34-56657
Oct. 12, 2007
SR-CHX-2007-09
Notice of Filing of Proposed Rule Change To Amend the Exchange's Institutional Broker Rules To Add Provisions Relating to the Handling of Stop and Stop-Limit Orders Comments Due: Rel. No. 34-57509 Federal Register version (72 FR 59316)
34-56651
Oct. 12, 2007
SR-Phlx-2007-71
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1 Thereto To Eliminate Position and Exercise Limits on Russell 2000 Index Options Comments Due: Federal Register version (72 FR 59130)
34-56656
Oct. 12, 2007
SR-NYSEArca-2007-94
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Eliminate Position and Exercise Limits for Options on the Russell 2000 Index, and To Specify That Certain Reduced-Value Options on Broad-Based Security Indexes Have No Position and Exercise Limits Comments Due: Federal Register version (72 FR 59329)
34-56639
Oct. 11, 2007
SR-NASD-2007-035
Notice of Filing of Proposed Rule Change Related to Mandated Use of an Automated Liability Notification System Comments Due: Rel. No. 34-56972 Federal Register version (72 FR 58918)
34-56645
Oct. 11, 2007
SR-NASD-2005-080
Notice of Filing of Amendment No. 4 and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment Nos. 1, 2, 3 and 4 Relating to Fairness Opinions Comments Due: View Received Comments Rel. No. 34-53598 Federal Register version (72 FR 59317)
34-56642
Oct. 11, 2007
SR-NYSEArca-2007-100
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Exchange Fees and Charges Comments Due: Federal Register version (72 FR 58923)
34-56646
Oct. 11, 2007
SR-ISE-2007-96
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Payment for Order Flow Fees Comments Due: Federal Register version (72 FR 58922)
34-56647
Oct. 11, 2007
SR-ISE-2007-80
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to Options Listing Criteria for Underlying Securities Comments Due: Federal Register version (72 FR 58702)
34-56644
Oct. 11, 2007
SR-FINRA-2007-016
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Reflect the Closing of the NASD/BSE Trade Reporting Facility Comments Due: Federal Register version (72 FR 58920)
34-56640
Oct. 11, 2007
SR-CBOE-2007-118
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Its Marketing Fee Program Comments Due: Federal Register version (72 FR 58916)
34-56641
Oct. 11, 2007
SR-CBOE-2007-117
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Its Marketing Fee Program in Connection With the Expansion of the Penny Pilot Program Comments Due: Federal Register version (72 FR 58917)
34-56635
Oct. 10, 2007
SR-Amex-2007-56
Notice of Filing of Proposed Rule Change Relating to Resolving Uncompared Transactions Comments Due: Rel. No. 34-56882 Federal Register version (72 FR 58693)
34-56636
Oct. 10, 2007
SR-Amex-2007-108
Notice of Filing of Proposed Rule Change To Increase the Annual Listing Fees for Certain Stock Issues of Listed Companies Comments Due: Rel. No. 34-56787 Federal Register version (72 FR 58691)
34-56637
Oct. 10, 2007
SR-NYSEArca-2007-92
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3 Thereto, Relating to Generic Listing and Trading Rules for Index-Linked Securities Comments Due: Federal Register version (72 FR 58704)
34-56629
Oct. 9, 2007
SR-Amex-2007-87
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, To Amend Section 107 of the Amex Company Guide To Provide an Exception to the Initial Minimum Public Distribution Listing Requirement Comments Due: Federal Register version (72 FR 58689)
34-56633
Oct. 9, 2007
SR-ISE-2007-60
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 4 Thereto, Adopting Generic Listing Standards for Exchange-Traded Funds Based on International or Global Indexes or Indexes Described in Exchange Rules Previously Approved by the Commission as Underlying Benchmarks for Derivative Securities Comments Due: Federal Register version (72 FR 58696)
34-56631
Oct. 9, 2007
CBOE-2007-99
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Relating to a Delta Hedging Exemption From Equity Options Position Limits Comments Due: Rel. No. 34-56970 Federal Register version (72 FR 58341)
