34-66795
April 12, 2012
SR-NYSEAmex-2012-21
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Recent Changes to FINRA Rules 7440 and 7450, and To Adopt Recent Changes to FINRA Rule 5320 by Amending Supplementary Material .02 to NYSE Amex Equities Rule 5320 To Require that Member Organizations Report to the Order Audit Trail System Information Barriers Put Into Place by the Member Organization in Reliance on Supplementary Material .02 to NYSE Amex Equities Rule 5320 Comments Due: Exhibit 5 Federal Register version (77 FR 23298)
34-66799
April 12, 2012
SR-Phlx-2012-38
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to FINRA Fees Comments Due: Exhibit 5 Federal Register version (77 FR 23301)
34-66800
April 12, 2012
SR-Phlx-2012-47
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Qualified Contingent Cross Orders Comments Due: Exhibit 5 Federal Register version (77 FR 23521)
34-66798
April 12, 2012
SR-NYSEArca-2012-27
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Recent Changes to FINRA Rules 7440 and 7450, and To Adopt Recent Changes to FINRA Rule 5320 by Amending Commentary .02 to NYSE Arca Equities Rule 5320 To Require That ETP Holders Report to the Order Audit Trail System Information Barriers Put Into Place by the ETP Holder in Reliance on Commentary .02 to NYSE Arca Equities Rule 5320 Comments Due: Exhibit 5 Federal Register version (77 FR 23303)
34-66797
April 12, 2012
SR-NYSE-2012-09
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Recent Changes to FINRA Rules 7440 and 7450, and To Adopt Recent Changes to FINRA Rule 5320 by Amending Supplementary Material .02 to NYSE Rule 5320 To Require That Member Organizations Report to the Order Audit Trail System Information Barriers Put Into Place by the Member Organization in Reliance on Supplementary Material .02 to NYSE Rule 5320 Comments Due: Exhibit 5 Federal Register version (77 FR 23305)
34-66792
April 12, 2012
SR-BX-2012-025
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Chapter V, Section 16 of the BOX Trading Rules Comments Due: Exhibit 5 Federal Register version (77 FR 23316)
34-66789
April 12, 2012
SR-ISE-2012-30
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Increasing Certain Rebates and Taker Fees for Complex Orders in Options on the SPDR S&P500 ETF Trust Comments Due: Exhibit 5 Federal Register version (77 FR 23295)
34-66790
April 12, 2012
SR-ISE-2012-25
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees and Rebates Comments Due: Exhibit 5 Federal Register version (77 FR 23312)
34-66793
April 12, 2012
SR-ISE-2012-27
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend an Existing Fee Cap Program and Related Service Fee Comments Due: Exhibit 5 Federal Register version (77 FR 23313)
34-66786
April 11, 2012
SR-CME-2012-10
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Regarding Acceptance of Additional Interest Rate Swaps and Related Interbank Rates for Clearing Comments Due: Federal Register version (77 FR 22825)
34-66780
April 11, 2012
SR-NASDAQ-2012-049
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 4751 Comments Due: Federal Register version (77 FR 22829)
34-66781
April 11, 2012
SR-CBOE-2012-036
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fees Schedule Comments Due: Federal Register version (77 FR 22828)
34-66784
April 11, 2012
SR-CBOE-2012-035
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Comments Due: Federal Register version (77 FR 22824)
34-66776
April 10, 2012
SR-NYSEAmex-2012-20
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing Amendments to Its Price List To Raise the Supplemental Liquidity Provider Rebate and Raise the NYSE Crossing Session II Rate and Fee Cap Comments Due: Exhibit 5 Federal Register version (77 FR 22624)
34-66777
April 10, 2012
SR-ICC-2012-04
