tiers Comments Due: Exhibit 5 Federal Register version (83 FR 67752)
34-84926
Dec. 21, 2018
SR-MSRB-2018-10
Notice of Filing and Immediate Effectiveness of the Content Outline for the Municipal Advisor Principal Qualification Examination and Its Associated Selection Specifications for the Examination Comments Due: Exhibit 3 Federal Register version (83 FR 67772)
34-84941
Dec. 21, 2018
SR-MRX-2018-40
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend General 8 Comments Due: View Received Comments Exhibit 5 Federal Register version (83 FR 67777)
34-84950
Dec. 21, 2018
SR-MIAX-2018-36
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Amend Exchange Rule 518, Complex Orders Comments Due: View Received Comments Federal Register version (83 FR 67758)
34-84937
Dec. 21, 2018
SR-ISE-2018-99
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend General 8 Comments Due: View Received Comments Exhibit 5 Federal Register version (83 FR 67732)
34-84933
Dec. 21, 2018
SR-ICEEU-2018-024
Notice of Filing of Proposed Rule Change as Modified by Amendment No. 1 Relating to the ICE Clear Europe Model Risk Governance Framework (the "MRGF") Comments Due: Federal Register version (83 FR 67810)
34-84951
Dec. 21, 2018
SR-FICC-2018-013
Notice of Filing of Proposed Rule Change To Expand Sponsoring Member Eligibility in the Government Securities Division Rulebook and Make Other Changes Comments Due: View Received Comments Exhibit 5 , SR-FICC-2018-802 Federal Register version (83 FR 67801)
34-84949
Dec. 21, 2018
SR-DTC-2018-012
Notice of Filing and Immediate Effectiveness of Proposed Rule Changes To Revise the Clearing Agency Investment Policy File Nos.: Comments Due: Federal Register version (83 FR 67779)
34-84929
Dec. 21, 2018
SR-CboeEDGX-2018-060
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Discontinue Bulk Order Functionality and Implement Bulk Message Functionality, and Make Other Nonsubstantive Changes Comments Due: Exhibit 5 Federal Register version (83 FR 67785)
34-84946
Dec. 21, 2018
SR-CboeEDGX-2018-061
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 21.5, Minimum Increments, To Extend the Penny Pilot Program Comments Due: Exhibit 5 Federal Register version (83 FR 67757)
34-84927
Dec. 21, 2018
SR-CboeBZX-2018-090
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Halt Auction Process Comments Due: Exhibit 5 Federal Register version (83 FR 67768)
34-84928
Dec. 21, 2018
SR-CboeBZX-2018-092
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Adopt Definitions of Ports and Discontinue Bulk Order Functionality and Implement Bulk Message Functionality Comments Due: Exhibit 5 Federal Register version (83 FR 67794)
34-84944
Dec. 21, 2018
SR-CboeBZX-2018-077
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the JPMorgan Inflation Managed Bond ETF of the J.P. Morgan Exchange-Traded Fund Trust Under Rule 14.11(i), Managed Fund Shares Comments Due: View Received Comments Federal Register version (83 FR 67751)
34-84945
Dec. 21, 2018
SR-CboeBZX-2018-094
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To List and Trade, Under BZX Rule 14.11(c)(4), Shares of the VanEck Vectors Short High-Yield Municipal Index ETF of the VanEck Vectors ETF Trust Comments Due: Federal Register version (83 FR 67734)
34-84948
Dec. 21, 2018
SR-CboeBZX-2018-044
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Amend BZX Rule 14.11(c) (Index Fund Shares) Comments Due: View Received Comments Federal Register version (83 FR 67785)
34-84940
Dec. 21, 2018
SR-CBOE-2018-076
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Penny Pilot Program Comments Due: Federal Register version (83 FR 67759)
34-84936
Dec. 21, 2018
SR-C2-2018-026
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Penny Pilot Program Comments Due: Federal Register version (84 FR 840)
34-84896
Dec. 20, 2018
SR-CHX-2018-07
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Qualification, Registration and Continuing Education Requirements Applicable to Participants Comments Due: Exhibit 5 Federal Register version (83 FR 67376)
34-84882
Dec. 20, 2018
SR-NYSENAT-2018-27
Notice of Filing and Immediate Effectiveness of Proposed Change To Make Non-Substantive Changes to Its Certificate of Incorporation Comments Due: Exhibit 5 Federal Register version (83 FR 67390)
34-84895
Dec. 20, 2018
SR-NYSENAT-2018-26
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Rebates To Extend for One Year a Fee Discount for the Partial Cabinet Solution Bundles Offered in Connection With the Exchange's Co-Location Services Comments Due: Exhibit 5 Federal Register version (83 FR 67405)
34-84881
Dec. 20, 2018