34-56632
Oct. 9, 2007
SR-CBOE-2007-82
Notice of Filing of a Proposed Rule Change as Modified by Amendment No. 1 Thereto To Allow the Exchange To List Up to Seven Expiration Months for Broad-Based Security Index Options Upon Which the Exchange Calculates a Constant Three-Month Volatility Index Comments Due: Rel. No. 34-56821 Federal Register version (72 FR 58694)
34-56622
Oct. 5, 2007
SR-Phlx-2007-77
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Web CRD Fingerprinting Fees Comments Due: Federal Register version (72 FR 58710)
34-56626
Oct. 5, 2007
SR-Phlx-2007-60
Notice of Filing of a Proposed Rule Change Relating to Structured Equity Products Comments Due: Rel. No. 34-56799 Federal Register version (72 FR 58711)
34-56621
Oct. 5, 2007
SR-NYSE-2007-94
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Amend NYSE Rule 70.30 Relating to the Definition of a Crowd Comments Due: Federal Register version (72 FR 58344)
34-56611
Oct. 4, 2007
SR-CHX-2007-19
Notice of Filing and Immediate Effectiveness of Proposed Rule Relating to a New Book Feed Product Comments Due: Federal Register version (72 FR 57980)
34-56616
Oct. 4, 2007
SR-NYSEArca-2007-99
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Exchange's Fees for Orders Submitted for Certain NYSE and Nasdaq-Listed Securities Comments Due: Federal Register version (72 FR 58143)
34-56617
Oct. 4, 2007
SR-NASDAQ-2007-083
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase the Annual Membership Fee for Nasdaq Members Comments Due: Federal Register version (72 FR 58142)
34-56615
Oct. 4, 2007
SR-FINRA-2007-014
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Limit the Use of FINRA's Name and Any Other Name Owned by FINRA and To Require Members and Persons Associated With a Member that Refer to their FINRA Membership on a Web site to Provide a Hyperlink to www.finra.org Comments Due: Federal Register version (72 FR 58136)
34-56614
Oct. 4, 2007
SR-CBOE-2007-14
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend CBOE's Membership Rules As Applied To Statutory Disqualification Hearings Comments Due: Federal Register version (72 FR 58132)
34-56608
Oct. 3, 2007
SR-Phlx-2007-40
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 3, Relating to the Definition of "Complex Trade" Comments Due: Rel. No. 34-56760 Federal Register version (72 FR 57985)
34-56607
Oct. 3, 2007
SR-NYSE-2007-91
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Waive the Fee Charged to Member Organizations for the Approval of Pre-Qualified Substitutes Comments Due: Federal Register version (72 FR 57624)
34-56605
Oct. 3, 2007
4-429
Notice of Filing of Joint Amendment No. 23 to the Intermarket Option Linkage Plan To Permit the Use of Linkage Prior to the Opening of Trading Comments Due: View Received Comments Release Nos. 34-56893 , Release Nos. 34-56806 , 34-56780 , 34-56596 , and 34-55744 , and 34-55436 Federal Register version (72 FR 58134)
34-56604
Oct. 3, 2007
SR-NASDAQ-2007-004
Notice of Filing of a Proposed Rule Change Relating to the Establishment of the NASDAQ Options Market LLC File Nos.: Comments Due: View Received Comments Exhibit 3A , and Exhibit 3B , Rel. No. 34-55667 Federal Register version (72 FR 58137)
34-56602
Oct. 3, 2007
SR-CBOE-2007-116
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Exchange's Hybrid Electronic Quoting Fee Comments Due: Federal Register version (72 FR 57620)
34-56601
Oct. 2, 2007
SR-NYSEArca-2007-79
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change as Modified by Amendment No. 1 Thereto To Trade Shares of Eight Funds of the ProShares Trust Based on International Indexes Pursuant to Unlisted Trading Privileges Comments Due: Federal Register version (72 FR 57625)
34-56599
Oct. 2, 2007
SR-NYSE-2007-93
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Rule 70 (Bids and Offers) and Rule 104 (Dealings by Specialists) Comments Due: Federal Register version (72 FR 57622)
34-56596
Oct. 2, 2007
4-429