Notice of Filing of Proposed Rule Change To Add Rules Related to the Clearing of Emerging Markets Sovereign Index CDS Comments Due: Rel. No. 34-67289 , Rel. No. 34-67070 Federal Register version (77 FR 22623)
34-66773
April 9, 2012
SR-CME-2012-09
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Comply With Revisions to CFTC Regulations Governing Derivatives Clearing Organizations Comments Due: Federal Register version (77 FR 22372)
34-66772
April 9, 2012
SR-MSRB-2012-05
Notice Concerning the Application of MSRB Rule G-17 to Sophisticated Municipal Market Professionals Comments Due: View Received Comments Exhibit 5 , Rel. No. 34-67064 Federal Register version (77 FR 22367)
34-66774
April 9, 2012
SR-FINRA-2011-075
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Amending Rule 13024 of the Code of Arbitration Procedure for Industry Disputes To Preclude Collective Action Claims From Being Arbitrated Comments Due: Rel. No. 34-66109 Federal Register version (77 FR 22374)
34-66761
April 6, 2012
SR-EDGX-2012-13
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to New EDGX Rule 11.22 Requiring Members To Input Accurate Information Into the System Comments Due: Exhibit 5 Federal Register version (77 FR 22006)
34-66762
April 6, 2012
SR-EDGX-2012-12
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule Comments Due: Exhibit 5 Federal Register version (77 FR 22053)
34-66763
April 6, 2012
SR-EDGA-2012-13
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule Comments Due: Exhibit 5 Federal Register version (77 FR 22008)
34-66764
April 6, 2012
SR-EDGA-2012-14
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to New EDGA Rule 11.22 Requiring Members To Input Accurate Information Into the System Comments Due: Exhibit 5 Federal Register version (77 FR 22020)
34-66754
April 6, 2012
SR-Phlx-2012-41
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing of Non-Customer Orders Comments Due: Federal Register version (77 FR 22040)
34-66755
April 6, 2012
SR-Phlx-2012-42
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees Comments Due: Exhibit 5 Federal Register version (77 FR 22037)
34-66756
April 6, 2012
SR-Phlx-2012-43
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rebates and Fees for Adding and Removing Liquidity in Select Symbols Comments Due: Exhibit 5 Federal Register version (77 FR 22036)
34-66757
April 6, 2012
SR-Phlx-2012-45
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rebates for Adding and Removing Liquidity in SPY Comments Due: Exhibit 5 Federal Register version (77 FR 22034)
34-66767
April 6, 2012
SR-Phlx-2012-40
Notice of Filing of Proposed Rule Change Relating to Quarterly Trading Requirements Applicable to Registered Options Traders Comments Due: Exhibit 5 , Rel. No. 34-67169 Federal Register version (77 FR 22365)
34-66753
April 6, 2012
SR-NYSEArca-2012-25
Notice of Filing of Proposed Rule Change Relating to Listing and Trading of the WisdomTree Brazil Bond Fund Under NYSE Arca Equities Rule 8.600 Comments Due: Rel. No. 34-67054 Federal Register version (77 FR 21827)
34-66765
April 6, 2012
SR-NASDAQ-2012-043
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Establish the Market Quality Program Comments Due: View Received Comments Exhibit 5 , Rel. No. 34-68378 , Rel. No. 34-67961 , Rel. No. 34-67411 , Rel. No. 34-67022 Federal Register version (77 FR 22042)
34-66768
April 6, 2012
SR-NASDAQ-2012-048
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Customer Fees and Rebates in Penny Pilot Options Comments Due: Exhibit 5 Federal Register version (77 FR 22015)
34-66766
April 6, 2012
SR-ICC-2012-05
Notice of Filing of Proposed Rule Change to Membership Qualifications Comments Due: Rel. No. 34-66922 Federal Register version (77 FR 22019)
34-66769
April 6, 2012
SR-CBOE-2012-033
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to FLEX Options Comments Due: Federal Register version (77 FR 22012)
34-66742
