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Release Number	SEC Issue Date	File Number	Details
34-66382	Feb. 10, 2012	SR-CBOE-2012-014	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Transaction Fees for Options on the CBOE Emerging Markets ETF Volatility Index, the CBOE Brazil ETF Volatility Index and CBOE Oil ETF Volatility Index *Comments Due:* March 8, 2012 Federal Register version (77 FR 9275)
34-66363	Feb. 9, 2012	SR-EDGA-2012-04	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGA Rule 1.5(q) *Comments Due:* March 7, 2012 Federal Register version (77 FR 8928)
34-66362	Feb. 9, 2012	SR-Phlx-2012-13	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Rule 705 (Fidelity Bonds) *Comments Due:* March 7, 2012 Federal Register version (77 FR 8931)
34-66367	Feb. 9, 2012	SR-Phlx-2012-15	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Rebates and Fees for Adding and Removing Liquidity in Select Symbols *Comments Due:* March 7, 2012 See Also - Exhibit 5 Federal Register version (77 FR 8934)
34-66364	Feb. 9, 2012	SR-FINRA-2011-064	Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, Adopting FINRA Rule 4524 (Supplemental FOCUS Information) and Proposed Supplementary Schedule to the Statement of Income (Loss) Page of FOCUS Reports *Comments Due:* March 7, 2012 See Also - Rel. No. 34-65700 Federal Register version (77 FR 8938)
34-66357	Feb. 8, 2012	SR-BATS-2012-004	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Listing and Trading of Shares of the iShares MSCI Denmark Capped Investable Market Index Fund *Comments Due:* March 6, 2012 Federal Register version (77 FR 8315)
34-66358	Feb. 8, 2012	SR-BATS-2012-006	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. *Comments Due:* March 6, 2012 Federal Register version (77 FR 8310)
34-66354	Feb. 8, 2012	SR-CME-2012-03	Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Amend Certain Aspects of the Performance Bond Regime Applicable to Cleared Only OTC FX Swaps *Comments Due:* March 6, 2012 Federal Register version (77 FR 8318)
34-66356	Feb. 8, 2012	SR-BX-2012-007	Notice of Filing and Immediate Effectiveness of a Proposal To Permit Customer Cross Orders on BOX *Comments Due:* March 6, 2012 See Also - Exhibit 5 Federal Register version (77 FR 8321)
34-66359	Feb. 8, 2012	SR-BX-2012-008	Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX BX, Inc. Relating to Fidelity Bonds *Comments Due:* March 6, 2012 Federal Register version (77 FR 8307)
34-66360	Feb. 8, 2012	SR-NASDAQ-2012-022	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Options Fees *Comments Due:* March 6, 2012 See Also - Exhibit 5 Federal Register version (77 FR 8312)
34-66349	Feb. 7, 2012	SR-NYSEAmex-2012-09	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .05 to NYSE Amex Options Rule 903 To Allow Trading of Options on iShares Silver Trust 1 *Comments Due:* March 5, 2012 See Also - Exhibit 5 Federal Register version (77 FR 7637)
34-66340	Feb. 7, 2012	SR-OCC-2012-02	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit OCC To Clear and Settle Spot Gold Futures, Which Are Proposed To Be Traded by NASDAQ OMX Futures Exchange, Inc. *Comments Due:* March 5, 2012 Federal Register version (77 FR 7621)
34-66350	Feb. 7, 2012	SR-NYSEArca-2012-14	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .05 to NYSE Arca Rule 6.4 To Allow Trading of Options on iShares Silver Trust 1 *Comments Due:* March 5, 2012 See Also - Exhibit 5 Federal Register version (77 FR 7634)
34-66347	Feb. 7, 2012	SR-NASDAQ-2012-023	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Post-Only Orders *Comments Due:* March 5, 2012 Federal Register version (77 FR 7639)
34-66341	Feb. 7, 2012	SR-ICEEU-2012-01	Notice of Proposed Rule Change To Revise Rules and Procedures Related to Certain Technical and Operational Changes Relating to Credit Default Swap Contracts *Comments Due:* March 5, 2012 See Also - Rel. No. 34-66628 Federal Register version (77 FR 7652)
34-66344	Feb. 7, 2012	SR-CBOE-2012-012	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule *Comments Due:* March 5, 2012 Federal Register version (77 FR 7626)