Notice of Filing of Joint Amendment No. 24 to the Plan for the Purpose of Creating and Operating an Intermarket Option Linkage Regarding Elimination of the Class Gate Comments Due: View Received Comments Release Nos. 34-56893 , Release Nos. 34-56806 , 34-56780 , 34-56605 , and 34-55744 , and 34-55436 Federal Register version (72 FR 58133)
34-56594
Oct. 1, 2007
SR-BSE-2007-25
Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change, as Modified by Amendments No. 1, 2, and 3 Thereto, Relating to Registration Filing Requirements and Reporting Requirements Comments Due: Federal Register version (72 FR 57617)
34-56587
Oct. 1, 2007
SR-NSX-2007-10
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Effective Period for Rule 2.12 Regarding Third-Party Routing Services in Respect of Orders Entered into NSX BLADESM Comments Due: Federal Register version (72 FR 57087)
34-56593
Oct. 1, 2007
SR-NYSEArca-2007-96
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend the Initial Listing Standards for Index-Linked Securities Comments Due: Federal Register version (72 FR 57362)
34-56595
Oct. 1, 2007
SR-NYSEArca-2007-93
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change as Modified by Amendment No. 2 Thereto Relating to Exchange Fees and Charges Comments Due: Federal Register version (72 FR 57372)
34-56588
Oct. 1, 2007
SR-NYSE-2007-92
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Rules 104(b) and 123D Comments Due: View Received Comments Federal Register version (72 FR 57366)
34-56589
Oct. 1, 2007
SR-NYSE-2007-85
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Temporary Waiver of the Specialist Marketing and Investor Education Fee for Specialists in Certain Listed Investment Company Units Comments Due: Federal Register version (72 FR 57368)
34-56590
Oct. 1, 2007
SR-NYSE-2007-88
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Exchange's Transaction Fees and Certain Trading Floor Fees Comments Due: Federal Register version (72 FR 57369)
34-56591
Oct. 1, 2007
SR-NYSE-2007-89
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Institute a Revised System of Payments to Specialist Firms Comments Due: Federal Register version (72 FR 57371)
34-56586
Oct. 1, 2007
SR-NASDAQ-2007-069
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Eliminate Its Rule Governing the Relation of a Nasdaq Market Maker's Quotations to the Prevailing Market Comments Due: Rel. No. 34-56759 Federal Register version (72 FR 57085)
34-56585
Oct. 1, 2007
SR-FINRA-2007-008
Notice of Filing of Proposed Rule Change Relating to Amending the Definition of Office of Supervisory Jurisdiction in NASD Rule 3010(g)(1) To Exempt Locations That Solely Conduct Final Approval of Research Reports Comments Due: View Received Comments Rel. No. 34-56742 Federal Register version (72 FR 57081)
34-56581
Sept. 28, 2007
SR-NASDAQ-2007-068
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend the Limited Liability Company Agreement of The NASDAQ Stock Market, LLC Comments Due: Rel. No. 34-56876 Federal Register version (72 FR 57083)
34-56545
Sept. 27, 2007
SR-NYSEArca-2007-95
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rules 7.34 and 7.35 Comments Due: Federal Register version (72 FR 56425)
34-56551
Sept. 27, 2007
SR-NYSE-2007-82
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Rule 124 (Odd-Lot Orders) Comments Due: View Received Comments Appendix A Federal Register version (72 FR 56415)
34-56554
Sept. 27, 2007
SR-NYSE-2007-84
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Rule 104.10(6) (Dealings With Specialists) Comments Due: Federal Register version (72 FR 56419)
34-56556
Sept. 27, 2007
SR-NYSE-2007-86
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Moratorium on the Qualification and Registration of New Registered Competitive Market Makers and New Competitive Traders, Governed by Rules 107A and 110, Respectively, for an Additional Three Months Comments Due: Federal Register version (72 FR 56421)
34-56552
Sept. 27, 2007
SR-DTC-2007-10
Notice of Filing of Proposed Rule Change To Implement the New Issue Information Dissemination Service for Municipal Securities Comments Due: Federal Register version (72 FR 56407)
