Investment Company Act Order

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Release Number SEC Issue Date File Number Details
33349 812-14893 Investment Managers Series Trust and 361 Capital, LLC
33350 812-14947 TigerShares Trust, et al.
33352 812-14958 Timothy Plan and Timothy Partners, Ltd.
33359 812-14969 Hoya Capital Real Estate, LLC, et al.
33348 812-14912 Ai Funds, Inc. and Deep A.I. ETF Trust
33353 812-14933 Pacific Global ETF Trust and Cadence Capital Management LLC
33345 812-14822 American Fidelity Assurance Company, et al.
33346 812-14812 AQR Trust and AQR Capital Management, LLC
33347 812-14811 AQR Trust and AQR Capital Management, LLC
33326 812-14934 Pacific Global ETF Trust and Cadence Capital Management LLC
33321 812-14920 ABR Dynamic Funds, LLC, et al.
33316 812-14855 Stellus Capital Investment Corporation, et al.
33313 812-14924 Toroso Investments, LLC and Tidal ETF Trust
33307 812-14945 Cushing Asset Management, LP and Cushing ETF Trust
33297 812-14936 Beyond Advisors IC, et al.
33294 812-14931 Blackstone Real Estate Income Fund, et al.
33293 812-14903 Destra International & Event-Driven Credit Fund and Destra Capital Advisors LLC
33291 812-14771 Procure ETF Trust I, et al.
33292 812-14772 Procure Active ETF Trust, et al.
33290 812-14862 Audax Credit BDC Inc., et al.
33287 812-14883 Natixis Funds Trust I, et al.
33284 812-14923 Vident Advisory, LLC et al.
33278 812-14899 Hedge Fund Guided Portfolio Solution, et al.
33279 812-14860 BC Partners Lending Corporation, et al.
33276 812-14906 Distillate Capital Partners LLC, et al.
33275 812-14892 Ares Credit and Income Trust and Ares Capital Management III LLC
33269 812-14895 Variant Alternative Income Fund and Variant Investments, LLC
33267 812-14875 Exact Sciences Corporation
33266 812-14919 Wealthn LLC and TigerShares Trust
33264 812-14918 Cushing Asset Management, LP et al.
33262 812-14767 PIMCO Flexible Credit Income Fund, et al.
33258 812-14928 Broadstone Real Estate Access Fund, et al.
33238 812-14837 Innovator ETFs Trust, et al.
33239 812-14807 THL Credit, Inc., et al.
33237 812-14839 Tortoise Capital Advisors, L.L.C., et al.
33224 812-14831 AXA Equitable Life Insurance Company, et al.
33217 812-14838 Thrivent Financial for Lutherans, et al.
33207 812-14833 Advisors Asset Management, Inc. and ETF Series Solutions
33204 812-14853 OFI Carlyle Private Credit Fund and OC Private Capital, LLC
33200 812-14889 IndexIQ ETF Trust, et al.
33196 812-14884 DMS ETF Trust I, et al.
33195 812-14926 Charles Schwab & Co. Inc. and Charles Schwab Investment Management, Inc.
33192 812-14829 TriLine Index Solutions, LLC and ETF Series Solutions
33193 812-14828 SL Advisors, LLC and ETF Series Solutions
33191 812-14925 AB Private Credit Investors Corp., et al.
33189 812-14886 DMS ETF Trust I, et al.
33185 812-14896 Vivaldi Opportunities Fund and Vivaldi Asset Management, LLC
33186 812-14835 Blackstone / GSO Floating Rate Enhanced Income Fund, et al.
33187 812-14921 Altaba Inc.
33166 812-14764 Goldman Sachs Trust, et al.
33167 812-14888 Motley Fool Asset Management, LLC and The RBB Fund, Inc.
33165 812-14879 Defiance ETFs, LLC, et al.
33161 812-14734 AXA Equitable Life Insurance Company, et al.
33160 812-14846 Impact Shares Trust I, et al.
33155 812-14872 Sprott ETF Trust and Sprott Asset Management USA Inc.
33154 812-14880 Aptus Capital Advisors, LLC and ETF Series Solutions
33145 812-14901 BlackRock Variable Series Funds, Inc., et al.
33138 812-14871 Sprott ETF Trust and Sprott Asset Management USA Inc.
33127 812-14662 Pioneer ILS Interval Fund and Amundi Pioneer Asset Management, Inc.
33125 812-14885 DMS ETF Trust I, et al.
33124 812-14832 Weiss Strategic Interval Fund and Weiss Multi-Strategy Advisers LLC
33121 812-14815 PFM Multi-Manager Series Trust and PFM Asset Management LLC
33117 812-14819 Franklin Alternative Strategies Funds, et al.
33118 812-14869 U.S. Global Investors, Inc. et al.
33110 812-14765 TCW Direct Lending LLC, et al.
33100 812-14873 Redwood Investment Management, LLC and Two Roads Shared Trust
33102 812-14521 BMO Exchange Traded Funds, et al.
33099 812-14857 The Swiss Helvetia Fund, Inc., et al.
33089 812-14851 Angel Oak Strategic Credit Fund and Angel Oak Capital Advisors, LLC
33090 812-14601 Benefit Street Partners BDC, Inc., et al.
33078 812-14321 Aquila Funds Trust, et al.
33080 812-14670 Aberdeen Asset Management Inc., et al.
33071 812-14788 Destra Exchange-Traded Fund Trust, et al.
33069 812-14789 Destra Exchange-Traded Fund Trust, et al.
33070 812-14848 Triloma EIG Energy Income Fund, et al.
33065 812-14849 Nationwide Fund Advisors and ETF Series Solutions
33064 812-14882 Corporate Capital Trust, Inc., et al.
33060 812-14773 TriplePoint Venture Growth BDC Corp., et al.
33059 812-14760 Alcentra Capital Corporation, et al.
33057 812-14845 Little Harbor Advisors, LLC and ETF Series Solutions
33051 812-14766 Bain Capital Specialty Finance, Inc., et al.
33044 812-14808 Morningstar Funds Trust, et al.
33040 812-14859 Gadsden ETF Trust and Gadsden, LLC
33036 812-14842 Columbia Funds Series Trust, et al.
33033 812-14874 BNP Paribas USA, Inc., et al.
33008 812-14810 Northern Lights Fund Trust and Pacific Financial Group, LLC
33007 812-14847 Salt Financial, LLC, et al.
33009 812-14858 EquBot LLC and ETF Series Solutions
33006 812-14762 FS Series Trust and FS Fund Advisor, LLC
33003 812-14714 The Guardian Insurance & Annuity Company, Inc., et al.
33002 812-14805 Validea Capital Management, LLC, et al.
33000 812-14784 Harbor Funds and Harbor Capital Advisors, Inc.
32997 812-14806 Northern Lights Fund Trust and AlphaCore Capital, LLC
32996 812-14821 Guggenheim Credit Income Fund, et al.
32991 812-14800 CBOE Vest Financial, LLC, et al.
32972 812-14749 Oppenheimer Capital Appreciation Fund et al.
32971 812-14564 The Hartford Mutual Funds, Inc., et al.
32970 812-14742 FQF Trust, et al.
32969 812-14798 TCG BDC, Inc., et al.
32968 812-14582 BlackRock Capital Investment Corporation, et al.
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