34-66324	Feb. 6, 2012	SR-BATS-2012-007	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add Reference To Additional Variations of an Existing Routing Strategy *Comments Due:* March 5, 2012 Federal Register version (77 FR 7642)
34-66327	Feb. 6, 2012	SR-BATS-2012-008	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. *Comments Due:* March 2, 2012 Federal Register version (77 FR 7216)
34-66325	Feb. 6, 2012	SR-BYX-2012-004	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add Reference to an Additional Variation of an Existing Routing Strategy *Comments Due:* March 5, 2012 Federal Register version (77 FR 7640)
34-66326	Feb. 6, 2012	SR-BYX-2012-005	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc. *Comments Due:* March 2, 2012 Federal Register version (77 FR 7215)
34-66335	Feb. 6, 2012	SR-EDGA-2012-03	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule *Comments Due:* March 2, 2012 See Also - Exhibit 5 Federal Register version (77 FR 7225)
34-66328	Feb. 6, 2012	SR-FINRA-2012-007	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Rule Cross-References Within Certain FINRA Rules *Comments Due:* March 2, 2012 Federal Register version (77 FR 7218)
34-66315	Feb. 3, 2012	SR-Phlx-2012-12	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Exchange Disseminated Quotations *Comments Due:* February 29, 2012 View Received Comments Federal Register version (77 FR 6828)
34-66320	Feb. 3, 2012	SR-NASDAQ-2012-013	Notice of Filing of Proposed Rule Change Relating to the Adoption of Listing Standards for Certain Securities *Comments Due:* March 1, 2012 See Also - Exhibit 5, Rel. No. 34-66648 Federal Register version (77 FR 6833)
34-66322	Feb. 3, 2012	SR-NASDAQ-2012-020	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify NASDAQ's Transaction Execution Fee and Credit Schedule in Rules 7014 and 7018 *Comments Due:* March 1, 2012 See Also - Exhibit 5 Federal Register version (77 FR 6831)
34-66311	Feb. 2, 2012	SR-NYSEARCA-2012-07	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting the Text of NYSE Arca Equities Rule 5.2(b)(1) and Adopting New NYSE Arca Equities Rule 5190 That Is Substantially the Same as Financial Industry Regulatory Authority Rule 5190 *Comments Due:* February 29, 2012 Federal Register version (77 FR 6613)
34-66310	Feb. 2, 2012	SR-NASDAQ-2012-015	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 4618 *Comments Due:* February 28, 2012 Federal Register version (77 FR 6610)
34-66309	Feb. 2, 2012	SR-MSRB-2012-01	Notice of Filing of Amendments to Rule G-14, on Reports of Sales or Purchases, Including the Rule G-14 RTRS Procedures, and Amendments to the Real-Time Transaction Reporting System *Comments Due:* February 29, 2012 See Also - Rel. No. 34-66622 Federal Register version (77 FR 6615)
34-66284	Feb. 1, 2012	SR-Phlx-2012-04	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Offer a New Product, TradeInfo PHLX, and Amend the Fee Schedule to Add a Related Subscription Fee *Comments Due:* February 28, 2012 See Also - Exhibit 5 Federal Register version (77 FR 6162)
34-66288	Feb. 1, 2012	SR-NASDAQ-2012-017	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees Assessed for Subscription to WebLink ACT under Rule 7015(e) *Comments Due:* February 28, 2012 Federal Register version (77 FR 6164)
34-66287	Feb. 1, 2012	SR-FINRA-2012-008	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delay the Implementation Date for Amendments to the Trading Activity Fee Rate for Transactions in Covered Equity Securities *Comments Due:* February 28, 2012 Federal Register version (77 FR 6161)
34-66286	Feb. 1, 2012	SR-C2-2012-005	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Minor Rule Violation Plan *Comments Due:* February 28, 2012 See Also - Exhibit 5 Federal Register version (77 FR 6166)
34-66282	Jan. 31, 2012	SR-NASDAQ-2012-016	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees Assessed Under Rule 7015(c) for Subscription to Computer to Computer Interface Stations *Comments Due:* February 27, 2012 Federal Register version (77 FR 5862)