April 5, 2012
SR-OCC-2012-05
Notice of Filing and Immediate Effectiveness of Proposed Rule Relating to Rescinding a Policy Interpretation Affecting Certain Adjustments Comments Due: Federal Register version (77 FR 21819)
34-66740
April 5, 2012
SR-NASDAQ-2012-042
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Re-Organize NASDAQ's Rules Governing the Fees Applicable to NASDAQ's Depth-of-Book Market Data Comments Due: View Received Comments Federal Register version (77 FR 21609)
34-66741
April 5, 2012
SR-NASDAQ-2012-040
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify NASDAQ's Transaction Execution Fee and Credit Schedule Comments Due: Exhibit 5 Federal Register version (77 FR 21607)
34-66747
April 5, 2012
SR-NASDAQ-2012-047
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Investor Support Program and the Extended Hours Investor Program Under Rule 7014 and To Amend the Liquidity Provider Rebate Schedule Under Rule 7018 Comments Due: Exhibit 5 Federal Register version (77 FR 21823)
34-66746
April 5, 2012
SR-ISE-2012-28
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase the Route-Out Fee for Priority Customer Orders and Modify the Rebate for Primary Market Makers That Send Intermarket Sweep Orders Comments Due: Exhibit 5 Federal Register version (77 FR 21833)
34-66743
April 5, 2012
SR-CBOE-2012-034
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Correct Hyperlink in Rule 5.5A Comments Due: Federal Register version (77 FR 21821)
34-66733
April 4, 2012
SR-BX-2012-020
Notice of Filing of Proposed Rule Change Regarding Registration, Qualification, and Continuing Education Requirements for Associated Persons Comments Due: Exhibit 5 Federal Register version (77 FR 21603)
34-66734
April 4, 2012
SR-ISE-2012-29
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Additions to the Schedule of Fees Comments Due: Exhibit 5 Federal Register version (77 FR 21615)
34-66732
April 4, 2012
SR-ICC-2012-06
Notice of Filing of Proposed Rule Change To Amend Schedule 502 of the ICE Clear Credit LLC Rules To Provide for Clearing of the Markit CDX North American High Yield Series 15 Credit Default Swap Contracts Maturing on December 20, 2013 Comments Due: Federal Register version (77 FR 21602)
34-66723
April 3, 2012
SR-BATS-2012-014
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Certificate of Incorporation of BATS Global Markets, Inc. Comments Due: Exhibit 5 Federal Register version (77 FR 20858)
34-66722
April 3, 2012
SR-BYX-2012-007
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Certificate of Incorporation of BATS Global Markets, Inc. Comments Due: Exhibit 5 Federal Register version (77 FR 20860)
34-66721
April 3, 2012
SR-Phlx-2012-34
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Singly Listed Options Comments Due: Exhibit 5 Federal Register version (77 FR 21137)
34-66725
April 3, 2012
SR-NYSEArca-2012-26
Notice of Filing of Proposed Rule Change to List and Trade Option Contracts Overlying 10 Shares of a Security ("Mini-Options Contracts") and Implementing Rule Text Necessary to Distinguish Mini-Options Contracts From Option Contracts Overlying 100 Shares of a Security ("Standard Contracts") Comments Due: View Received Comments Rel. No. 34-67233 , Rel. No. 34-67034 , Exhibit 5 Federal Register version (77 FR 21120)
34-66718
April 3, 2012
SR-BX-2012-021
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Pricing for BX Members Using the NASDAQ OMX BX Equities System Comments Due: Exhibit 5 Federal Register version (77 FR 21140)
34-66728
April 3, 2012
SR-BX-2012-023
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the BOX Fee Schedule Comments Due: Exhibit 5 Federal Register version (77 FR 21122)
34-66719
April 3, 2012
SR-NASDAQ-2012-046
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Customer Routing Fees Comments Due: Exhibit 5 Federal Register version (77 FR 21130)