SR-NYSEArca-2018-94
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Listing and Trading of Shares of iShares Gold Trust Micro Under NYSE Arca Rule 8.201-E Comments Due: Federal Register version (83 FR 67400)
34-84898
Dec. 20, 2018
SR-NYSEARCA-2018-93
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Options Fees and Charges and Equities Fees and Charges To Extend for One Year a Fee Discount for the Partial Cabinet Solution Bundles Offered in Connection With the Exchange's Co-Location Services Comments Due: Exhibit 5 Federal Register version (83 FR 67397)
34-84893
Dec. 20, 2018
SR-NYSE-2018-63
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List To Extend for One Year a Fee Discount for the Partial Cabinet Solution Bundles Offered in Connection With the Exchange's Co-Location Services Comments Due: Exhibit 5 Federal Register version (83 FR 67455)
34-84899
Dec. 20, 2018
SR-NYSE-2018-65
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List Regarding Certain Bond Trading License Fee Waivers Comments Due: Exhibit 5 Federal Register version (83 FR 67395)
34-84880
Dec. 20, 2018
SR-NASDAQ-2018-103
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's All-Inclusive Annual Listing Fees for American Depositary Receipts Comments Due: Exhibit 5 Federal Register version (83 FR 67374)
34-84887
Dec. 20, 2018
SR-PEARL-2018-25
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rule 519, MIAX PEARL Order Monitor Comments Due: Exhibit 5 Federal Register version (83 FR 67452)
34-84888
Dec. 20, 2018
SR-MIAX-2018-34
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Amend Exchange Rule 519, MIAX Order Monitor; Exchange Rule 519A, Risk Protection Monitor; and Rule 517, Quote Types Defined Comments Due: View Received Comments Federal Register version (83 FR 67390)
34-84900
Dec. 20, 2018
SR-MIAX-2018-35
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Amend Exchange Rule 100, Definitions; Rule 515, Execution of Orders and Quotes; and Rule 503, Openings on the Exchange Comments Due: View Received Comments Federal Register version (83 FR 67394)
34-84897
Dec. 20, 2018
SR-ISE-2018-100
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Supplementary Material .02 to Rule 715 Comments Due: Exhibit 5 Federal Register version (83 FR 67440)
34-84892
Dec. 20, 2018
SR-ICEEU-2018-025
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Revised Clearing Fees Comments Due: Exhibit 5 - IFEU Soft , Exhibit 5 - Natural Gas , Exhibit 5 - FTSE Federal Register version (83 FR 67451)
34-84889
Dec. 20, 2018
SR-ICC-2018-011
Notice of Filing of Proposed Rule Change Relating to ICC's New Initiatives Approval Policy and Procedural Framework Comments Due: Federal Register version (83 FR 67445)
34-84901
Dec. 20, 2018
SR-FINRA-2018-042
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rules 7610A and 7620A To Modify Certain Fees and Credits Applicable to FINRA/Nasdaq TRF Retail Participants Comments Due: Exhibit 3 , Exhibit 5 Federal Register version (83 FR 67408)
34-84894
Dec. 20, 2018
SR-DTC-2018-013
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise the Service Guide for the Canadian-Link Service Comments Due: Exhibit 5 Federal Register version (83 FR 67418)
34-84902
Dec. 20, 2018
SR-BOX-2018-39
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 7050 Comments Due: Exhibit 5 Federal Register version (83 FR 67443)
34-84871
Dec. 19, 2018
SR-NYSEAMER-2018-57
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Commentary .02 to Rule 960NY in Order to Extend the Penny Pilot in Options Classes in Certain Issues Through June 30, 2019 Comments Due: Exhibit 5 Federal Register version (83 FR 66789)
34-84852
Dec. 19, 2018
SR-CHX-2018-09
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Decommission the Exchange's Outbound Routing Service and the Sub-Second Non-Displayed Auction Process Comments Due: Exhibit 5 Federal Register version (83 FR 66808)
34-84866
Dec. 19, 2018
SR-CHX-2018-08
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Article 14 of the Rules of the Exchange Related to Arbitration Proceedings Comments Due: Federal Register version (83 FR 66830)
34-84838
Dec. 19, 2018
SR-OCC-2018-804
Notice of No Objection to Advance Notice, as Modified by Partial Amendment No. 1, Related to The Options Clearing Corporation's Margin Methodology for Incorporating Variations in Implied Volatility Comments Due: Federal Register version (83 FR 66791)
34-84853
Dec. 19, 2018
SR-NYSEArca-2018-91
Notice of Filing and Immediate Effectiveness of Proposed Rule Changes Relating to ProShares Ultra Gold, ProShares UltraShort Gold, ProShares Ultra Silver, and ProShares UltraShort Silver Comments Due: Federal Register version (83 FR 66794)
