34-56918
Dec. 6, 2007
SR-NYSEArca-2007-125
Notice of Filing of Proposed Rule Change Relating to the Continued Listing Standards for Equity Index-Linked Securities Comments Due: Rel. No. 34-57132 Federal Register version (72 FR 70635)
34-56920
Dec. 6, 2007
SR-NYSE-2007-111
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add Rule 48 Permitting the Exchange to Declare an Extreme Market Volatility Condition Comments Due: Federal Register version (72 FR 70915)
34-56919
Dec. 6, 2007
SR-ISE-2007-114
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes Comments Due: Federal Register version (72 FR 70914)
34-56923
Dec. 6, 2007
SR-CBOE-2007-146
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees for the CBOE Stock Exchange Comments Due: Federal Register version (72 FR 70910)
34-56901
Dec. 5, 2007
SR-Amex-2007-20
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Related To Amending Complex Orders Procedures Comments Due: Rel. No. 34-57160 Federal Register version (72 FR 70625)
34-56899
Dec. 5, 2007
SR-NYSEArca-2007-120
Notice of Filing of a Proposed Rule Change Relating to Restrictions on Acting as Market Makers and Floor Broker Comments Due: Rel. No. 34-57158 Federal Register version (72 FR 70367)
34-56906
Dec. 5, 2007
SR-NYSEArca-2007-103
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend the Initial Listing Standards for Other Securities Comments Due: Federal Register version (72 FR 70636)
34-56907
Dec. 5, 2007
SR-NYSEArca-2007-122
Notice of Filing of Proposed Rule Change Relating to Certain Modifications to the Initial Listing Standards for Index-Linked Securities Comments Due: Rel. No. 34-57149 Federal Register version (72 FR 70640)
34-56908
Dec. 5, 2007
NYSEArca-2007-121
Notice of Filing of Proposed Rule Change Relating to Rule 6.37B and the Quoting Obligations of Lead Market Makers Comments Due: Rel. No. 34-57186 Federal Register version (72 FR 70639)
34-56904
Dec. 5, 2007
SR-CTA-2007-02
Notice of Filing of the Eleventh Substantive Amendment to the Second Restatement of the Consolidated Tape Association Plan Comments Due: Release No. 34-57113 Federal Register version (72 FR 70621)
34-56905
Dec. 5, 2007
SR-NASDAQ-2007-087
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees for Members Using the Nasdaq Market Center Comments Due: Federal Register version (72 FR 73053)
34-56910
Dec. 5, 2007
SR-NASDAQ-2007-071
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3 Thereto, Relating to Generic Listing and Trading Rules for Securities Linked to the Performance of Indexes, Commodities, and Currencies Comments Due: Federal Register version (72 FR 70628)
34-56898
Dec. 5, 2007
SR-Amex-2007-124
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to Linkage Orders File Nos.: Comments Due: Federal Register version (72 FR 70354)
34-56890
Dec. 4, 2007
SR-NSX-2007-13
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Market Data and Liquidity Provider Rebate Programs for Transactions Through NSX BLADE Comments Due: Federal Register version (72 FR 70360)
34-56894
Dec. 4, 2007
SR-NYSE-2007-107
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the Exchange's NYSE BondsSM Comments Due: Federal Register version (72 FR 70362)
34-56895
Dec. 4, 2007
SR-NYSE-2007-109
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the NYSE Rule 98 Guidelines for Approved Persons Associated With a Specialist's Member Organization Comments Due: Federal Register version (72 FR 70363)
34-56893
Dec. 4, 2007
4-429
Notice of Summary Effectiveness on a Temporary Basis of Joint Amendment No. 25 to the Plan for the Purpose of Creating and Operating an Intermarket Option Linkage Relating to Response Time for Certain Orders Sent Through the Linkage, and Notice of Filing of Such Amendment Comments Due: View Received Comments Release Nos. 34-57238 , Release Nos. 34-56806 , 34-56780 , 34-56605 , 34-56596 , and 34-55744 , and 34-55436 Federal Register version (72 FR 70353)
