Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Investment Company Act Order

Quick Links

empty


Release Number	SEC Issue Date	File Number	Details
28151	Feb. 13, 2008	812-13363	The TIGERS Revenue Trust and VTL Associates LLC
28150	Feb. 13, 2008	812-13213	Morgan Stanley Investment Management, et al.
28149	Feb. 12, 2008	812-13424	Northern Institutional Funds, et al.
28122	Jan. 16, 2008	812-13453	The UBS Funds, et al.
28120	Jan. 16, 2008	812-13411	Main Street Capital Corp.
28120	Jan. 16, 2008	812-13411	Main Street Capital Corp.
28121	Jan. 16, 2008	812-13464	Millenium India Acquisition
28117	Dec. 27, 2007	812-13450	Unified Series Trust
28081	Dec. 21, 2007	812-13414	John Hancock Life Insurance Company, et al.
28076	Dec. 11, 2007	813-367	Kiewit Investment Fund
28074	Dec. 4, 2007	812-12984	BTOP50 CTA Index Fund
28072	Dec. 4, 2007	813-350	Tower 21 st Century Fund
28067	Nov. 27, 2007	812-13416	Rafferty Asset Management
28066	Nov. 27, 2007	812-13376	FocusShares f/n/a MyShares
28044	Nov. 7, 2007	812-13380	MetLife Insurance Company of Connecticut, et al.
28044	Nov. 7, 2007	812-13380	MetLife Insurance Company of Connecticut, et al.
28043	Nov. 6, 2007	813-326	Raymond James Employee
28038	Oct. 29, 2007	812-13419	JNF Advisors, Inc.
28023	Oct. 24, 2007	812-13232	Fidelity Rutland Square
28024	Oct. 24, 2007	812-13412	Vanguard STAR Funds
28021	Oct. 24, 2007	812-13426	Van Eck Associates Corp.
28020	Oct. 24, 2007	812-13398	American Capital Strategies
28018	Oct. 23, 2007	812-13390	Rydex ETF Trust, et al.
28019	Oct. 23, 2007	812-13396	Claymore Exchange-Traded Fund
28016	Oct. 22, 2007	812-13413	MMA PRAXIS Mutual Funds
28017	Oct. 22, 2007	812-13394	The BISYS Group, Inc.
28014	Oct. 17, 2007	812-13382	ProShares Trust, et al.
28015	Oct. 17, 2007	812-13417	Wisdom Tree Investments, Inc., et al.
28015	Oct. 17, 2007	812-13417	Wisdom Tree Investments, Inc., et al.
28011	Oct. 10, 2007	812-13388	Hercules Technology Growth Capital, Inc.
27999	Sept. 27, 2007	812-13359	Financial Investors Variable Insurance Trust, et al.
27995	Sept. 26, 2007	812-13408	Trust for Professional Managers, Inc.
27983	Sept. 26, 2007	812-13372	SPA ETF Trust, et al.
27979	Sept. 25, 2007	812-13365	Minnesota Life Insurance Company, et al.
27981	Sept. 25, 2007	812-13387	Rydex ETF Trust, et al.
27971	Sept. 18, 2007	812-13364	Allianz RCM Global EcoTrends Fund
27972	Sept. 18, 2007	812-13267	Hartford Life Insurance Co., et al.
27970	Sept. 17, 2007	812-13259	American International Group, Inc.
27959	Aug. 29, 2007	812-13353	Sentinel Variable Products Trust, et al.
27956	Aug. 28, 2007	812-13251	AARP Funds
27955	Aug. 28, 2007	812-13290	Medallion Financial Corp.
27957	Aug. 28, 2007	812-12973	Lehman Brothers Asset Management LLC
27954	Aug. 27, 2007	812-13383	DWS Advisor Funds, et al.
27954	Aug. 27, 2007	812-13364	DWS Advisor Funds, et al.
27930	Aug. 20, 2007	812-13558	HealthShares, Inc.
27930	Aug. 20, 2007	812-13358	HealthShares, Inc.
27929	Aug. 17, 2007	812-13346	MONY Life Insurance Co. of America, et al.
27929	Aug. 17, 2007	812-13346	MONY Life Insurance Co. of America, et al.
27926	Aug. 9, 2007	812-13333	Delaware VI P Trust, et al.
27915	July 27, 2007	812-13394	The BISYS Group Inc., et al.
27910	July 25, 2007	812-13375	Aston Funds
27888	July 24, 2007	812-13399	RealNetworks, Inc.