34-56555
Sept. 27, 2007
SR-Amex-2007-65
Notice of Filing of Proposed Rule Changes Relating to the Definition of a Complex Trade; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Definition of a Complex Trade File Nos.: Comments Due: Rel. No. 34-56761 Federal Register version (72 FR 56814)
34-56559
Sept. 27, 2007
SR-CBOE-2007-103
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Trade Shares of the iShares FTSE/Xinhua China 25 Index Fund Pursuant to Unlisted Trading Privileges Comments Due: Federal Register version (72 FR 57078)
34-56535
Sept. 26, 2007
SR-Phlx-2007-59
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a System Change to the Phlx's Electronic Options Trading Platform, Phlx XL Comments Due: Federal Register version (72 FR 56116)
34-56541
Sept. 26, 2007
SR-Phlx-2007-63
Notice of Filing of Proposed Rule Change Relating to Short Interest Reporting Comments Due: Rel. No. 34-56938 Federal Register version (72 FR 56427)
34-56538
Sept. 26, 2007
SR-DTC-2007-09
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise Its Procedures With Respect To Processing of Certain Voluntary Events in Its Reorganization Service and Clarifying Legal Considerations Set Forth in Its Procedures Relating To Usage of Information Obtained by Participants Comments Due: Federal Register version (72 FR 56409)
34-56530
Sept. 25, 2007
SR-Amex-2007-102
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Amend the Requirements for Listing Commodity-Linked Securities and Currency-Linked Securities Comments Due: Federal Register version (72 FR 56112)
34-56526
Sept. 25, 2007
SR-Phlx-2007-67
Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to XLE Fees Comments Due: Federal Register version (72 FR 56117)
34-56503
Sept. 24, 2007
SR-Amex-2007-97
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Changes in the Name and Investment Objective to the PowerShares DB Precious Metals Fund, the PowerShares DB Gold Fund, and the PowerShares DB Silver Fund Comments Due: View Received Comments Federal Register version (72 FR 55843)
34-56506
Sept. 24, 2007
SR-Amex-2007-99
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Deletion of Certain Rules That the Amex has Determined Are Obsolete, Outdated, or Unnecessary Comments Due: Federal Register version (72 FR 55845)
34-56515
Sept. 24, 2007
SR-Amex-2007-101
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Trade Currency Trust Shares of Seven Currency Trusts Pursuant to Unlisted Trading Privileges Comments Due: Federal Register version (72 FR 55847)
34-56495
Sept. 21, 2007
SR-Amex-2007-105
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Require That the AEMI Trading Platform Function To Assure Compliance With the Exchange's Priority and Parity Rules Comments Due: Federal Register version (72 FR 55262)
34-56498
Sept. 21, 2007
SR-Amex-2007-103
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Quoting Obligations in Long Term Options Comments Due: Federal Register version (72 FR 55260)
34-56493
Sept. 21, 2007
SR-ISE-2007-83
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Eliminate Position and Exercise Limits for Options on the Russell 2000 Index, and to Specify that Certain Reduced-Value Options on Broad-Based Security Indexes Have No Position and Exercise Limits Comments Due: Federal Register version (72 FR 55266)
34-56496
Sept. 21, 2007
SR-ISE-2007-85
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to PrecISE Fees Comments Due: Federal Register version (72 FR 55268)
34-56497
Sept. 21, 2007
SR-ISE-2007-86
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Commence a One Year Pilot Program Relating to a Quote Mitigation Plan for Competitive Market Makers Comments Due: Federal Register version (72 FR 55269)
34-56491
Sept. 21, 2007
SR-FINRA-2007-015
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Changes in the Functionality of the NASD/NYSE Trade Reporting Facility Comments Due: Federal Register version (72 FR 54957)
34-56492
Sept. 21, 2007
SR-CBOE-2007-106