34-56889
Dec. 3, 2007
SR-BSE-2007-49
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Position and Exercise Limits Comments Due: Federal Register version (72 FR 69720)
34-56883
Dec. 3, 2007
SR-NSX-2007-11
Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment Nos. 1 and 2 Thereto, To Modify Rebate Programs for Automatic Execution Transactions in Certain Designated ETFs Comments Due: Federal Register version (72 FR 69269)
34-56881
Dec. 3, 2007
SR-Phlx-2007-72
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 3 and 4 Thereto, Relating to Delisting Securities Underlying Low ADV Options Comments Due: Federal Register version (72 FR 69276)
34-56885
Dec. 3, 2007
SR-NYSEArca-2007-123
Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment No. 1 Relating to the Extension of the Pilot Program for Initial and Continued Financial Listing Standards for Common Stock of Operating Companies Until May 31, 2008 Comments Due: Federal Register version (72 FR 69272)
34-56888
Dec. 3, 2007
SR-NYSEArca-2007-124
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Closing Auction Time for Exchange Traded Funds Comments Due: Federal Register version (72 FR 70366)
34-56873
Nov. 30, 2007
SR-CBOT-2007-01
Notice of Filing and Immediate Effectiveness of Proposed Rule Changes Relating to the Renumbering and Reorganization of Rules Relating to Listing Standards for Security Futures Products Comments Due: Federal Register version (72 FR 69262)
34-56870
Nov. 30, 2007
SR-NYSE-2007-105
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Fees Charged to Member Organizations for the Use of the On-Line Comparison System Comments Due: Federal Register version (72 FR 68934)
34-56876
Nov. 30, 2007
SR-NASDAQ-2007-068
Notice of Filing of Amendment No. 2 to a Proposed Rule Change To Amend the Limited Liability Company Agreement of The NASDAQ Stock Market LLC; and Order Granting Accelerated Approval of the Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Comments Due: Rel. No. 34-56581 Federal Register version (72 FR 70357)
34-56871
Nov. 30, 2007
SR-ISE-2007-87
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Criteria for Securities That Underlie Options Traded on the Exchange Comments Due: Federal Register version (72 FR 68924)
34-56861
Nov. 29, 2007
SR-Amex-2007-127
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Certain Conforming Changes to Amex Rules Relating to the Amex Book Clerk Program Comments Due: Federal Register version (72 FR 68909)
34-56868
Nov. 29, 2007
SR-Amex-2007-125
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish a Riskless Principal and Other Exceptions to Amex Rules Prohibiting Members' Proprietary Trading While in Possession of Like or Better-Priced Customer Orders Comments Due: Federal Register version (72 FR 68911)
34-56865
Nov. 29, 2007
SR-NSCC-2007-06
Notice of Filing of Proposed Rule Change To Modify the Hearing Procedures Afforded to Members and Applicants for Membership and Harmonize Them With Similar Rules of Its Affiliates Comments Due: Rel. No. 34-57404 Federal Register version (72 FR 68930)
34-56867
Nov. 29, 2007
SR-NASDAQ-2007-065
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Conform SRO Rules to Changes to Rule 10a-1 and Regulation SHO Comments Due: Federal Register version (72 FR 69263)
34-56866
Nov. 29, 2007
SR-ISE-2007-102
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Permit Trading of Shares of 93 Funds of the ProShares Trust Pursuant to Unlisted Trading Privileges Comments Due: Federal Register version (72 FR 68926)
34-56864
Nov. 29, 2007
SR-FICC-2007-06
Notice of Filing of Proposed Rule Change To Modify the Hearing Procedures Afforded to Members and Applicants for Membership and Harmonize Them With Similar Rules of Its Affiliates Comments Due: Rel. No. 34-57405 Federal Register version (72 FR 68922)
