34-56846
Nov. 27, 2007
SR-OCC-2007-11
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Expanding Sub-Accounts Comments Due: Federal Register version (72 FR 67992)
34-56841
Nov. 27, 2007
SR-NASDAQ-2007-089
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Members Using the Nasdaq Market Center Comments Due: Federal Register version (72 FR 67989)
34-56840
Nov. 27, 2007
SR-DTC-2007-13
Notice of Filing of a Proposed Rule Change Relating to the Foreign Currency Payment Option Comments Due: Rel. Nos. 34-57298A , and 34-57298 Federal Register version (72 FR 67987)
34-56838
Nov. 26, 2007
SR-NYSEArca-2007-118
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Amend Certain Requirements Relating o Indexes Underlying Equity Index-Linked Securities Comments Due: Federal Register version (72 FR 67774)
34-56837
Nov. 26, 2007
SR-FICC-2007-10
Notice of Filing of Proposed Rule Change To Replace the Mortgage-Backed Securities Division Clearing Fund Calculation Methodology With a Yield-Driven Value-at-Risk Methodology Comments Due: Federal Register version (72 FR 67770)
34-56833
Nov. 21, 2007
SR-CHX-2007-26
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Number 1 Thereto Relating to Participant Fees and Credits Comments Due: Federal Register version (72 FR 67616)
34-56836
Nov. 21, 2007
SR-Phlx-2007-55
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Elimination of the Short Sale Price Test Comments Due: Federal Register version (72 FR 67618)
34-56832
Nov. 21, 2007
SR-NYSEArca-02007-102
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade Units of the United States 12 Month Oil Fund, LP and the United States 12 Month Natural Gas Fund, LP Pursuant to Unlisted Trading Privileges Comments Due: Federal Register version (72 FR 67328)
34-56835
Nov. 21, 2007
SR-NYSE-2007-104
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Enable the Exchange To List Certain Companies Based on Two Completed Fiscal Years and Financial Statements Covering the First Six Months of the Current Fiscal Year as Long as Prior to Listing Certain Summary Financial Data Confirms That the Company Continues To Satisfy the Applicable Standard Based on at Least Nine Completed Months of the Current Fiscal Year Comments Due: Federal Register version (72 FR 67772)
34-56827
Nov. 20, 2007
SR-Phlx-2007-75
Notice of Filing of Proposed Rule Change as Modified by Amendment Number 1 Thereto Relating to Market Data Distribution Network Fees Comments Due: Rel. No. 34-57075 Federal Register version (72 FR 67334)
34-56828
Nov. 20, 2007
SR-Phlx-2007-87
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Trading Sessions for Selected ETFs Comments Due: Federal Register version (72 FR 67332)
34-56825
Nov. 20, 2007
SR-NASDAQ-2007-066
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify the Applicability to Limited Partnerships of Nasdaq's Direct Registration Program Requirements Comments Due: Federal Register version (72 FR 68228)
34-56822
Nov. 20, 2007
SR-FINRA-2007-023
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay Implementation of Certain Rule Changes Approved in SR-NASD-2005-146 Comments Due: View Received Comments Federal Register version (72 FR 67326)
34-56820
Nov. 20, 2007
SR-FICC-2007-09
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Correspondent Clearing Service Comments Due: Federal Register version (72 FR 66213)
34-56824
Nov. 20, 2007
CBOE-2007-134
Notice of Filing of Proposed Rule Change Relating to the Continuous Quoting Obligations of DPMs Comments Due: Rel. No. 34-57109 Federal Register version (72 FR 67615)
34-56811
Nov. 19, 2007
SR-Amex-2007-118
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Revising the AEMI Rules To Eliminate the Post-Opening Pair-Off of Marketable Orders Held in a Message Queue Comments Due: Federal Register version (72 FR 65993)
34-56810
Nov. 19, 2007
SR-NYSEArca-2007-117