27887	July 17, 2007	812-13338	Principal Variable Contracts Fund, Inc., et al.
27885	July 16, 2007	812-13361	ING Life Insurance and Annuity Company, et al.
27885	July 16, 2007	812-13361	ING Life Insurance and Annuity Company, et al.
27882	July 5, 2007	812-13391	Barclays Global Fund Advisors
27873	June 26, 2007	812-13341	John Hancock Trust
27874	June 26, 2007	812-13332	Ameristock ETF Trust
27875	June 26, 2007	813-306	Stephens, Inc.
27871	June 21, 2007	812-13288	HealthShares, Inc.
27870	June 20, 2007	812-13374	Harris & Harris Group, Inc.
27868	June 20, 2007	812-13350	First Investors Equity Funds
27850	June 4, 2007	812-13287	Lincoln Variable Insurance Products Trust, et al.
27850	June 4, 2007	812-13287	Lincoln Variable Insurance Products Trust, et al.
27849	June 1, 2007	812-13304	Van Eck Worldwide Insurance Trust
27846	May 30, 2007	812-13268	First American Investment Funds, Inc.
27845	May 30, 2007	812-13340	First Trust Exchange-Traded Fund, et al.
27839	May 25, 2007	812-13356	Ssga Funds Management, Inc.
27841	May 25, 2007	812-13335	PowerShares Exchange-Traded Fund Trust
27837	May 23, 2007	812-13286	Old Westbury Funds, Inc. and Bessemer Investment Management LLC
27838	May 23, 2007	812-13312	Hercules Technology Growth Capital, Inc.
27822	May 22, 2007	812-13186	HSBC Securities (USA) Inc.
27825	May 22, 2007	812-13334	XTF Advisors Trust, et al.
27823	May 22, 2007	812-13373	The Gabelli Equity Trust Inc., et al.
27824	May 2, 2007	812-13255	Hill Physicians Medical Group, Inc.
27824	May 2, 2007	812-13255	Hill Physicians Medical Group, Inc.
27814	May 1, 2007	812-13249	Forward Funds, et al.
27810	April 30, 2007	812-13347	MetLife Insurance Co. of Connecticut, et al.
27810	April 30, 2007	812-13347	MetLife Insurance Co. of Connecticut, et al.
27813	April 30, 2007	812-13342	Jefferson National Life Insurance Co., et al.
27813	April 30, 2007	812-13342	Jefferson National Life Insurance Co., et al.
27784	April 25, 2007	812-13262	First Trust Exchange-Traded Fund, et al.
27782	April 24, 2007	813-264	Silas Partners I, LLC, et al.
27781	April 16, 2007	812-13318	John Hancock Life Insurance Co., et al.
27776	April 5, 2007	812-13238	Hercules Technology Growth Capital, Inc., et al.
27775	April 3, 2007	812-13295	The RBB Fund, Inc. and Abundance Technologies, Inc.
27773	April 2, 2007	812-13336	Vanguard Bond Index Funds, et al.
27774	April 2, 2007	813-284	SA Investment Partnership LLC, et al.
27769	March 27, 2007	812-13327	Liberty All-Star Equity Fund, et al.
27768	March 21, 2007	812-13344	BLDRS Index Funds Trust, et al.
27754	March 20, 2007	812-13337	Rydex ETF Trust, et al.
27753	March 20, 2007	812-13345	NASDAQ-100 Trust, Series 1, et al.
27751	March 15, 2007	812-13272	Wilshire Variable Insurance Trust, et al.
27744	Feb. 28, 2007	812-13325	Country Investors Life Assurance Co., et al.
27742	Feb. 27, 2007	812-13339	Van Eck Associates Corporation, et al.
27742	Feb. 27, 2007	812-13339	Van Eck Associates Corporation, et al.
27743	Feb. 27, 2007	812-13343	PowerShares Exchange-Traded Fund Trust, et al.
27743	Feb. 27, 2007	812-13343	PowerShares Exchange-Traded Fund Trust, et al.
27738	Feb. 23, 2007	812-13321	Integrity Life Insurance Co., et al.
27702	Feb. 16, 2007	812-13308	American Capital Strategies, Ltd.