34-66724
April 3, 2012
SR-NASDAQ-2012-044
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Fees Applicable to Non-Display Usage of Certain NASDAQ Depth-of-Book Market Data Comments Due: View Received Comments Exhibit 3A , and Exhibit 3B Federal Register version (77 FR 21125)
34-66729
April 3, 2012
SR-NASDAQ-2012-037
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for Newly Listed Indexes Comments Due: Exhibit 5 Federal Register version (77 FR 21132)
34-66727
April 3, 2012
SR-CBOE-2012-025
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Exchange Trading Floor Booth Fees and Policy Comments Due: Exhibit 5 Federal Register version (77 FR 21134)
34-66713
April 2, 2012
SR-EDGX-2012-08
Notice of Filing of Proposed Rule Change Relating to Amendments to Rule 2.11 That Establish the Authority To Cancel Orders and Describe the Operation of an Error Account Comments Due: Exhibit 5 , Rel. No. 34-67010 Federal Register version (77 FR 20854)
34-66714
April 2, 2012
SR-EDGA-2012-09
Notice of Filing of Proposed Rule Change Relating to Amendments to Rule 2.11 That Establish the Authority To Cancel Orders and Describe the Operation of an Error Account Comments Due: Exhibit 5 , Rel. No. 34-67011 Federal Register version (77 FR 20863)
34-66711
April 2, 2012
SR-PHLX-2012-44
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the FLEX No Minimum Value Pilot Program Comments Due: Federal Register version (77 FR 20867)
34-66715
April 2, 2012
SR-OCC-2012-04
Notice of Filing of Proposed Rule Change Relating to Stock Loan Buy-In and Sell-Out Rules Comments Due: Rel. No. 34-67013 , Rel. No. 34-67013 Federal Register version (77 FR 20861)
34-66697
March 30, 2012
SR-Phlx-2012-39
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Non-Display of Primary Pegged Orders With an Offset Amount Comments Due: Federal Register version (77 FR 20657)
34-66696
March 30, 2012
SR-NYSEArca-2012-24
Notice of Filing of Proposed Rule Change Relating to Listing and Trading of AdvisorShares Global Echo ETF Under NYSE Arca Equities Rule 8.600 Comments Due: Rel. No. 34-67003 Federal Register version (77 FR 20660)
34-66698
March 30, 2012
SR-BX-2012-022
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Non-Display of Primary Pegged Orders With an Offset Amount Comments Due: Federal Register version (77 FR 20671)
34-66705
March 30, 2012
SR-BX-2012-024
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the BOX Trading Rules Regarding the Short Term Option Series Program Comments Due: Exhibit 5 Federal Register version (77 FR 20684)
34-66699
March 30, 2012
SR-NASDAQ-2012-041
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Non-Display of Primary Pegged Orders With an Offset Amount Comments Due: Federal Register version (77 FR 20658)
34-66706
March 30, 2012
SR-NASDAQ-2012-045
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Fee Pilot Program for NASDAQ Last Sale Comments Due: Federal Register version (77 FR 20666)
34-66701
March 30, 2012
SR-CBOE-2012-027
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Pilot Programs Relating to FLEX Exercise Settlement Values and Minimum Value Sizes Comments Due: Federal Register version (77 FR 20673)
34-66704
March 30, 2012
SR-CBOE-2012-030
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to FLEX Transaction Fees Comments Due: Federal Register version (77 FR 20680)
34-66676
March 29, 2012
SR-OCC-2012-03
Notice of Filing of Proposed Rule Change to More Closely Align OCC's By-Laws and Rules with Regulatory Requirements Related to "Statutory Disqualifications" Comments Due: Rel. No. 34-67018 , Rel. No. 34-67018 Federal Register version (77 FR 20472)
34-66681
March 29, 2012
SR-FINRA-2011-035
Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendments Nos. 1, 2 and 3, To Adopt FINRA Rules 2210 (Communications With the Public), 2212 (Use of Investment Companies Rankings in Retail Communications), 2213 (Requirements for the Use of Bond Mutual Fund Volatility Ratings), 2214 (Requirements for the Use of Investment Analysis Tools), 2215 (Communications With the Public Regarding Security Futures), and 2216 (Communications With the Public About Collateralized Mortgage Obligations (CMOs)) in the Consolidated FINRA Rulebook Comments Due: View Received Comments Rel. No. 34-66049 , Rel. No. 34-65663 , Rel. No. 34-64984 Federal Register version (77 FR 20452)
34-66679
March 29, 2012
SR-FICC-2012-03
Notice of Filing of Proposed Rule Change to Expand the One-Pot Cross-Margining Program With New York Portfolio Clearing, LLC to Certain "Market Professionals" Comments Due: View Received Comments Rel. No. 34-66989 Federal Register version (77 FR 20445)
34-66680
March 29, 2012
SR-NASDAQ-2011-131
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Disapprove Proposed Rule Changes Relating to Trading Halts Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No. 34-67090 , Rel. No. 34-66065 , Rel. No. 34-65770 , Rel. No. 34-65433 , Rel. No. 34-65425 , Rel. No. 34-65426 , Rel. No. 34-65427 , Rel. No. 34-65428 , Rel. No. 34-65429 , Rel. No. 34-65430 , Rel. No. 34-65431 , Rel. No. 34-65432 , Rel. No. 34-65434 , Rel. No. 34-65435 , Rel. No. 34-65436 , Rel. No. 34-65437 , Rel. No. 34-65438 , Rel. No. 34-65439 , Rel. No. 34-65440 Federal Register version (77 FR 20451)
34-66680
March 29, 2012
SR-FINRA-2011-054
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Disapprove Proposed Rule Changes Relating to Trading Halts Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No. 34-67090 , Rel. No. 34-66065 , Rel. No. 34-65770 , Rel. No. 34-65433 , Rel. No. 34-65425 , Rel. No. 34-65426 , Rel. No. 34-65427 , Rel. No. 34-65428 , Rel. No. 34-65429 , Rel. No. 34-65430 , Rel. No. 34-65431 , Rel. No. 34-65432 , Rel. No. 34-65434 , Rel. No. 34-65435 , Rel. No. 34-65436 , Rel. No. 34-65437 , Rel. No. 34-65438 , Rel. No. 34-65439 , Rel. No. 34-65440 Federal Register version (77 FR 20451)
34-66680
March 29, 2012
SR-C2-2011-024
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Disapprove Proposed Rule Changes Relating to Trading Halts Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No. 34-67090 , Rel. No. 34-66065 , Rel. No. 34-65770 , Rel. No. 34-65433 , Rel. No. 34-65425 , Rel. No. 34-65426 , Rel. No. 34-65427 , Rel. No. 34-65428 , Rel. No. 34-65429 , Rel. No. 34-65430 , Rel. No. 34-65431 , Rel. No. 34-65432 , Rel. No. 34-65434 , Rel. No. 34-65435 , Rel. No. 34-65436 , Rel. No. 34-65437 , Rel. No. 34-65438 , Rel. No. 34-65439 , Rel. No. 34-65440 Federal Register version (77 FR 20451)
34-66680
March 29, 2012
SR-EDGX-2011-30
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Disapprove Proposed Rule Changes Relating to Trading Halts Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No. 34-67090 , Rel. No. 34-66065 , Rel. No. 34-65770 , Rel. No. 34-65433 , Rel. No. 34-65425 , Rel. No. 34-65426 , Rel. No. 34-65427 , Rel. No. 34-65428 , Rel. No. 34-65429 , Rel. No. 34-65430 , Rel. No. 34-65431 , Rel. No. 34-65432 , Rel. No. 34-65434 , Rel. No. 34-65435 , Rel. No. 34-65436 , Rel. No. 34-65437 , Rel. No. 34-65438 , Rel. No. 34-65439 , Rel. No. 34-65440 Federal Register version (77 FR 20451)
34-66680
March 29, 2012
SR-BYX-2011-025
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Disapprove Proposed Rule Changes Relating to Trading Halts Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No. 34-67090 , Rel. No. 34-66065 , Rel. No. 34-65770 , Rel. No. 34-65433 , Rel. No. 34-65425 , Rel. No. 34-65426 , Rel. No. 34-65427 , Rel. No. 34-65428 , Rel. No. 34-65429 , Rel. No. 34-65430 , Rel. No. 34-65431 , Rel. No. 34-65432 , Rel. No. 34-65434 , Rel. No. 34-65435 , Rel. No. 34-65436 , Rel. No. 34-65437 , Rel. No. 34-65438 , Rel. No. 34-65439 , Rel. No. 34-65440 Federal Register version (77 FR 20451)