34-66273	Jan. 30, 2012	SR-BATS-2012-003	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. *Comments Due:* February 24, 2012 Federal Register version (77 FR 5588)
34-66272	Jan. 30, 2012	SR-CHX-2012-03	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Program Relating to Individual Securities Circuit Breakers *Comments Due:* February 24, 2012 Federal Register version (77 FR 5605)
34-66278	Jan. 30, 2012	SR-BX-2011-046	Notice of Filing of Amendment No. 1, and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1, To Amend the BOX Fee Schedule With Respect to Credits and Fees for Transactions in the BOX PIP *Comments Due:* February 24, 2012 View Received Comments See Also - Rel. No. 34-65330, Rel. No. 34-65592, Rel. No. 34-64981 Federal Register version (77 FR 5590)
34-66275	Jan. 30, 2012	SR-NASDAQ-2012-019	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period of Rule 4753(c) *Comments Due:* February 24, 2012 Federal Register version (77 FR 5606)
34-66271	Jan. 30, 2012	SR-ISE-2012-05	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Program Relating to Individual Securities Circuit Breakers *Comments Due:* February 24, 2012 Federal Register version (77 FR 5587)
34-66270	Jan. 30, 2012	SR-FINRA-2012-006	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Effective Date of the Trading Pause Pilot *Comments Due:* February 24, 2012 Federal Register version (77 FR 5610)
34-66274	Jan. 30, 2012	SR-CBOE-2012-010	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule *Comments Due:* February 24, 2012 Federal Register version (77 FR 5604)
34-66277	Jan. 30, 2012	SR-CBOE-2012-008	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule *Comments Due:* February 24, 2012 View Received Comments See Also - Exhibit 5 Federal Register version (77 FR 5595)
34-66266	Jan. 27, 2012	SR-OCC-2012-01	Notice of Filing of Proposed Rule Change Relating to Public Directors *Comments Due:* February 23, 2012 See Also - Release No. 34-66560, Release No. 34-66560 Federal Register version (77 FR 5284)
34-66250	Jan. 26, 2012	SR-CME-2012-01	Notice of Filing of Proposed Rule Change To Amend Rules Relating to Credit Default Swap Guaranty Fund *Comments Due:* February 22, 2012 See Also - Rel. No. 34-66506 Federal Register version (77 FR 5070)
34-66261	Jan. 26, 2012	SR-CME-2012-02	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees for Its Cleared-only OTC FX Clearing Offering *Comments Due:* February 23, 2012 Federal Register version (77 FR 5283)
34-66243	Jan. 26, 2012	SR-NSX-2012-03	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Effectuate an Amendment to Its Amended and Restated Certificate of Incorporation To Include a Reference to Section 242 of the General Corporation Law of the State of Delaware *Comments Due:* February 22, 2012 See Also - Exhibit 5 Federal Register version (77 FR 5067)
34-66253	Jan. 26, 2012	SR-CHX-2012-04	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Program Relating to Clearly Erroneous Transactions *Comments Due:* February 22, 2012 Federal Register version (77 FR 5080)
34-66251	Jan. 26, 2012	SR-Phlx-2012-09	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Document Removal Fee *Comments Due:* February 22, 2012 See Also - Exhibit 5 Federal Register version (77 FR 5082)
34-66252	Jan. 26, 2012	SR-Phlx-2012-10	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Rebates and Fees for Adding and Removing Liquidity in Select Symbols *Comments Due:* February 22, 2012 See Also - Exhibit 5 Federal Register version (77 FR 5072)
34-66257	Jan. 26, 2012	SR-Phlx-2012-11	Notice of Filing of Proposed Rule Change Regarding Listing and Trading of PHLX FOREX OptionsTM *Comments Due:* February 22, 2012 See Also - Exhibit 5, Rel. No. 34-66616 Federal Register version (77 FR 5073)
34-66245	Jan. 26, 2012	SR-BX-2012-006	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Amend the Definition of Theoretical Price *Comments Due:* February 23, 2012 See Also - Exhibit 5 Federal Register version (77 FR 5289)
34-66256	Jan. 26, 2012	SR-NASDAQ-2012-012	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Fee for a Written Interpretation of the Nasdaq Listing Rules *Comments Due:* February 22, 2012 Federal Register version (77 FR 5085)