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding a New Order Type Known as PNP Blind Comments Due: Federal Register version (72 FR 66013)
34-56819
Nov. 19, 2007
SR-NYSEArca-2007-115
Notice of Filing of a Proposed Rule Change Relating to Rule 6.87-Obvious Error Comments Due: Rel. No. 34-57103 Federal Register version (72 FR 66214)
34-56812
Nov. 19, 2007
SR-NYSE-2007-99
Notice of Filing of Proposed Rule Change To Allow Issuers Voluntarily Delisting Index-Linked Securities To Submit to the Exchange a Letter From an Authorized Officer of the Issuer Rather Than a Board Resolution Comments Due: Rel. No. 34-57041 Federal Register version (72 FR 66012)
34-56814
Nov. 19, 2007
SR-CBOE-2007-87
Notice of Filing of a Proposed Rule Change, and Amendment No. 1 Thereto, To Amend the Quoting Requirements Applicable to the Hybrid Opening System Comments Due: Rel. No. 34-57067 Federal Register version (72 FR 66008)
34-56816
Nov. 19, 2007
SR-CBOE-2007-130
Notice of Filing of a Proposed Rule Change To Amend its Rule 4.20 Regarding Anti-Money Laundering Comments Due: Rel. No. 34-57044 Federal Register version (72 FR 66006)
34-56817
Nov. 19, 2007
SR-CBOE-2007-124
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Trade Shares of 93 Funds of the ProShares Trust Pursuant to Unlisted Trading Privileges Comments Due: Federal Register version (72 FR 66206)
34-56818
Nov. 19, 2007
SR-CBOE-2007-65
Notice of Filing of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Regarding Nullification and Modification of Transactions Executed on CBOE Stock Exchange Comments Due: Rel. No. 34-57095 Federal Register version (72 FR 66205)
34-56802
Nov. 16, 2007
SR-Amex-2007-53
Notice of Filing of a Proposed Rule Change, and Amendment Nos. 1 and 2 Thereto, Relating to the Listing and Trading of the GreenHaven Continuous Commodity Index Fund Comments Due: Rel. No. 34-56969 Federal Register version (72 FR 65994)
34-56805
Nov. 16, 2007
SR-Amex-2007-122
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Liability for the Actions or Omission of Amex Book Clerks Comments Due: Federal Register version (72 FR 70622)
34-56809
Nov. 16, 2007
SR-Amex-2007-116
Notice of Filing of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, To Harmonize the Annual Listing Fees for All Exchange Traded Funds Comments Due: Rel. No. 34-57060 Federal Register version (72 FR 70374)
34-56800
Nov. 16, 2007
SR-OCC-2007-10
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Fees Charged to Clearing Members and Non-Clearing Members for Theoretical Profit and Loss Values Comments Due: Federal Register version (72 FR 66015)
34-56801
Nov. 16, 2007
SR-CBOE-2007-125
Notice of Filing of Proposed Rule Change and Amendment No. 2 Thereto Relating to the $1 Strike Pilot Program Comments Due: Rel. No. 34-57049 Federal Register version (72 FR 65784)
34-56808
Nov. 16, 2007
SR-Amex-2007-117
Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Changes, as Amended, Relating to the Elimination of the Class Gate File Nos.: Comments Due: Federal Register version (72 FR 66004)
34-56790
Nov. 15, 2007
SR-NYSEArca-2007-113
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Mid-Point Passive Liquidity Order Comments Due: Federal Register version (72 FR 65797)
34-56797
Nov. 15, 2007
SR-NYSEArca-2007-106
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Options Already Listed on Another National Securities Exchange Comments Due: Federal Register version (72 FR 65798)
34-56798
Nov. 15, 2007
SR-NYSE-2007-102
Notice of Filing of Proposed Rule Change Relating to NYSE Rule 1500 (NYSE MatchPointSM Comments Due: Rel. No. 34-57058 Federal Register version (72 FR 65787)
34-56796
Nov. 15, 2007
SR-MSRB-2007-05
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule G-27, on Supervision Comments Due: Federal Register version (72 FR 65786)
34-56795
Nov. 15, 2007
SR-DTC-2007-11