34-66680
March 29, 2012
SR-NSX-2011-11
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Disapprove Proposed Rule Changes Relating to Trading Halts Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No. 34-67090 , Rel. No. 34-66065 , Rel. No. 34-65770 , Rel. No. 34-65433 , Rel. No. 34-65425 , Rel. No. 34-65426 , Rel. No. 34-65427 , Rel. No. 34-65428 , Rel. No. 34-65429 , Rel. No. 34-65430 , Rel. No. 34-65431 , Rel. No. 34-65432 , Rel. No. 34-65434 , Rel. No. 34-65435 , Rel. No. 34-65436 , Rel. No. 34-65437 , Rel. No. 34-65438 , Rel. No. 34-65439 , Rel. No. 34-65440 Federal Register version (77 FR 20451)
34-66680
March 29, 2012
SR-CHX-2011-30
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Disapprove Proposed Rule Changes Relating to Trading Halts Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No. 34-67090 , Rel. No. 34-66065 , Rel. No. 34-65770 , Rel. No. 34-65433 , Rel. No. 34-65425 , Rel. No. 34-65426 , Rel. No. 34-65427 , Rel. No. 34-65428 , Rel. No. 34-65429 , Rel. No. 34-65430 , Rel. No. 34-65431 , Rel. No. 34-65432 , Rel. No. 34-65434 , Rel. No. 34-65435 , Rel. No. 34-65436 , Rel. No. 34-65437 , Rel. No. 34-65438 , Rel. No. 34-65439 , Rel. No. 34-65440 Federal Register version (77 FR 20451)
34-66680
March 29, 2012
SR-NYSEArca-2011-68
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Disapprove Proposed Rule Changes Relating to Trading Halts Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No. 34-67090 , Rel. No. 34-66065 , Rel. No. 34-65770 , Rel. No. 34-65433 , Rel. No. 34-65425 , Rel. No. 34-65426 , Rel. No. 34-65427 , Rel. No. 34-65428 , Rel. No. 34-65429 , Rel. No. 34-65430 , Rel. No. 34-65431 , Rel. No. 34-65432 , Rel. No. 34-65434 , Rel. No. 34-65435 , Rel. No. 34-65436 , Rel. No. 34-65437 , Rel. No. 34-65438 , Rel. No. 34-65439 , Rel. No. 34-65440 Federal Register version (77 FR 20451)
34-66680
March 29, 2012
SR-BX-2011-068
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Disapprove Proposed Rule Changes Relating to Trading Halts Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No. 34-67090 , Rel. No. 34-66065 , Rel. No. 34-65770 , Rel. No. 34-65433 , Rel. No. 34-65425 , Rel. No. 34-65426 , Rel. No. 34-65427 , Rel. No. 34-65428 , Rel. No. 34-65429 , Rel. No. 34-65430 , Rel. No. 34-65431 , Rel. No. 34-65432 , Rel. No. 34-65434 , Rel. No. 34-65435 , Rel. No. 34-65436 , Rel. No. 34-65437 , Rel. No. 34-65438 , Rel. No. 34-65439 , Rel. No. 34-65440 Federal Register version (77 FR 20451)
34-66680
March 29, 2012
SR-ISE-2011-61
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Disapprove Proposed Rule Changes Relating to Trading Halts Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No. 34-67090 , Rel. No. 34-66065 , Rel. No. 34-65770 , Rel. No. 34-65433 , Rel. No. 34-65425 , Rel. No. 34-65426 , Rel. No. 34-65427 , Rel. No. 34-65428 , Rel. No. 34-65429 , Rel. No. 34-65430 , Rel. No. 34-65431 , Rel. No. 34-65432 , Rel. No. 34-65434 , Rel. No. 34-65435 , Rel. No. 34-65436 , Rel. No. 34-65437 , Rel. No. 34-65438 , Rel. No. 34-65439 , Rel. No. 34-65440 Federal Register version (77 FR 20451)
34-66680
March 29, 2012
SR-CBOE-2011-087
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Disapprove Proposed Rule Changes Relating to Trading Halts Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No. 34-67090 , Rel. No. 34-66065 , Rel. No. 34-65770 , Rel. No. 34-65433 , Rel. No. 34-65425 , Rel. No. 34-65426 , Rel. No. 34-65427 , Rel. No. 34-65428 , Rel. No. 34-65429 , Rel. No. 34-65430 , Rel. No. 34-65431 , Rel. No. 34-65432 , Rel. No. 34-65434 , Rel. No. 34-65435 , Rel. No. 34-65436 , Rel. No. 34-65437 , Rel. No. 34-65438 , Rel. No. 34-65439 , Rel. No. 34-65440 Federal Register version (77 FR 20451)
34-66680
March 29, 2012
SR-BATS-2011-038