Notice of Filing of Proposed Rule Change Relating to CBOE Rules Governing Doing Business With the Public Comments Due: View Received Comments Rel. No. 34-56971 Federal Register version (72 FR 54952)
34-56494
Sept. 21, 2007
SR-CBOE-2007-110
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Obvious Error Rules Comments Due: Federal Register version (72 FR 55264)
34-56478
Sept. 20, 2007
SR-MSRB-2007-03
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay the Implementation of Amendments to Rule G-27 on Supervision Comments Due: View Received Comments Federal Register version (72 FR 54702)
34-56479
Sept. 20, 2007
SR-MSRB-2007-02
Notice of Filing and Immediate Effectiveness of Amendment to Rule A-3, on Membership on the Board Comments Due: Federal Register version (72 FR 54959)
34-56480
Sept. 20, 2007
SR-FINRA-2007-011
Notice of Filing of Proposed Rule Change To Amend NASD Rule 2711 and NYSE Rule 472 Regarding a Member's Disclosure and Supervisory Review Obligations When Distributing Third-Party Research Comments Due: View Received Comments Rel. No. 34-57279 Federal Register version (72 FR 54698)
34-56481
Sept. 20, 2007
SR-FINRA-2007-010
Notice of Filing of Proposed Rule Change To Amend an Exemption to NASD Rule 1050 and NYSE Rule Interpretation 344/02 for Certain Research Analysts Employed by a Member's Foreign Affiliate Who Contribute to the Preparation of a Member's Research Report Comments Due: View Received Comments Rel. No. 34-57278 Federal Register version (72 FR 54700)
34-56465
Sept. 19, 2007
SR-Amex-2006-96
Notice of Filing of a Proposed Rule Change, as Modified by Amendments No. 1, 2, 3, 4, 5, and 6 Thereto, Relating to the Listing and Trading of Shares of the Nuveen Commodities Income and Growth Fund Comments Due: View Received Comments Rel. No. 34-56880 Federal Register version (72 FR 54489)
34-56471
Sept. 19, 2007
SR-OCC-2007-08
Notice of Filing of a Proposed Rule Change Relating to Binary Options Comments Due: Rel. No. 34-56875 , Rel. No. 34-56875 Federal Register version (72 FR 54705)
34-56461
Sept. 19, 2007
SR-NASDAQ-2007-077
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Members Using the Nasdaq Market Center Comments Due: Federal Register version (72 FR 54704)
34-56467
Sept. 19, 2007
SR-CBOE-2007-108
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Appointment Costs for Options on the CBOE Russell 2000 Volatility Index and the CBOE Nasdaq-100 Volatility Index Comments Due: Federal Register version (72 FR 54496)
34-56457
Sept. 18, 2007
SR-Amex-2007-54
Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Amendments to Exchange Training and Examination Requirements Comments Due: Federal Register version (72 FR 54486)
34-56454
Sept. 18, 2007
SR-Phlx-2007-43
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Elimination of Calculation Methodology From Generic Listing Standards Comments Due: Federal Register version (72 FR 54506)
34-56452
Sept. 18, 2007
SR-NYSEArca-2007-89
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Amend Fees for the Entry of Good Till Cancelled or Good Till Date Orders Comments Due: Federal Register version (72 FR 54505)
34-56455
Sept. 18, 2007
SR-NYSE-2007-83
Notice of Filing of Proposed Rule Change Relating to NYSE Rule 104.10 ("Dealings by Specialists") Comments Due: Rel. No. 34-56711 , and 3C Federal Register version (72 FR 54499)
34-56456
Sept. 18, 2007
SR-NYSE-2007-79
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Tto Amend the Fee Charged to Member Organizations for Maintenance of Exchange-Issued Cellular Phones Comments Due: Federal Register version (72 FR 54313)
34-56453
Sept. 18, 2007
SR-ISE-2007-84
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes Comments Due: Federal Register version (72 FR 54497)
34-56458
Sept. 18, 2007
SR-CBOE-2007-107
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Continuation of Temporary Membership Status From and After Commission Approval of a Pending Rule Interpretation Concerning Exercise Right Eligibility Comments Due: View Received Comments Federal Register version (72 FR 54309)