Notice of Filing of Proposed Rule Change To Amend its Operational Arrangements as it Applies to Structured Securities Comments Due: View Received Comments Rel. No. 34-57542 , Rel. No. 34-57283 Federal Register version (72 FR 66009)
34-56792
Nov. 15, 2007
SR-CBOE-2006-99
Notice of Amendment Nos. 2 and 3 to Proposed Rule Change Relating to FLEX Options Trading and Order Granting Accelerated Approval to Proposed Rule Change as Amended Comments Due: Rel. No. 34-56311 Federal Register version (72 FR 65776)
34-56784
Nov. 14, 2007
SR-CHX-2007-25
Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment No. 1 Thereto to Eliminate References to the ITS Plan and Other Now-Obsolete Matters Comments Due: Federal Register version (72 FR 65377)
34-56786
Nov. 14, 2007
SR-NYSEArca-2007-114
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fill-or-Kill Order Comments Due: Federal Register version (72 FR 65631)
34-56781
Nov. 13, 2007
SR-ISE-2007-93
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Send P/A Orders Through Linkage Prior to the Opening of Trading Comments Due: Federal Register version (72 FR 65116)
34-56778
Nov. 9, 2007
SR-Amex-2007-100
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to List and Trade Options on Shares of the iShares MSCI Mexico Index Fund Comments Due: Federal Register version (72 FR 65113)
34-56775
Nov. 9, 2007
SR-Phlx-2007-83
Notice of Filing of a Proposed Rule Change Relating to Amending By-Law Article X, Section 10-11 Comments Due: Rel. No. 34-57023 Federal Register version (72 FR 65119)
34-56776
Nov. 9, 2007
SR-Phlx-2007-81
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Exchange's Automated Opening System Comments Due: Federal Register version (72 FR 65120)
34-56777
Nov. 9, 2007
SR-NYSE-2007-87
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Incorporate Certain Definitions of Exchange Act Rules 13d-1 and 13d-3 Into NYSE Rule 460 Comments Due: Rel. No. 34-57100 Federal Register version (72 FR 65117)
34-56773
Nov. 8, 2007
SR-ISE-2007-104
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes Comments Due: Federal Register version (72 FR 64264)
34-56772
Nov. 8, 2007
SR-CBOE-2007-126
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Increase the Class Quoting Limit in Fourteen Option Classes Comments Due: Federal Register version (72 FR 64261)
34-56774
Nov. 8, 2007
SR-CBOE-2007-114
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto To List and Trade Options Already Listed on Another National Securities Exchange Comments Due: Federal Register version (72 FR 64694)
34-56764
Nov. 7, 2007
SR-Amex-2007-113
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Delete Previously Approved Rules Relating To a New Class of Off-Floor Market Maker Called Designated Amex Remote Traders Comments Due: Federal Register version (72 FR 64095)
34-56766
Nov. 7, 2007
SR-Amex-2007-114
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Collection of the Activity Assessment Fee Comments Due: Federal Register version (72 FR 64259)
34-56763
Nov. 7, 2007
SR-NYSEArca-2007-81
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Trade Shares of Funds of the Rydex ETF Trust Pursuant to Unlisted Trading Privileges Comments Due: Federal Register version (72 FR 64103)
34-56767
Nov. 7, 2007
SR-NYSEArca-2007-87
Notice of Filing of a Proposed Rule Change, and Amendments No. 1 and No. 2 Thereto, To Amend Listing Fees for Structured Products Comments Due: Rel. No. 34-56975 Federal Register version (72 FR 64265)
34-56762
Nov. 7, 2007
SR-CBOE-2007-129
Notice of Filing of Proposed Rule Change Regarding the CBSX Floor Post Comments Due: Rel. No. 34-56997 Federal Register version (72 FR 64096)
34-56752
Nov. 6, 2007
SR-NASD-2007-043
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Amend NASD Rule 7001C To Increase Percentage of Market Data Revenue Shared With NASD/NSX TRF Participants Comments Due: View Received Comments Rel. No. 34-57764 Federal Register version (72 FR 64099)