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Disapprove Proposed Rule Changes Relating to Trading Halts Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No. 34-67090 , Rel. No. 34-66065 , Rel. No. 34-65770 , Rel. No. 34-65433 , Rel. No. 34-65425 , Rel. No. 34-65426 , Rel. No. 34-65427 , Rel. No. 34-65428 , Rel. No. 34-65429 , Rel. No. 34-65430 , Rel. No. 34-65431 , Rel. No. 34-65432 , Rel. No. 34-65434 , Rel. No. 34-65435 , Rel. No. 34-65436 , Rel. No. 34-65437 , Rel. No. 34-65438 , Rel. No. 34-65439 , Rel. No. 34-65440 Federal Register version (77 FR 20451)
34-66680
March 29, 2012
SR-EDGA-2011-31
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Disapprove Proposed Rule Changes Relating to Trading Halts Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No. 34-67090 , Rel. No. 34-66065 , Rel. No. 34-65770 , Rel. No. 34-65433 , Rel. No. 34-65425 , Rel. No. 34-65426 , Rel. No. 34-65427 , Rel. No. 34-65428 , Rel. No. 34-65429 , Rel. No. 34-65430 , Rel. No. 34-65431 , Rel. No. 34-65432 , Rel. No. 34-65434 , Rel. No. 34-65435 , Rel. No. 34-65436 , Rel. No. 34-65437 , Rel. No. 34-65438 , Rel. No. 34-65439 , Rel. No. 34-65440 Federal Register version (77 FR 20451)
34-66680
March 29, 2012
SR-NYSEAmex-2011-73
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Disapprove Proposed Rule Changes Relating to Trading Halts Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No. 34-67090 , Rel. No. 34-66065 , Rel. No. 34-65770 , Rel. No. 34-65433 , Rel. No. 34-65425 , Rel. No. 34-65426 , Rel. No. 34-65427 , Rel. No. 34-65428 , Rel. No. 34-65429 , Rel. No. 34-65430 , Rel. No. 34-65431 , Rel. No. 34-65432 , Rel. No. 34-65434 , Rel. No. 34-65435 , Rel. No. 34-65436 , Rel. No. 34-65437 , Rel. No. 34-65438 , Rel. No. 34-65439 , Rel. No. 34-65440 Federal Register version (77 FR 20451)
34-66680
March 29, 2012
SR-Phlx-2011-129
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Disapprove Proposed Rule Changes Relating to Trading Halts Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No. 34-67090 , Rel. No. 34-66065 , Rel. No. 34-65770 , Rel. No. 34-65433 , Rel. No. 34-65425 , Rel. No. 34-65426 , Rel. No. 34-65427 , Rel. No. 34-65428 , Rel. No. 34-65429 , Rel. No. 34-65430 , Rel. No. 34-65431 , Rel. No. 34-65432 , Rel. No. 34-65434 , Rel. No. 34-65435 , Rel. No. 34-65436 , Rel. No. 34-65437 , Rel. No. 34-65438 , Rel. No. 34-65439 , Rel. No. 34-65440 Federal Register version (77 FR 20451)
34-66680
March 29, 2012
SR-NYSE-2011-48
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Disapprove Proposed Rule Changes Relating to Trading Halts Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No. 34-67090 , Rel. No. 34-66065 , Rel. No. 34-65770 , Rel. No. 34-65433 , Rel. No. 34-65425 , Rel. No. 34-65426 , Rel. No. 34-65427 , Rel. No. 34-65428 , Rel. No. 34-65429 , Rel. No. 34-65430 , Rel. No. 34-65431 , Rel. No. 34-65432 , Rel. No. 34-65434 , Rel. No. 34-65435 , Rel. No. 34-65436 , Rel. No. 34-65437 , Rel. No. 34-65438 , Rel. No. 34-65439 , Rel. No. 34-65440 Federal Register version (77 FR 20451)
34-66668
March 28, 2012
SR-Phlx-2012-35
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Equity Options Fees and Singly Listed Option Fee Comments Due: Federal Register version (77 FR 20090)
34-66669
March 28, 2012
SR-NYSEArca-2012-21
Notice of Filing of Proposed Rule Change Relating To the Listing and Trading of the First Trust North American Infrastructure Fund Under NYSE Arca Equities Rule 8.600 Comments Due: Rel. No. 34-67001 Federal Register version (77 FR 20079)
34-66664
March 27, 2012
SR-Phlx-2012-36
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Options Regulatory Fee Comments Due: Exhibit 5 Federal Register version (77 FR 19743)
34-66665
March 27, 2012
SR-CBOE-2012-029
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the CBOE Stock Exchange Fees Schedule Comments Due: Federal Register version (77 FR 19741)
34-66657