34-56863
Nov. 29, 2007
SR-DTC-2007-06
Notice of Filing of Proposed Rule Change To Amend the Hearing Procedures Afforded to an Interested Person and Harmonize Them With Similar Rules of Its Affiliates Comments Due: Rel. No. 34-57406 Federal Register version (72 FR 68920)
34-56862
Nov. 29, 2007
SR-CBOE-2007-135
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Transaction Fee Waiver for Options on the Mini-SPX Comments Due: Federal Register version (72 FR 68918)
34-56853
Nov. 28, 2007
SR-Amex-2007-94
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Notes Linked to the Performance of the CBOE S&P 500 PutWrite Index (PUTSM Comments Due: Rel. No. 34-57057 Federal Register version (72 FR 68914)
34-56856
Nov. 28, 2007
SR-OCC-2007-13
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Delayed Start Options Comments Due: Federal Register version (72 FR 68937)
34-56851
Nov. 28, 2007
SR-NYSE-2007-106
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 2, Relating to Exchange Rule 103A(a)(3) To Address Changes in the Way the Exchange Delivers Education Programs to its Members and To Clarify That the Mandatory Education Requirement Applies to All Individuals Qualified To Use a Trading License Comments Due: Federal Register version (72 FR 68932)
34-56858
Nov. 28, 2007
SR-NYSE-2007-103
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Rule 124 (Odd-Lot Orders) Comments Due: Federal Register version (72 FR 68935)
34-56852
Nov. 28, 2007
SR-CBOE-2007-139
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees for Trading on the FLEX Hybrid Trading System Comments Due: Federal Register version (72 FR 68226)
34-56850
Nov. 27, 2007
SR-Amex-2007-123
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No.1 Thereto, To Send P/A Orders Through Linkage Prior to the Opening of Trading Comments Due: Federal Register version (72 FR 68225)
34-56845
Nov. 27, 2007
SR-OCC-2007-14
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Descriptions of OCC's Assignment Procedures Comments Due: Federal Register version (72 FR 67991)
34-56846
Nov. 27, 2007
SR-OCC-2007-11
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Expanding Sub-Accounts Comments Due: Federal Register version (72 FR 67992)
34-56841
Nov. 27, 2007
SR-NASDAQ-2007-089
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Members Using the Nasdaq Market Center Comments Due: Federal Register version (72 FR 67989)
34-56840
Nov. 27, 2007
SR-DTC-2007-13
Notice of Filing of a Proposed Rule Change Relating to the Foreign Currency Payment Option Comments Due: Rel. Nos. 34-57298A , and 34-57298 Federal Register version (72 FR 67987)
34-56838
Nov. 26, 2007
SR-NYSEArca-2007-118
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Amend Certain Requirements Relating o Indexes Underlying Equity Index-Linked Securities Comments Due: Federal Register version (72 FR 67774)
34-56837
Nov. 26, 2007
SR-FICC-2007-10
Notice of Filing of Proposed Rule Change To Replace the Mortgage-Backed Securities Division Clearing Fund Calculation Methodology With a Yield-Driven Value-at-Risk Methodology Comments Due: Federal Register version (72 FR 67770)
34-56833
Nov. 21, 2007
SR-CHX-2007-26
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Number 1 Thereto Relating to Participant Fees and Credits Comments Due: Federal Register version (72 FR 67616)
34-56836
Nov. 21, 2007
SR-Phlx-2007-55
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Elimination of the Short Sale Price Test Comments Due: Federal Register version (72 FR 67618)
34-56832
Nov. 21, 2007
SR-NYSEArca-02007-102
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade Units of the United States 12 Month Oil Fund, LP and the United States 12 Month Natural Gas Fund, LP Pursuant to Unlisted Trading Privileges Comments Due: Federal Register version (72 FR 67328)
34-56835
Nov. 21, 2007
SR-NYSE-2007-104