34-56754
Nov. 6, 2007
SR-NASD-2007-031
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto To Amend NASD Rule 7001E To Increase Percentage of Market Data Revenue Shared With NASD/NYSE TRF Participants Comments Due: View Received Comments Rel. No. 34-57763 Federal Register version (72 FR 64101)
34-56750
Nov. 6, 2007
SR-Phlx-2007-85
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Phlx Rule 607 Comments Due: Federal Register version (72 FR 64266)
34-56753
Nov. 6, 2007
SR-NYSE-2007-97
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify That a Member Organization May Still Use the Express Consent Procedure for Obtaining Consent From a Customer To Trade Along on an Order-By-Order Basis Under Rule 92(b) Comments Due: Federal Register version (72 FR 63948)
34-56751
Nov. 6, 2007
SR-FINRA-2007-019
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to NYSE Rule 2 Comments Due: Federal Register version (72 FR 64098)
34-56749
Nov. 6, 2007
SR-CBOE-2007-128
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Related to the Marketing Fee Program Comments Due: Federal Register version (72 FR 63944)
34-56740
Nov. 5, 2007
SR-NYSE-2007-100
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Exchange's Transaction Fees Comments Due: Federal Register version (72 FR 63636)
34-56747
Nov. 5, 2007
SR-NYSE-2006-99
Notice of Filing of Proposed Rule Change and Amendment Nos. 2 and 3 Thereto Relating to Rule 104 (Dealings by Specialists) Comments Due: Rel. No. 34-56958 Federal Register version (72 FR 63946)
34-56739
Nov. 2, 2007
SR-NASDAQ-2007-082
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Modify Fees for Members Using the Nasdaq Market Center Comments Due: Federal Register version (72 FR 63635)
34-56736
Nov. 2, 2007
SR-MSRB-2007-04
Notice of Filing of Proposed Rule Change Relating to Amendments to Rule G-40 on E-Mail Contacts Comments Due: Rel. No. 34-56946 Federal Register version (72 FR 63633)
34-56733
Nov. 1, 2007
SR-ISE-2007-101
Notice of Filing of Proposed Rule Change Relating to a Corporate Transaction in Which Its Parent, International Securities Exchange Holdings, Inc., Will Become a Wholly-Owned Indirect Subsidiary of Eurex Frankfurt AG Comments Due: Rel. No. 34-56955 , Exhibit 5A , Exhibit 5B , Exhibit 5C , Exhibit 5D , Exhibit 5E , Exhibit 5F , Exhibit 5G , Exhibit 5H Federal Register version (72 FR 62885)
34-56730
Nov. 1, 2007
SR-CBOE-2007-74
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend CBOE Rule 6.13A To Modify the Simple Auction Liaison Auction Process and Incorporate Specific Provisions for Hybrid 3.0 Classes Comments Due: Rel. No. 34-56951 Federal Register version (72 FR 62883)
34-56731
Nov. 1, 2007
4-551
Notice of Filing of Proposed Plan for the Allocation of Regulatory Responsibilities Among the American Stock Exchange LLC, the Boston Stock Exchange, Inc., the Chicago Board Options Exchange, Incorporated, the International Securities Exchange, LLC, Financial Industry Regulatory Authority, Inc., NYSE Arca, Inc., and the Philadelphia Stock Exchange, Inc. Comments Due: Release No. 34-56941 Federal Register version (72 FR 63637)
34-56725
Oct. 31, 2007
SR-Phlx-2007-82
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Market Access Provider Subsidy Section of the Exchange's Fee Schedule Comments Due: Federal Register version (72 FR 63216)
34-56726
Oct. 31, 2007
SR-NYSE-2007-96
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 80A (Index Arbitrage Trading Restrictions) Comments Due: Federal Register version (72 FR 62719)
34-56722
Oct. 31, 2007
SR-NASDAQ-2007-085
Notice of Filing of Proposed Rule Change Amending Nasdaq's Membership Application Rules Comments Due: Rel. No. 34-56917 Federal Register version (72 FR 62709)
34-56721
Oct. 30, 2007
SR-ISE-2007-91