March 26, 2012
SR-EDGX-2012-10
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Clarifying That Rule Change in Connection With Proposed Combination Between NYSE Euronext and Deutsche Brse AG Will Not Become Effective Comments Due: Federal Register version (77 FR 19400)
34-66659
March 26, 2012
SR-CME-2012-08
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Comply With Revisions to the Commodity Futures Trading Commission's Part 190 Regulations Comments Due: Federal Register version (77 FR 19393)
34-66658
March 26, 2012
SR-EDGA-2012-11
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Clarifying That Rule Change in Connection With Proposed Combination Between NYSE Euronext and Deutsche Brse AG Will Not Become Effective Comments Due: Federal Register version (77 FR 19391)
34-66663
March 26, 2012
SR-NYSEAmex-2012-19
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Clarifying That Rule Change in Connection With Proposed Combination Between NYSE Euronext and Deutsche Brse AG Will Not Become Effective Comments Due: Federal Register version (77 FR 19394)
34-66656
March 26, 2012
SR-NYSEArca-2012-22
Notice of Filing of Proposed Rule Change Amending NYSE Arca Equities Rule 7.45 Adding a New Paragraph (d) That Addresses the Authority of the Exchange or Archipelago Securities LLC To Cancel Orders When a Technical or Systems Issue Occurs and Describe the Operation of an Error Account for Arca Securities Comments Due: Exhibit 5 , Rel. No. 34-66963 Federal Register version (77 FR 19401)
34-66661
March 26, 2012
SR-NYSEArca-2012-23
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Clarifying That Rule Change in Connection With Proposed Combination Between NYSE Euronext and Deutsche Brse AG Will Not Become Effective Comments Due: Federal Register version (77 FR 19397)
34-66662
March 26, 2012
SR-NYSE-2012-08
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Clarifying That Rule Change in Connection With Proposed Combination Between NYSE Euronext and Deutsche Brse AG Will Not Become Effective Comments Due: Federal Register version (77 FR 19396)
34-66660
March 26, 2012
SR-ISE-2012-24
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Clarifying That Rule Change in Connection With Proposed Combination Between NYSE Euronext and Deutsche Brse AG Will Not Become Effective Comments Due: Federal Register version (77 FR 19399)
34-66649
March 23, 2012
SR-NYSEAMEX-2012-18
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Option Trading Rules To Extend the Operation of Its Pilot Program Regarding Minimum Value Sizes for Flexible Exchange Options Until March 29, 2013 Comments Due: Exhibit 5 Federal Register version (77 FR 19047)
34-66650
March 23, 2012
SR-NYSEARCA-2012-20
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Option Trading Rules To Extend the Operation of Its Pilot Program Regarding Minimum Value Sizes for Flexible Exchange Options Until March 29, 2013 Comments Due: Exhibit 5 Federal Register version (77 FR 19048)
34-66652
March 23, 2012
SR-NASDAQ-2012-038
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 4120 Comments Due: Exhibit 5 Federal Register version (77 FR 19044)
34-66651
March 23, 2012
SR-C2-2012-010
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Comments Due: Federal Register version (77 FR 19041)
34-66644
March 22, 2012
SR-EDGX-2012-09
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period of the Inbound Router, as Described in EDGX Rule 2.12(b) Comments Due: Exhibit 5 Federal Register version (77 FR 18877)
34-66646
March 22, 2012
SR-CME-2012-06
Notice of Filing of Proposed Rule Change To Amend Certain Credit Default Swap Clearing Rules Regarding Guaranty Fund Allocations, Amendments to Daily Submission Deadline, Holiday Accrual Processing and PAI Payment Timeline Comments Due: Rel. No. 34-66941 Federal Register version (77 FR 19045)