34-66255	Jan. 26, 2012	SR-ISE-2012-04	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend ISE Rule 2128 to Extend the Pilot Program *Comments Due:* February 22, 2012 Federal Register version (77 FR 5081)
34-66244	Jan. 26, 2012	SR-FINRA-2012-003	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay the Implementation Date of SR-FINRA-2011-019 *Comments Due:* February 22, 2012 Federal Register version (77 FR 5069)
34-66254	Jan. 26, 2012	SR-FINRA-2012-005	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period of Amendments to FINRA Rule 11892 Governing Clearly Erroneous Transactions *Comments Due:* February 22, 2012 Federal Register version (77 FR 5084)
34-66308	Jan. 25, 2012	SR-NYSEAmex-2012-02	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Options Rule 902NY To Create a Reserve Floor Market Maker Amex Trading Permit *Comments Due:* February 21, 2012 See Also - Exhibit 5, Correction Federal Register version (77 FR 6610)
34-66238	Jan. 25, 2012	SR-BX-2012-005	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Expand the Short Term Option Series Program *Comments Due:* February 21, 2012 See Also - Exhibit 5 Federal Register version (77 FR 4850)
34-66222	Jan. 24, 2012	SR-EDGX-2012-02	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGX Rule 11.13 To Extend the Operation of a Pilot Program Pursuant to the Rule Until July 31, 2012 *Comments Due:* February 21, 2012 See Also - Exhibit 5 Federal Register version (77 FR 4595)
34-66228	Jan. 24, 2012	SR-EDGX-2012-01	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGX Rule 11.14 To Extend the Operation of the Single Stock Circuit Breaker Pilot Program Until July 31, 2012 *Comments Due:* February 21, 2012 See Also - Exhibit 5 Federal Register version (77 FR 4606)
34-66223	Jan. 24, 2012	SR-EDGA-2012-02	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGA Rule 11.13 To Extend the Operation of a Pilot Program Pursuant to the Rule Until July 31, 2012 *Comments Due:* February 21, 2012 See Also - Exhibit 5 Federal Register version (77 FR 4600)
34-66227	Jan. 24, 2012	SR-EDGA-2012-01	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGA Rule 11.14 To Extend the Operation of the Single Stock Circuit Breaker Pilot Program Until July 31, 2012 *Comments Due:* February 21, 2012 See Also - Exhibit 5 Federal Register version (77 FR 4608)
34-66221	Jan. 24, 2012	SR-NSX-2012-02	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Rules To Extend Pilot Program Regarding Clearly Erroneous Executions *Comments Due:* February 21, 2012 See Also - Exhibit 5 Federal Register version (77 FR 4597)
34-66229	Jan. 24, 2012	SR-NSX-2012-01	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend its Rules To Extend Pilot Program Regarding Trading Pauses in Individual Securities Due to Extraordinary Market Volatility *Comments Due:* February 21, 2012 See Also - Exhibit 5 Federal Register version (77 FR 4842)
34-66224	Jan. 24, 2012	SR-Phlx-2012-08	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period of Amendments to the Clearly Erroneous Rule *Comments Due:* February 21, 2012 Federal Register version (77 FR 4612)
34-66218	Jan. 24, 2012	SR-NYSE-2012-01	Notice of Filing of Proposed Rule Change To Establish an NYBX Immediate-or-Cancel Order *Comments Due:* February 21, 2012 See Also - Exhibit 5, Rel. No. 34-66576 Federal Register version (77 FR 4604)
34-66226	Jan. 24, 2012	SR-BX-2012-004	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period of Amendments to the Clearly Erroneous Rule *Comments Due:* February 21, 2012 Federal Register version (77 FR 4611)
34-66225	Jan. 24, 2012	SR-NASDAQ-2012-011	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period of Amendments to the Clearly Erroneous Rule *Comments Due:* February 21, 2012 Federal Register version (77 FR 4602)
34-66230	Jan. 24, 2012	SR-NASDAQ-2012-008	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding a Clerical Change to Nasdaq Rule 5730 *Comments Due:* February 21, 2012 Federal Register version (77 FR 4610)