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, Relating to API Fees Comments Due: Federal Register version (72 FR 62502)
34-56719
Oct. 29, 2007
SR-Amex-2007-98
Notice of Filing of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, Relating to the Listing and Trading of Units of the United States 12 Month Oil Fund, LP and the United States 12 Month Natural Gas Fund, LP Comments Due: Rel. No. 34-56831 Federal Register version (72 FR 62277)
34-56714
Oct. 29, 2007
SR-Phlx-2007-70
Notice of Filing of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Rule 1034, Minimum Increments Comments Due: Rel. No. 34-56933 Federal Register version (72 FR 62290)
34-56717
Oct. 29, 2007
SR-Phlx-2007-73
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto to List and Trade Options Already Listed on Another National Securities Exchange Comments Due: Federal Register version (72 FR 62508)
34-56718
Oct. 29, 2007
SR-NYSE-2007-95
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 18 (Compensation in Relation to Exchange System Failure) Comments Due: Federal Register version (72 FR 62506)
34-56715
Oct. 29, 2007
SR-CBOE-2007-119
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Criteria for Securities that Underlie Options Traded on the Exchange Comments Due: Federal Register version (72 FR 62287)
34-56707
Oct. 26, 2007
SR-Amex-2007-111
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Enable Settlements of Disciplinary Matters To Be Considered for Approval or Rejection by Exchange Hearing Officers Without the Need To Convene a Formal Hearing Comments Due: Federal Register version (72 FR 62500)
34-56708
Oct. 26, 2007
SR-NASDAQ-2007-078
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Nasdaq's Outbound Routing Broker Comments Due: Federal Register version (72 FR 61925)
34-56706
Oct. 26, 2007
SR-DTC-2007-12
Notice of Filing of a Proposed Rule Change Relating to DTC Opening an Omnibus Account at Euroclear Bank Comments Due: View Received Comments Rel. No. 34-58055 Federal Register version (72 FR 61923)
34-56703
Oct. 25, 2007
SR-CHX-2007-22
Notice of Filing of Proposed Rule Change to Amend Rules Relating to the Execution of Odd Lot Market Orders Comments Due: Rel. No. 34-56900 Federal Register version (72 FR 61696)
34-56704
Oct. 25, 2007
SR-CHX-2007-20
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Permitting Certain Transactions To Have Post-Trade Anonymity Comments Due: Federal Register version (72 FR 61921)
34-56701
Oct. 25, 2007
SR-CBOE-2007-68
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Regarding Complex Orders Comments Due: Rel. No. 34-56903 Federal Register version (72 FR 61694)
34-56698
Oct. 24, 2007
SR-CHX-2007-23
Notice of Filing of Proposed Rule Change to Allow the Exchange to Open at 8:30 a.m. Comments Due: Rel. No. 34-57140 Federal Register version (72 FR 61919)
34-56700
Oct. 24, 2007
SR-Phlx-2007-78
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Article FOURTH of its Restated Certificate of Incorporation Comments Due: View Received Comments Federal Register version (72 FR 61699)
34-56695
Oct. 24, 2007
SR-NYSEArca-2007-111
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Listing and Trading of Shares of the HealthSharesTM Comments Due: Federal Register version (72 FR 61413)
34-56696
Oct. 24, 2007
SR-NYSEArca-2007-110
Notice of Filing of Proposed Rule Change Relating to Certain Modifications to the Initial Listing and Trading Standards for Equity Index-Linked Securities Comments Due: Rel. No. 34-56879 Federal Register version (72 FR 61927)
34-56697
Oct. 24, 2007
SR-NYSE-2007-90
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Charged to Member Organizations for Participation in the Exchange's Continuing Education Program Comments Due: Federal Register version (72 FR 61411)
34-56699
Oct. 24, 2007
SR-ISE-2007-100
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes Comments Due: Federal Register version (72 FR 61697)