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Enable the Exchange To List Certain Companies Based on Two Completed Fiscal Years and Financial Statements Covering the First Six Months of the Current Fiscal Year as Long as Prior to Listing Certain Summary Financial Data Confirms That the Company Continues To Satisfy the Applicable Standard Based on at Least Nine Completed Months of the Current Fiscal Year Comments Due: Federal Register version (72 FR 67772)
34-56827
Nov. 20, 2007
SR-Phlx-2007-75
Notice of Filing of Proposed Rule Change as Modified by Amendment Number 1 Thereto Relating to Market Data Distribution Network Fees Comments Due: Rel. No. 34-57075 Federal Register version (72 FR 67334)
34-56828
Nov. 20, 2007
SR-Phlx-2007-87
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Trading Sessions for Selected ETFs Comments Due: Federal Register version (72 FR 67332)
34-56825
Nov. 20, 2007
SR-NASDAQ-2007-066
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify the Applicability to Limited Partnerships of Nasdaq's Direct Registration Program Requirements Comments Due: Federal Register version (72 FR 68228)
34-56822
Nov. 20, 2007
SR-FINRA-2007-023
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay Implementation of Certain Rule Changes Approved in SR-NASD-2005-146 Comments Due: View Received Comments Federal Register version (72 FR 67326)
34-56820
Nov. 20, 2007
SR-FICC-2007-09
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Correspondent Clearing Service Comments Due: Federal Register version (72 FR 66213)
34-56824
Nov. 20, 2007
CBOE-2007-134
Notice of Filing of Proposed Rule Change Relating to the Continuous Quoting Obligations of DPMs Comments Due: Rel. No. 34-57109 Federal Register version (72 FR 67615)
34-56811
Nov. 19, 2007
SR-Amex-2007-118
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Revising the AEMI Rules To Eliminate the Post-Opening Pair-Off of Marketable Orders Held in a Message Queue Comments Due: Federal Register version (72 FR 65993)
34-56810
Nov. 19, 2007
SR-NYSEArca-2007-117
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding a New Order Type Known as PNP Blind Comments Due: Federal Register version (72 FR 66013)
34-56819
Nov. 19, 2007
SR-NYSEArca-2007-115
Notice of Filing of a Proposed Rule Change Relating to Rule 6.87-Obvious Error Comments Due: Rel. No. 34-57103 Federal Register version (72 FR 66214)
34-56812
Nov. 19, 2007
SR-NYSE-2007-99
Notice of Filing of Proposed Rule Change To Allow Issuers Voluntarily Delisting Index-Linked Securities To Submit to the Exchange a Letter From an Authorized Officer of the Issuer Rather Than a Board Resolution Comments Due: Rel. No. 34-57041 Federal Register version (72 FR 66012)
34-56814
Nov. 19, 2007
SR-CBOE-2007-87
Notice of Filing of a Proposed Rule Change, and Amendment No. 1 Thereto, To Amend the Quoting Requirements Applicable to the Hybrid Opening System Comments Due: Rel. No. 34-57067 Federal Register version (72 FR 66008)
34-56816
Nov. 19, 2007
SR-CBOE-2007-130
Notice of Filing of a Proposed Rule Change To Amend its Rule 4.20 Regarding Anti-Money Laundering Comments Due: Rel. No. 34-57044 Federal Register version (72 FR 66006)
34-56817
Nov. 19, 2007
SR-CBOE-2007-124
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Trade Shares of 93 Funds of the ProShares Trust Pursuant to Unlisted Trading Privileges Comments Due: Federal Register version (72 FR 66206)
34-56818
Nov. 19, 2007
SR-CBOE-2007-65
Notice of Filing of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Regarding Nullification and Modification of Transactions Executed on CBOE Stock Exchange Comments Due: Rel. No. 34-57095 Federal Register version (72 FR 66205)
34-56802
Nov. 16, 2007
SR-Amex-2007-53
Notice of Filing of a Proposed Rule Change, and Amendment Nos. 1 and 2 Thereto, Relating to the Listing and Trading of the GreenHaven Continuous Commodity Index Fund Comments Due: Rel. No. 34-56969 Federal Register version (72 FR 65994)
