Investment Company Act Order

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Release Number SEC Issue Date File Number Details
28608 812-13499 The Franklin, Templeton and Mutual Series Funds, et al.
28607 812-13402 Sun Life Assurance Company of Canada (U.S., et al.)
28607 812-13402 Sun Life Assurance Company of Canada (U.S., et al.)
28605 812-13615 Citigroup Global
28606 812-13609 UBS Securities LLC
28604 812-13440 Grail Partners LLC, et al.
28577 812-13563 TIAA-CREF Life Funds, et al.
28576 813-332 TWB Investment Partnership L.P.
28575 812-13492 Riversource Life Insurance Co., et al.
28575 812-13492 Riversource Life Insurance Co., et al.
28573 812-12903 Bank of America Fund Trust, et al. (fka Nations Fund Trust)
28529 813-365 Wortham Finance L.P.
28524 812-13548 Wells Fargo Funds Trust, et al.
28521 812-13474 Allianz Life Insurance Co. of North America, et al.
28521 812-13474 Allianz Life Insurance Co. of North America, et al.
28485 812-13497 The Zweig Total Return Fund, Inc., et al.
28486 812-13077 Boulder Total Return Fund, Inc., et al.
28483 812-13063 Calamos Convertible Opportunities and Income Fund, et al.
28475 812-13530 Aberdeen Asset Management, Inc.
28473 813-355 HLHZ Investments LLC
28472 812-13392 H&Q Healthcare Investors, et al.
28474 812-13428 MGC Capital Corporation, et al.
28469 812-13533 Forward Funds, et al.
28470 812-13480 Dodge & Cox Funds
28467 812-13491 PowerShares Capital Management LLC
28468 812-13477 First Trust Exchange-Traded Fund III, et al.
28471 812-13458 WisdomTree Investments, Inc., et al.
28471 812-13458 WisdomTree Investments, Inc., et al.
28466 812-13585 Reserve Municipal Money-Market Trust, et al.
28464 812-13540 Eaton Vance Floating Rate-Income Trust
28444 812-13529 Morgan Stanley Series Funds, et al.
28443 812-13517 Global X Funds, et al.
28443 812-13531 Global X Funds, et al.
28445 812-13521 Delaware Management Business Trust, et al.
28440 812-13506 Van Kampen Retirement Strategy Trust, et al.
28439 812-11351 Trust for Professional Managers, et al.
28437 812-13355 Triangle Capital Corporation, et al.
28434 812-13483 Rafferty Asset Management, LLC, et al.
28433 812-13517 Global X Funds and Global X Management Company LLC
28430 812-13572 Prudential Financial, Inc., et al.
28425 812-13505 Fidelity Aberdeen Street Trust, et al.
28410 812-13526 Phoenix Equity Trust, et al.
28412 812-13381 PIMCO Municipal Income Fund, et al.
28389 812-13357 John Hancock Income Securities Trust
28386 812-13576 The Reserve Fund
28385 812-13528 Aberdeen Asset Management Inc.
28384 812-13451 Allianz Life Insurance Co. of North America, et al.
28384 812-13451 Allianz Life Insurance Co. of North America, et al.
28373 812-13532 Prudential Annuities Life Assurance Co., et al.
28374 812-13537 Advanced Series Trust, et al.
28366 812-13456 Goldman Sachs Trust, et al.
28367 812-13425 Javelin Exchange-Traded Trust
28367 812-13425 Javelin Exchange-Traded Trust
28368 812-13377 DNP Select Income Fund Inc., et al.
28365 812-13507 Van Eck Associates Corporation, et al.
28358 812-13152 Cohen & Steers Advantage Income Realty Fund, Inc
28356 812-13513 PIMCO Funds, et al.
28357 812-13454 The Mexico Fund, Inc., et al.
28352 812-13074 ING Clarion Real Estate Income Fund
28342 812-13401 The Penn Mutual Life Insurance Company, et al.
28342 812-13401 The Penn Mutual Life Insurance Company, et al.
28334 812-13457 Minnesota Life Insurance Co., et al.
28301 813-369 American International Group, Inc., et al.
28300 812-13475 Matrix Capital Group, Inc.
28297 812-13455 Prudential Retirement Insurance and Annuity Co., et al.
28295 812-13438 Main Street Capital Corporation, et al.
28294 812-13520 Harris & Harris Group, Inc.
28287 812-13476 Fidelity Rutland Square Trust, et al.
28288 812-13496 The RBB Fund, et al.
28289 813-362 Bessemer Group, Inc., et al.
28285 812-13466 ING USA Annuity & Life Insurance Co., et al.
28267 812-13508 Thrivent Mutual Funds, et al.,
28264 812-13246 U.S. Bank National Association, et al.
28262 812-13430 ALPS Advisers, Inc., et al.,
28257 812-13500 Franklin California Tax-Free Income Fund, et al.
28236 812-13439 MetLife Insurance Co. of Connecticut, et al.
28236 812-13439 MetLife Insurance Co. of Connecticut, et al.
28237 812-13445 American Family Life Insurance Co., et al.
28234 812-13452 Jefferson National Life Insurance Co., et al.
28234 812-13452 Jefferson National Life Insurance Co., et al.
28233 812-13446 Prudential Annuities Life Assurance Corp., et al.
28231 812-13437 Pruco Life Insurance Company, et al.
28232 812-13423 CUNA Mutual Insurance Society, et al.
28230 812-13418 J.P. Morgan Trust I, et al.
28201 812-13473 Advisors Series Trust, et al.
28202 812-13481 Eaton Vance Mutual Fund, et al.
28200 812-13348 Patriot Capital Funding, Inc.
28199 812-13367 Kohlberg Capital Corporation
28239 812-13368 Kohlberg Capital Corporation
28169 812-13447 Triangle Capital Corporation
28169 812-13436 Triangle Capital Corporation
28196 812-13367 Kohlberg Capital Corporation
28195 812-13444 NETS Trust, et al.
28182 812-13427 Pioneer Bond Fund, et al.
28171 812-13386 PowerShares Capital Management LLC, et al.
28172 812-13352 Bear Stearns Asset Management, Inc., et al.
28173 812-13485 Barclays Global Fund Advisors, et al.
28174 812-13470 WisdomTree Trust, et al.
28167 812-13457 Schroder Series Trust, et al.
28167 812-13467 Schroder Series Trust, et al.
Displaying 2001 - 2100 of 2219