34-66220	Jan. 24, 2012	SR-FINRA-2012-001	Notice of Filing of Proposed Rule Change and Partial Amendment No. 1 To Amend FINRA Rule 4560 (Short-Interest Reporting) *Comments Due:* February 21, 2012 View Received Comments See Also - Rel. No. 34-66872 Federal Register version (77 FR 4599)
34-66216	Jan. 23, 2012	SR-Phlx-2012-07	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period of the Trading Pause for NMS Stocks Other Than Rights and Warrants *Comments Due:* February 17, 2012 Federal Register version (77 FR 4385)
34-66215	Jan. 23, 2012	SR-BX-2012-003	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period of the Trading Pause for NMS Stocks Other Than Rights and Warrants *Comments Due:* February 17, 2012 Federal Register version (77 FR 4387)
34-66214	Jan. 23, 2012	SR-NASDAQ-2012-010	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period of the Trading Pause for NMS Stocks Other Than Rights and Warrants *Comments Due:* February 21, 2012 Federal Register version (77 FR 4593)
34-66213	Jan. 23, 2012	SR-CBOE-2012-009	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Appointments in Hybrid 3.0 Classes *Comments Due:* February 21, 2012 Federal Register version (77 FR 4591)
34-66208	Jan. 20, 2012	SR-Phlx-2012-06	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Real-Time Risk Management Fee and Other Clarifying Amendments *Comments Due:* February 16, 2012 See Also - Exhibit 5 Federal Register version (77 FR 6619)
34-66209	Jan. 20, 2012	SR-Phlx-2012-02	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Reformatting the Fee Schedule *Comments Due:* February 16, 2012 Federal Register version (77 FR 4068)
34-66203	Jan. 20, 2012	SR-FINRA-2011-057	Notice of Filing of Partial Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Partial Amendment No. 1, To Adopt FINRA Rule 5123 (Private Placements of Securities) in the Consolidated FINRA Rulebook *Comments Due:* February 27, 2012 Rebuttal comments due: March 12, 2012 View Received Comments See Also - Rel. No. 34-65585, Rel. No. 34-67157 Federal Register version (77 FR 4065)
34-66207	Jan. 20, 2012	SR-CBOE-2012-004	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Automatic Execution and Complex Order Price Check Parameter Features *Comments Due:* February 16, 2012 Federal Register version (77 FR 4073)
34-66210	Jan. 20, 2012	SR-C2-2012-003	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Complex Order Price Check Parameter Features *Comments Due:* February 16, 2012 Federal Register version (77 FR 4070)
34-66188	Jan. 19, 2012	SR-BATS-2012-002	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Program Related to Clearly Erroneous Execution Reviews *Comments Due:* February 15, 2012 Federal Register version (77 FR 3825)
34-66190	Jan. 19, 2012	SR-BATS-2012-001	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Pilot Program Related to Trading Pauses Due to Extraordinary Market Volatility *Comments Due:* February 15, 2012 Federal Register version (77 FR 3834)
34-66187	Jan. 19, 2012	SR-BYX-2012-002	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Program Related to Clearly Erroneous Execution Reviews *Comments Due:* February 15, 2012 Federal Register version (77 FR 3824)
34-66189	Jan. 19, 2012	SR-BYX-2012-001	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend Pilot Program Related To Trading Pauses Due to Extraordinary Market Volatility *Comments Due:* February 15, 2012 Federal Register version (77 FR 3827)
34-66192	Jan. 19, 2012	SR-NYSEArca-2012-02	Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Amendments to NYSE Arca Rule 9.4 and NYSE Equities Inc. Rules 5.3(d) and 9.4 Relating to Discretionary Proxy Voting on Executive Compensation Matters and Election of Directors To Comply With the Dodd-Frank Act *Comments Due:* February 15, 2012 See Also - Exhibit 5 Federal Register version (77 FR 3829)
34-66176	Jan. 18, 2012	SR-EDGX-2012-03	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGX Rule 1.5(q) *Comments Due:* February 14, 2012 See Also - Exhibit 5 Federal Register version (77 FR 3541)