34-56686
Oct. 23, 2007
SR-NYSE-2007-53
Notice of Filing of Proposed Rule Change, as Modified by Amendments Nos. 1 and 2 Thereto, To Amend NYSE Rule 342.13 ("Acceptability of Supervisors") Comments Due: View Received Comments Rel. No. 34-56854 Federal Register version (72 FR 61193)
34-56688
Oct. 23, 2007
SR-NYSE-2007-77
Notice of Filing of Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3 Thereto, To Amend Listing Fees for Structured Products Comments Due: Rel. No. 34-56842 Federal Register version (72 FR 60924)
34-56684
Oct. 22, 2007
SR-OCC-2007-12
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Options on Leveraged ETF Shares Comments Due: Federal Register version (72 FR 60925)
34-56683
Oct. 22, 2007
SR-NASDAQ-2007-081
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 to Establish a New Service Called Nasdaq Regulation Reconnaissance Service ("Reg Recon") To Assist Nasdaq Members in Their Efforts To Comply With Applicable Regulatory Requirements Comments Due: Federal Register version (72 FR 60922)
34-56682
Oct. 22, 2007
SR-FINRA-2007-013
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to NASD Rule 3210 in Light of Amendments to the SEC Regulation SHO Delivery Requirements Comments Due: Federal Register version (72 FR 60919)
34-56680
Oct. 19, 2007
SR-CBOE-2007-59
Notice of Filing of a Proposed Rule Change To Amend the Minimum Quote Size Requirements for Hybrid Opening System Rotations Comments Due: Rel. No. 34-56860 Federal Register version (72 FR 60697)
34-56671
Oct. 18, 2007
SR-ISE-2007-88
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Qualified Contingent Trade Exemption Comments Due:
34-56667
Oct. 17, 2007
SR-NFA-2007-04
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Compliance Rule 2-4: Misuse of Trade Secrets and Proprietary Information Comments Due: Federal Register version (72 FR 59577)
34-56666
Oct. 17, 2007
SR-NYSEArca-2007-107
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trading Sessions on NYSE Arca Marketplace Comments Due: Federal Register version (72 FR 60048)
34-56669
Oct. 17, 2007
SR-FINRA-2007-017
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules Relating to Reporting of Odd-Lot Transactions to FINRA Comments Due: Federal Register version (72 FR 60398)
34-56663
Oct. 16, 2007
SR-Phlx-2007-74
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Series of U.S. Dollar-Settled Foreign Currency Options Open for Trading Comments Due: Federal Register version (72 FR 60050)
34-56662
Oct. 16, 2007
SR-ISE-2007-71
Notice of Filing of a Proposed Rule Change Relating to Fee Changes on a Retroactive Basis Comments Due: Rel. No. 34-56843 Federal Register version (72 FR 59576)
34-56661
Oct. 15, 2007
SR-NASD-2005-100
Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, 3, and 4 Thereto, To Require Members To Provide Customers in TRACE-Eligible Debt Securities With Additional, Transaction-Specific Disclosures and To Notify Customers of the Availability of a Disclosure Document Comments Due: View Received Comments Rel. No. 34-67867 Federal Register version (72 FR 59321)
34-56660
Oct. 15, 2007
SR-CBOE-2007-115
Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment No. 1 Thereto To Broaden the Application of Existing Transaction Fees for VIX Options to Options on All Volatility Indexes Calculated by CBOE Comments Due: Federal Register version (72 FR 59315)
34-56652
Oct. 12, 2007
SR-BSE-2007-48
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reflect the Fact That Sun Microsystems, Inc. Has Changed Its Trading Symbol From SUNW to JAVA Comments Due: Federal Register version (72 FR 59125)
34-56655
Oct. 12, 2007
SR-BSE-2007-47
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Listing of Options Series With $2.50 Strike Price Intervals Between $50 and $75 Comments Due: Federal Register version (72 FR 59126)