34-56448
Sept. 17, 2007
SR-CBOE-2007-111
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Retire Two Existing Pilot Programs that Permit the Exchange To list Options on the Vanguard Emerging Markets Exchange Traded Fund and the iShares MSCI Emerging Markets Index Fund Comments Due: Federal Register version (72 FR 54304)
34-56449
Sept. 17, 2007
SR-CBOE-2007-52
Notice of Filing of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to $1 Strikes for VXD and VXN Options and $1 Strikes for RVX, VIX, VXD and VXN LEAPs Comments Due: View Received Comments Rel. No. 34-56813 Federal Register version (72 FR 54306)
34-56375A
Sept. 14, 2007
SR-NASD-2004-183
Notice of Filing of Amendment Nos. 3 and 4 and Order Granting Accelerated Approval of the Proposed Rule, as Amended, Related to Sales Practice Standards and Supervisory Requirements for Transactions in Variable Annuities Comments Due: View Received Comments 34-56375 , Rel. Nos. 34-54023 , 34-52191 , Rel. No. 34-52046A Federal Register version (72 FR 53612)
34-56437
Sept. 13, 2007
SR-Phlx-2007-65
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to U.S. Dollar-Settled Foreign Currency Option Charges Comments Due: Federal Register version (72 FR 53616)
34-56443
Sept. 13, 2007
SR-Phlx-2007-64
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trade Throughs for IOC Cross Orders on the XLE Comments Due: Federal Register version (72 FR 54090)
34-56439
Sept. 13, 2007
SR-FINRA-2007-007
Notice of Filing of Proposed Rule Change Relating to Exemption From Reporting for TRACE-Eligible Securities Transactions Resulting From Exercise or Settlement of Options, Termination or Settlement of Credit Default Swaps, Other Types of Swaps, or Similar Instruments Comments Due: Rel. No. 34-56709 Federal Register version (72 FR 54087)
34-56390
Sept. 12, 2007
SR-NASDAQ-2007-075
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees for the VTE Terminal Comments Due: Federal Register version (72 FR 53614)
34-56382
Sept. 11, 2007
SR-Amex-2007-80
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Member Floor Fees Comments Due: Federal Register version (72 FR 53270)
34-56386
Sept. 11, 2007
SR-OCC-2007-09
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Clearing Fee Reduction Comments Due: Federal Register version (72 FR 53273)
34-56384
Sept. 11, 2007
SR-NYSE-2007-80
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Elimination of One of its NYSE OpenBook Services Comments Due: Federal Register version (72 FR 53271)
34-56383
Sept. 11, 2007
SR-ISE-2007-61
Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Specific Performance Commitments for Primary Market Makers Comments Due: Rel. No. 34-56694 Federal Register version (72 FR 53612)
34-56377
Sept. 10, 2007
SR-Amex-2007-84
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Commentary .02 to Amex Rule 950-ANTE(d) Comments Due: Federal Register version (72 FR 52589)
34-56379
Sept. 10, 2007
SR-ISE-2007-79
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes Comments Due: Federal Register version (72 FR 52591)
34-56378
Sept. 10, 2007
SR-CBOE-2006-90
Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto to Trade Delayed Start Option Series Comments Due: Rel. No. 34-56855 Federal Register version (72 FR 52944)
34-56380
Sept. 10, 2007
SR-CBOE-2007-105
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Rules Pertaining to the Contract Multiplier for Credit Default Options Comments Due:
34-56371
Sept. 7, 2007
SR-BSE-2007-43
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Exchange Fees and Charges Comments Due: Federal Register version (72 FR 52401)
34-56375
Sept. 7, 2007
SR-NASD-2004-183
Notice of Filing of Amendment Nos. 3 and 4 and Order Granting Accelerated Approval of the Proposed Rule, as Amended, Related to Sales Practice Standards and Supervisory Requirements for Transactions in Deferred Variable Annuities Comments Due: View Received Comments Rel. Nos. 34-56375A , Rel. Nos. 34-54023 , 34-52191 , Rel. No. 34-52046A Federal Register version (72 FR 52403)