34-84857
Dec. 19, 2018
SR-NYSEARCA-2018-97
Notice of Filing and Immediate Effectiveness of Proposed Rule Change of Amendments to Delete References to the Term "Allied Person" From Exchange Rules Comments Due: Exhibit 5 Federal Register version (83 FR 66824)
34-84872
Dec. 19, 2018
SR-NYSEArca-2018-92
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Reflecting Changes to Certain Representations Relating to the Horizons S&P 500 Covered Call ETF Comments Due: Federal Register version (83 FR 66815)
34-84873
Dec. 19, 2018
SR-NYSEArca-2018-96
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Commentary .02 to Rule 6.72-O in Order To Extend the Penny Pilot in Options Classes in Certain Issues Through June 30, 2019 Comments Due: Exhibit 5 Federal Register version (83 FR 66798)
34-84874
Dec. 19, 2018
SR-NYSEArca-2018-80
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule in Conjunction With Relocating the Trading Floor to a New Trading Facility Comments Due: Exhibit 5 Federal Register version (83 FR 66818)
34-84854
Dec. 19, 2018
SR-NYSE-2018-61
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Section 902.02 of the NYSE Listed Company Manual To Modify the Investment Management Entity Group Fee Discount Comments Due: Exhibit 5 Federal Register version (83 FR 66822)
34-84860
Dec. 19, 2018
SR-GEMX-2018-42
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Market Makers Trading in Non-Appointed Options Classes Comments Due: Exhibit 5 Federal Register version (83 FR 66775)
34-84856
Dec. 19, 2018
SR-NASDAQ-2018-102
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Order Price Protection Comments Due: Exhibit 5 Federal Register version (83 FR 66803)
34-84862
Dec. 19, 2018
SR-MRX-2018-39
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Market Makers Trading in Non-Appointed Options Classes Comments Due: Exhibit 5 Federal Register version (83 FR 66800)
34-84865
Dec. 19, 2018
SR-PEARL-2018-26
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC To Amend Exchange Rule 510, Minimum Price Variations and Minimum Trading Increments To Extend the Penny Pilot Program Comments Due: Exhibit 5 Federal Register version (83 FR 66813)
34-84864
Dec. 19, 2018
SR-MIAX-2018-38
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange, LLC To Amend Exchange Rule 510, Minimum Price Variations and Minimum Trading Increments To Extend the Penny Pilot Program Comments Due: Exhibit 5 Federal Register version (83 FR 66778)
34-84859
Dec. 19, 2018
SR-ISE-2018-98
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Market Makers Trading in Non-Appointed Options Classes Comments Due: Exhibit 5 Federal Register version (83 FR 66826)
34-84855
Dec. 19, 2018
SR-FINRA-2018-041
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Technical Revisions and One Minor Correction to the Supplemental Statement of Income Required To Be Filed Pursuant to FINRA Rule 4524 (Supplemental FOCUS Information) Comments Due: Federal Register version (83 FR 66828)
34-84868
Dec. 19, 2018
SR-CboeEDGX-2018-049
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt Complex Reserve Order Functionality Comments Due: Federal Register version (83 FR 66800)
34-84867
Dec. 19, 2018
SR-C2-2018-022
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt Complex Reserve Order Functionality Comments Due: Federal Register version (83 FR 66811)
34-84869
Dec. 19, 2018
SR-BOX-2018-38
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To amend Rule 7260 by Extending the Penny Pilot Program Through June 30, 2019 Comments Due: Exhibit 5 Federal Register version (83 FR 66806)
34-84843
Dec. 18, 2018
4-631
Notice of Filing of the Eighteenth Amendment to the National Market System Plan To Address Extraordinary Market Volatility by Cboe BYX Exchange, Inc., Cboe BZX Exchange, Inc., Cboe EDGA Exchange, Inc., Cboe EDGX Exchange, Inc., Chicago Stock Exchange, Inc., Financial Industry Regulatory Authority, Inc., Investors Exchange LLC, NASDAQ BX, Inc., NASDAQ PHLX LLC, The Nasdaq Stock Market LLC, NYSE National, Inc., New York Stock Exchange LLC, NYSE American LLC, and NYSE Arca, Inc. Comments Due: View Received Comments Federal Register version (83 FR 66464)
34-84847
Dec. 18, 2018
SR-BX-2018-063
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period for the Exchange's Retail Price Improvement Program Until June 30, 2019 Comments Due: Exhibit 5 Federal Register version (83 FR 66326)
34-84844
Dec. 18, 2018
SR-CboeBZX-2018-087
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule Comments Due: Exhibit 5 Federal Register version (83 FR 66328)
