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Comments on FINRA Rulemaking
Notice of Filing of Proposed Rule Change to Amend the Trade Reporting Structure and Require Submission of Non-Tape Reports to Identify Other Members for Agency and Riskless Principal Transactions
(Release No. 34-57681; File No. SR-FINRA-2008-011)
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| Sep. 9, 2008 | Lisa C. Horrigan, Associate General Counsel, FINRA |
| May 29, 2008 | Philip M. Pinc, Vice President, Counsel, National Stock Exchange, Inc., Chicago, Illinois |
| May 15, 2008 | Ann Vlcek, Managing Director and Associate General Counsel, SIFMA |
| May 14, 2008 | Eric Swanson, General Counsel, BATS Trading, Inc. |
| May 13, 2008 | Romeo Bermudez, Chief Compliance Officer, Direct Edge ECN LLC |
http://www.sec.gov/comments/sr-finra-2008-011/finra2008011.shtml
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