34-56805
Nov. 16, 2007
SR-Amex-2007-122
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Liability for the Actions or Omission of Amex Book Clerks Comments Due: Federal Register version (72 FR 70622)
34-56809
Nov. 16, 2007
SR-Amex-2007-116
Notice of Filing of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, To Harmonize the Annual Listing Fees for All Exchange Traded Funds Comments Due: Rel. No. 34-57060 Federal Register version (72 FR 70374)
34-56800
Nov. 16, 2007
SR-OCC-2007-10
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Fees Charged to Clearing Members and Non-Clearing Members for Theoretical Profit and Loss Values Comments Due: Federal Register version (72 FR 66015)
34-56801
Nov. 16, 2007
SR-CBOE-2007-125
Notice of Filing of Proposed Rule Change and Amendment No. 2 Thereto Relating to the $1 Strike Pilot Program Comments Due: Rel. No. 34-57049 Federal Register version (72 FR 65784)
34-56808
Nov. 16, 2007
SR-Amex-2007-117
Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Changes, as Amended, Relating to the Elimination of the Class Gate File Nos.: Comments Due: Federal Register version (72 FR 66004)
34-56790
Nov. 15, 2007
SR-NYSEArca-2007-113
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Mid-Point Passive Liquidity Order Comments Due: Federal Register version (72 FR 65797)
34-56797
Nov. 15, 2007
SR-NYSEArca-2007-106
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Options Already Listed on Another National Securities Exchange Comments Due: Federal Register version (72 FR 65798)
34-56798
Nov. 15, 2007
SR-NYSE-2007-102
Notice of Filing of Proposed Rule Change Relating to NYSE Rule 1500 (NYSE MatchPointSM Comments Due: Rel. No. 34-57058 Federal Register version (72 FR 65787)
34-56796
Nov. 15, 2007
SR-MSRB-2007-05
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule G-27, on Supervision Comments Due: Federal Register version (72 FR 65786)
34-56795
Nov. 15, 2007
SR-DTC-2007-11
Notice of Filing of Proposed Rule Change To Amend its Operational Arrangements as it Applies to Structured Securities Comments Due: View Received Comments Rel. No. 34-57542 , Rel. No. 34-57283 Federal Register version (72 FR 66009)
34-56792
Nov. 15, 2007
SR-CBOE-2006-99
Notice of Amendment Nos. 2 and 3 to Proposed Rule Change Relating to FLEX Options Trading and Order Granting Accelerated Approval to Proposed Rule Change as Amended Comments Due: Rel. No. 34-56311 Federal Register version (72 FR 65776)
34-56784
Nov. 14, 2007
SR-CHX-2007-25
Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment No. 1 Thereto to Eliminate References to the ITS Plan and Other Now-Obsolete Matters Comments Due: Federal Register version (72 FR 65377)
34-56786
Nov. 14, 2007
SR-NYSEArca-2007-114
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fill-or-Kill Order Comments Due: Federal Register version (72 FR 65631)
34-56781
Nov. 13, 2007
SR-ISE-2007-93
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Send P/A Orders Through Linkage Prior to the Opening of Trading Comments Due: Federal Register version (72 FR 65116)
34-56778
Nov. 9, 2007
SR-Amex-2007-100
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to List and Trade Options on Shares of the iShares MSCI Mexico Index Fund Comments Due: Federal Register version (72 FR 65113)
34-56775
Nov. 9, 2007
SR-Phlx-2007-83
Notice of Filing of a Proposed Rule Change Relating to Amending By-Law Article X, Section 10-11 Comments Due: Rel. No. 34-57023 Federal Register version (72 FR 65119)
34-56776
Nov. 9, 2007
SR-Phlx-2007-81
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Exchange's Automated Opening System Comments Due: Federal Register version (72 FR 65120)
34-56777
Nov. 9, 2007
SR-NYSE-2007-87
