Investment Company Act Order

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Release Number SEC Issue Date File Number Details
33196 812-14884 DMS ETF Trust I, et al.
33195 812-14926 Charles Schwab & Co. Inc. and Charles Schwab Investment Management, Inc.
33192 812-14829 TriLine Index Solutions, LLC and ETF Series Solutions
33193 812-14828 SL Advisors, LLC and ETF Series Solutions
33191 812-14925 AB Private Credit Investors Corp., et al.
33189 812-14886 DMS ETF Trust I, et al.
33185 812-14896 Vivaldi Opportunities Fund and Vivaldi Asset Management, LLC
33186 812-14835 Blackstone / GSO Floating Rate Enhanced Income Fund, et al.
33187 812-14921 Altaba Inc.
33166 812-14764 Goldman Sachs Trust, et al.
33167 812-14888 Motley Fool Asset Management, LLC and The RBB Fund, Inc.
33165 812-14879 Defiance ETFs, LLC, et al.
33161 812-14734 AXA Equitable Life Insurance Company, et al.
33160 812-14846 Impact Shares Trust I, et al.
33155 812-14872 Sprott ETF Trust and Sprott Asset Management USA Inc.
33154 812-14880 Aptus Capital Advisors, LLC and ETF Series Solutions
33145 812-14901 BlackRock Variable Series Funds, Inc., et al.
33138 812-14871 Sprott ETF Trust and Sprott Asset Management USA Inc.
33127 812-14662 Pioneer ILS Interval Fund and Amundi Pioneer Asset Management, Inc.
33125 812-14885 DMS ETF Trust I, et al.
33124 812-14832 Weiss Strategic Interval Fund and Weiss Multi-Strategy Advisers LLC
33121 812-14815 PFM Multi-Manager Series Trust and PFM Asset Management LLC
33117 812-14819 Franklin Alternative Strategies Funds, et al.
33118 812-14869 U.S. Global Investors, Inc. et al.
33110 812-14765 TCW Direct Lending LLC, et al.
33100 812-14873 Redwood Investment Management, LLC and Two Roads Shared Trust
33102 812-14521 BMO Exchange Traded Funds, et al.
33099 812-14857 The Swiss Helvetia Fund, Inc., et al.
33089 812-14851 Angel Oak Strategic Credit Fund and Angel Oak Capital Advisors, LLC
33090 812-14601 Benefit Street Partners BDC, Inc., et al.
33078 812-14321 Aquila Funds Trust, et al.
33080 812-14670 Aberdeen Asset Management Inc., et al.
33071 812-14788 Destra Exchange-Traded Fund Trust, et al.
33069 812-14789 Destra Exchange-Traded Fund Trust, et al.
33070 812-14848 Triloma EIG Energy Income Fund, et al.
33065 812-14849 Nationwide Fund Advisors and ETF Series Solutions
33064 812-14882 Corporate Capital Trust, Inc., et al.
33060 812-14773 TriplePoint Venture Growth BDC Corp., et al.
33059 812-14760 Alcentra Capital Corporation, et al.
33057 812-14845 Little Harbor Advisors, LLC and ETF Series Solutions
33051 812-14766 Bain Capital Specialty Finance, Inc., et al.
33044 812-14808 Morningstar Funds Trust, et al.
33040 812-14859 Gadsden ETF Trust and Gadsden, LLC
33036 812-14842 Columbia Funds Series Trust, et al.
33033 812-14874 BNP Paribas USA, Inc., et al.
33008 812-14810 Northern Lights Fund Trust and Pacific Financial Group, LLC
33007 812-14847 Salt Financial, LLC, et al.
33009 812-14858 EquBot LLC and ETF Series Solutions
33006 812-14762 FS Series Trust and FS Fund Advisor, LLC
33003 812-14714 The Guardian Insurance & Annuity Company, Inc., et al.
33002 812-14805 Validea Capital Management, LLC, et al.
33000 812-14784 Harbor Funds and Harbor Capital Advisors, Inc.
32997 812-14806 Northern Lights Fund Trust and AlphaCore Capital, LLC
32996 812-14821 Guggenheim Credit Income Fund, et al.
32991 812-14800 CBOE Vest Financial, LLC, et al.
32972 812-14749 Oppenheimer Capital Appreciation Fund et al.
32971 812-14564 The Hartford Mutual Funds, Inc., et al.
32970 812-14742 FQF Trust, et al.
32969 812-14798 TCG BDC, Inc., et al.
32968 812-14582 BlackRock Capital Investment Corporation, et al.
32964 812-14785 Ausdal Financial Partners, Inc. and Ausdal Unit Investment Trust
32966 812-14779 Consulting Group Capital Markets Funds and Consulting Group Advisory Services LLC
32959 812-14820 Calvert Research and Management and Calvert ETF Trust
32962 812-14804 Motley Fool Asset Management, LLC, et al.
32954 812-14834 Regents Park Funds, LLC and Two Roads Shared Trust
32955 812-14794 American Century ETF Trust and American Century Investment Management, Inc.
See Also - 32955A
32953 812-14786 Ausdal Unit Investment Trust and Ausdal Financial Partners, Inc.
32941 812-14799 New Mountain Finance Corporation, et al.
32934 812-14775 Meeder Funds Trust, et al.
32932 812-14801 CBOE Vest Financial, LLC, et al.
32930 812-14776 Princeton Fund Advisors, LLC. et al.
32925 812-14809 Brandes Investment Trust, et al.
32924 812-14830 Reinhart Partners, Inc., et al.
32923 812-14738 Horizon Technology Finance Corporation, et al.
32904 812-14683 The Relative Value Fund et al.
32901 812-14795 Blackstone / GSO Floating Rate Enhanced Income Fund, et al.
32902 812-14796 Blackstone / GSO Floating Rate Enhanced Income Fund, et al.
32903 812-14756 PIMCO Funds, et al.
32897 812-14725 Steadfast Alcentra Global Credit Fund and Steadfast Investment Adviser, LLC
32890 812-14817 Whitford Asset Management, LLC, et al.
32889 812-14340 USCF Fund Advisors, LLC, et al.
32891 812-14248 OppenheimerFunds, Inc., et al.
32887 812-14803 EntrepreneurShares Series Trust, et al.
32872 812-14726 Olden Lane Securities LLC and Olden Lane Trust
32871 812-14793 American Century ETF Trust and American Century Investment Management, Inc.
32870 812-14770 PREDEX and PREDEX Capital Management, LLC
32868 812-14818 National Securities Clearing Corporation
32869 812-14681 Wells Fargo Exchange-Traded Funds Trust, et al.
32863 812-14741 AQR Funds, et al.
32864 812-14689 Barings Corporate Investors, et al.
32862 812-14758 Oaktree Strategic Income, LLC, et al.
32861 812-14777-01 Eagle Series Trust, et al.
32859 812-14696 Active Weighting Funds ETF Trust and Active Weighting Advisors LLC
32855 812-14780 Innovator ETFS Trust and Innovator Capital Management, LLC
32856 812-14782 Innovator ETFs Trust, et al.
32854 812-14781 Innovator ETFs Trust, et al.
32852 812-14691 The Vanguard Group, Inc., et al.
32850 812-14778 Medley Capital Corporation, et al.
32848 812-14697 Active Weighting Funds ETF Trust and Active Weighting Advisors LLC
32835 812-14797 Northern Lights Fund Trust IV and Measured Risk Portfolios, Inc.
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