Investment Company Act Order

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Release Number SEC Issue Date File Number Details
32419 812-14606 Minnesota Life Insurance Company, et al.
32418 812-14663 Alpha Architect ETF Trust, et al.
32408 812-14721 Stifel, Nicolaus & Company, Inc., et al.
32410 812-14543 ALAIA Market Linked Trust and Beech Hill Securities, Inc.
32409 812-14219 Goldman Sachs BDC, Inc., et al.
32411 812-14605 Fidus Investment Corporation, et al.
32404 812-14685 CWM Advisors, LLC, et al.
32396 812-14485 OWLshares Trust, et al.
32391 812-14547 Legg Mason ETF Equity Trust, et al.
32378 812-14299 Advisors Series Trust and Vivaldi Asset Management, LLC
32377 812-14654 The Boston Trust & Walden Funds, et al.
32374 812-14633 Prudential ETF Trust, et al.
32364 812-14652 Hartford Mutual Funds Inc., et al.
32362 812-14472 NF Investment Corp., et al.
32361 812-14542 ALAIA Market Linked Trust and Beech Hill Securities, Inc.
32359 812-14619 Nuveen Fund Advisors, LLC, et al.
32358 812-14508 ETF Managers Group, et al.
32357 812-14558 State Farm Associates' Funds Trust, et al.
32355 812-14594 First Investors Equity Funds, et al.
32354A 812-14583 Legg Mason Global Asset Management Trust, et al.
32348 812-14680-01 The Bank of New York Mellon Trust Company, National Association and The Bank of New York Mellon
32347 812-14609 Harris Associates Investment Trust, et al.
32350 812-14592 Hartford Funds Exchange-Traded Trust, et. al.
32349 812-14452 Terra Income Fund 6, Inc., et al.
32327 812-14538 Virtus Alternative Solutions Trust, et al.
32323 812-14660 Foreside ETF Trust, et al.
32325 812-14641 SerenityShares Investments LLC, et al.
32319 812-14410 Altegris KKR Commitments Master Fund, et al.
32313 812-14432 Northern Lights Fund Trust and Dearborn Capital Management, LLC
32311 812-14549 Global X Funds, et al.
32312 812-14602 OFS Capital Corporation, et al.
32310 812-14453 AB Private Credit Investors Corporation, et al.
32305 812-14665 Dhandho ETF Trust and Dhandho Funds LLC
32304 812-14659 Foreside Advisor Services, LLC, et al.
32302 812-13889 Advisors Series Trust and Orinda Asset Management, LLC
32292 812-14657 Rational Advisors, Inc. and Strategy Shares
32288 812-14572 Voya ETF Trust, et al.
32287 812-14571 Voya ETF Trust, et al.
32291 812-14658 Regents Park Funds, LLC, et al.
32285 812-14669 Harris & Harris Group, Inc.
32282 812-14630 Starboard Investment Trust and Cavalier Investments, Inc
32270 812-14529 Calvert Social Investment Fund, et al.
32268 812-14678 iShares Trust, et al.
32260 812-14632 Davis Fundamental ETF Trust, et al.
32257 812-14567 FS Global Credit Opportunities Fund, et al.
32254 812-13889 Advisors Series Trust and Orinda Asset Management, LLC; Notice of Intention To Rescind an Order
See Also - Intention to Rescind a Prior Order 30065, 32302
Federal Register version (81 FR 63238)
32253 812-14599 Wells Fargo Bank, National Association, et al.
32252 812-14497 Blackrock Funds, et al.
32245 812-14585 Managed Portfolio Series and Port Street Investments, LLC
32247 812-14643 OSI ETF Trust, et al.
32244 812-14661 TrimTabs ETF Trust, et al.
32242 812-14580 Allianz Life Insurance Company of North America, et al
32237 812-14666 American Independence Funds Trust, et al.
32224 812-14635 Investment Managers Series Trust, et al.
32227 812-14589 New York Life Insurance and Annuity Corporation, et al.
32225 812-14650 CSat Investment Advisory, L.P., et al.
32226 812-14575 Bain Capital Specialty Finance, Inc., et al.
32220 812-14597 Mutual Fund Series Trust, et al.
32192 812-14502 Lord Abbett Family of Funds and Lord, Abbett & Co. LLC
32191 812-14651 Fidelity Commonwealth Trust, et al.
32190 812-14523 MainStay Funds Trust, et al.
32171 812-14598 ETF Managers Group LLC, et al.
32168 812-14501 Ramius Archview Credit and Distressed Fund and Ramius Advisors, LLC
32170 812-14525 Guggenheim Funds Trust, et al.
32164 812-14426 Carey Credit Income Fund, et al.
32154 812-14399 Ares Capital Corporation, et al.
32148 812-14573 Nationwide Mutual Funds, et al.
32141 812-14561 TCW Alternative Funds, et al.
32135 812-14492 Bridge Builder Trust, et al.
32136 812-14544 Capitala Finance Corp., et al.
32133 812-14566 Franklin Templeton ETF Trust, et al.
32134 812-14552 Columbia ETF Trust I, et al.
32132 812-14429 Triloma EIG Global Energy Fund, et al.
32120 812-14527 Madison ETF Trust and Madison ETF Advisers, LLC.
32121 813-00384 AllianceBernstein L.P. and AllianceBernstein U.S. Real Estate (Employee) Fund II, L.P.
32116 812-14587 ABS Long/Short Strategies Fund and ABS Investment Management LLC
32117 812-14645 Terra Capital Partners, LLC, et al.
32110 812-14604 Aptus Capital Advisors, LLC, et al.
32111 812-14557 Nuveen Fund Advisors, LLC, et al.
32109 812-14450 Newtek Business Services Corp.
32101 812-14514 Türkiye Sinai Kalkinma Bankasi A.S.
32100 812-14528 Madison ETF Trust and Madison ETF Advisers, LLC
32096 812-14537 Advisors Asset Management, Inc. and AAM ETF Trust
32098 812-14511 FactorShares Trust, et al.
32094 812-14482 OHA Investment Corporation, et al.
32079 812-14285 Northern Lights Fund Trust and Princeton Fund Advisors, LLC
32077 812-14384 AMCAP Fund, et al.
32078 812-14430 NexPoint Capital, Inc., et al.
32074 812-14555 Premise Capital, LLC
32067 812-14586 Principal Life Insurance Company, et al.
32068 812-14600 Principal Life Insurance Company, et al.
32064 812-14577 Pointbreak Advisers LLC, et al.
32054 812-14591 Amplify ETF Trust and Amplify Investments LLC
32055 812-14535 Advisors Asset Management, Inc. and AAM ETF Trust
32058 813-00385 Ares Management LLC
32056 812-14454 Crescent Capital BDC Inc., et al.
32057 812-13754 Apollo Investment Corporation, et al.
32052 812-14481 Charles Schwab Investment Management, Inc., et al.
32053 812-14554 CLS Investments, LLC, et al.
32036 812-14540 LoCorr Fund Management, LLC and LoCorr Investment Trust
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