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Incorporate Certain Definitions of Exchange Act Rules 13d-1 and 13d-3 Into NYSE Rule 460 Comments Due: Rel. No. 34-57100 Federal Register version (72 FR 65117)
34-56773
Nov. 8, 2007
SR-ISE-2007-104
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes Comments Due: Federal Register version (72 FR 64264)
34-56772
Nov. 8, 2007
SR-CBOE-2007-126
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Increase the Class Quoting Limit in Fourteen Option Classes Comments Due: Federal Register version (72 FR 64261)
34-56774
Nov. 8, 2007
SR-CBOE-2007-114
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto To List and Trade Options Already Listed on Another National Securities Exchange Comments Due: Federal Register version (72 FR 64694)
34-56764
Nov. 7, 2007
SR-Amex-2007-113
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Delete Previously Approved Rules Relating To a New Class of Off-Floor Market Maker Called Designated Amex Remote Traders Comments Due: Federal Register version (72 FR 64095)
34-56766
Nov. 7, 2007
SR-Amex-2007-114
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Collection of the Activity Assessment Fee Comments Due: Federal Register version (72 FR 64259)
34-56763
Nov. 7, 2007
SR-NYSEArca-2007-81
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Trade Shares of Funds of the Rydex ETF Trust Pursuant to Unlisted Trading Privileges Comments Due: Federal Register version (72 FR 64103)
34-56767
Nov. 7, 2007
SR-NYSEArca-2007-87
Notice of Filing of a Proposed Rule Change, and Amendments No. 1 and No. 2 Thereto, To Amend Listing Fees for Structured Products Comments Due: Rel. No. 34-56975 Federal Register version (72 FR 64265)
34-56762
Nov. 7, 2007
SR-CBOE-2007-129
Notice of Filing of Proposed Rule Change Regarding the CBSX Floor Post Comments Due: Rel. No. 34-56997 Federal Register version (72 FR 64096)
34-56752
Nov. 6, 2007
SR-NASD-2007-043
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Amend NASD Rule 7001C To Increase Percentage of Market Data Revenue Shared With NASD/NSX TRF Participants Comments Due: View Received Comments Rel. No. 34-57764 Federal Register version (72 FR 64099)
34-56754
Nov. 6, 2007
SR-NASD-2007-031
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto To Amend NASD Rule 7001E To Increase Percentage of Market Data Revenue Shared With NASD/NYSE TRF Participants Comments Due: View Received Comments Rel. No. 34-57763 Federal Register version (72 FR 64101)
34-56750
Nov. 6, 2007
SR-Phlx-2007-85
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Phlx Rule 607 Comments Due: Federal Register version (72 FR 64266)
34-56753
Nov. 6, 2007
SR-NYSE-2007-97
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify That a Member Organization May Still Use the Express Consent Procedure for Obtaining Consent From a Customer To Trade Along on an Order-By-Order Basis Under Rule 92(b) Comments Due: Federal Register version (72 FR 63948)
34-56751
Nov. 6, 2007
SR-FINRA-2007-019
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to NYSE Rule 2 Comments Due: Federal Register version (72 FR 64098)
34-56749
Nov. 6, 2007
SR-CBOE-2007-128
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Related to the Marketing Fee Program Comments Due: Federal Register version (72 FR 63944)
34-56740
Nov. 5, 2007
SR-NYSE-2007-100
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Exchange's Transaction Fees Comments Due: Federal Register version (72 FR 63636)
34-56747
Nov. 5, 2007
SR-NYSE-2006-99
Notice of Filing of Proposed Rule Change and Amendment Nos. 2 and 3 Thereto Relating to Rule 104 (Dealings by Specialists) Comments Due: Rel. No. 34-56958 Federal Register version (72 FR 63946)
34-56739
Nov. 2, 2007
SR-NASDAQ-2007-082
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Modify Fees for Members Using the Nasdaq Market Center Comments Due: Federal Register version (72 FR 63635)