34-66177	Jan. 18, 2012	SR-CHX-2012-02	Notice of Filing of Proposed Rule Change To Add to and Amend Its Rules Regarding the Obligations of Institutional Brokers Registered With the Exchange *Comments Due:* February 14, 2012 See Also - Exhibit 5, Rel. No. 34-66503 Federal Register version (77 FR 3527)
34-66180	Jan. 18, 2012	SR-NYSEArca-2012-04	Notice of Filing of Proposed Rule Change Relating To Listing and Trading of Shares of Twenty-Six Series of ProShares Trust II Under NYSE Arca Equities Rule 8.200 *Comments Due:* February 14, 2012 Submit a Comment on SR-NYSEArca-2012-04 Federal Register version (77 FR 3532)
34-66175	Jan. 18, 2012	SR-NASDAQ-2012-004	Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Shares of the Emerging Markets Corporate Bond Fund of the WisdomTree Trust *Comments Due:* February 14, 2012 See Also - Rel. No. 34-66489 Federal Register version (77 FR 3520)
34-66172	Jan. 18, 2012	SR-ISE-2012-03	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees and Rebates for Adding and Removing Liquidity *Comments Due:* February 13, 2012 See Also - Exhibit 5 Federal Register version (77 FR 3308)
34-66174	Jan. 18, 2012	SR-CBOE-2012-003	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule *Comments Due:* February 14, 2012 Federal Register version (77 FR 3543)
34-66165	Jan. 17, 2012	SR-NASDAQ-2012-005	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish an Enhanced Display Distributor Fee *Comments Due:* February 13, 2012 Rebuttal comments due: 60 days after publication in the Federal Register View Received Comments Federal Register version (77 FR 3313)
34-66169	Jan. 17, 2012	SR-ISE-2012-01	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees and Rebates *Comments Due:* February 13, 2012 See Also - Exhibit 5 Federal Register version (77 FR 3295)
34-66170	Jan. 17, 2012	SR-ISE-2012-02	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees and Rebates for Adding and Removing Liquidity *Comments Due:* February 13, 2012 See Also - Exhibit 5 Federal Register version (77 FR 3307)
34-66163	Jan. 17, 2012	SR-CBOE-2012-007	Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Decouple and Extend CBOE's Credit Option Margin Pilot Program to January 17, 2013 *Comments Due:* February 13, 2012 Federal Register version (77 FR 3318)
34-66166	Jan. 17, 2012	SR-CBOE-2012-001	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Extension of the CBSX Individual Stock Trading Pause Pilot Program *Comments Due:* February 13, 2012 Federal Register version (77 FR 3311)
34-66167	Jan. 17, 2012	SR-CBOE-2012-002	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Extension of a CBSX Clearly Erroneous Policy Pilot Program *Comments Due:* February 13, 2012 Federal Register version (77 FR 3310)
34-66155	Jan. 13, 2012	SR-Phlx-2012-01	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees *Comments Due:* February 10, 2012 See Also - Exhibit 5 Federal Register version (77 FR 3026)
34-66153	Jan. 13, 2012	SR-NASDAQ-2012-009	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rules 4613(a)(2)(F) and (G) To Allow Exchange Market Makers To Opt Out of the Automated Quote Management Service *Comments Due:* February 10, 2012 Federal Register version (77 FR 3019)
34-66158	Jan. 13, 2012	SR-NASDAQ-2012-006	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Options Fees *Comments Due:* February 10, 2012 See Also - Exhibit 5 Federal Register version (77 FR 3024)
34-66159	Jan. 13, 2012	SR-NASDAQ-2012-002	Notice of Filing of Proposed Rule Change To Adopt an Alternative to the $4 Initial Listing Bid Price Requirement for the Nasdaq Capital Market of Either $2 or $3, if Certain Other Listing Requirements Are Met *Comments Due:* February 10, 2012 View Received Comments See Also - Exhibit 5, Rel. No. 34-66830, Rel. No. 34-66499 Federal Register version (77 FR 3021)
34-66149	Jan. 13, 2012	SR-FINRA-2011-069	Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to Post-Trade Transparency for Agency Pass-Through Mortgage-Backed Securities Traded TBA View Received Comments See Also - Rel. No. 34-65877 Federal Register version (77 FR 3019)