Investment Company Act Order

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Release Number SEC Issue Date File Number Details
30500 812-13880 Royce Value Trust, Inc., et al.
30493 812-14099 Munder Series Trust, et al.
30476 812-14035 Sage Quant Management LLC, et al.
30475 813-310 Stetson Capital Fund LP and Davis Polk & Wardwell LLP
30473 812-13848 Neuberger Berman ETF Trust and Neuberger Berman Management LLC
30461 812-14033 ING Life Insurance and Annuity Company, et al.
30458 812-14114 Ivy Funds Variable Insurance Portfolios, et al.
30454 812-14079 Global X Funds, et al.
30450 812-14092 AIP Series Trust and Morgan Stanley AIP GP LP
30451 812-13976 Renaissance Capital Greenwich Funds, et al.
30452 812-13989 Krane Funds Advisors LLC., et al.
30444 812-14076 Blackstone Alternative Investment Funds, et al.
30445 812-13969 Exchange Traded Concepts Trust, et al.
30443 812-14065 The Advisors' Inner Circle Fund, et al.
30442 812-14003 Cohen & Steers Real Assets Fund, Inc., et al.
30437 812-14043 Forward Funds, et al.
30433 812-14125 Market Vectors ETF Trust, et al.
30432 812-14077 Triangle Capital Corporation
30424 812-14105 UBS AG, et al.
30423 812-14117 Emerging Global Advisors, LLC, et al.
30421 812-14027 AdvisorShares Investments, LLC and AdvisorShares Trust
30405 812-14036 AXA Equitable Life Insurance Company, et al.
30406 812-14084 Allianz Variable Insurance Products Fund of Funds Trust, et al.
30407 813-374 WINCO Investment Partnership 2008 L.P. and Winstead PC
30386 812-14082 Symetra Life Insurance Company, et al.
30387 812-14091 Securian Funds Trust, et al.
30380 812-14094 J.P. Morgan Securities LLC, et al.
30377 812-13895 First Trust Exchange-Traded Fund, et al. (Notice)
30378 812-13486 Exchange Traded Spreads Trust, et al.
30376 812-14015 Credit Suisse Opportunity Funds, et al.
30375 812-13984 Fidelity Commonwealth Trust, et al.
30352 812-13489-01 Pyxis Capital, L.P., et al.
30350 812-14042 Franklin Advisers, Inc., et al.
30349 812-13874 Yorkville ETF Trust and Yorkville ETF Advisors, LLC
30343 812-13797 AllianceBernstein Active ETFs, Inc., et al.
30344 812-14064 The Adams Express Company and Petroleum & Resources Corporation
30340 812-13959 Cambria Investment Management, L.P. and Cambria ETF Trust.
30340 812-13959 Cambria Investment Management, L.P. and Cambria ETF Trust.
30337 812-14013 ING Investments, LLC, et al.
30338 812-14040 Hatteras Variable Trust, et al.
30336 812-13726 T. Rowe Price Associates, Inc., et al.
30335 812-14059 Mutual of America Life Insurance Company, et al.
30335 812-14059 Mutual of America Life Insurance Company, et al.
30333 812-14055 PNC Capital Advisors, LLC, et al.
30334 812-14047 Lord, Abbett & Co. LLC, et al.
30318 812-14023 Foreside Advisor Services, LLC, et al.
30317 812-14026 Blackstone Alternative Alpha Fund, et al.
30314 812-13871 William Blair & Company, L.L.C. and William Blair Funds
30311 812-14105 UBS AG, et al.
30303 812-14074 Wells Fargo Bank, N.A., et al.
See Also - 30210
30301 812-14037 Columbia ETF Trust, et al.
30291 812-14006 Highland Associates, Inc. and Financial Investors Trust
30288 812-13731 Fidelity Aberdeen Street Trust, et al.
30283 812-14062 Arden Investment Series Trust and Arden Asset Management LLC
30281 812-13974 Salient Advisors, L.P. and MarketShares ETF Trust
30279 812-13740 Van Eck Funds, et al.
30271 812-14056 PNC Capital Advisors, LLC, et al.
30267 812-14050 Neuberger Berman Alternative Funds, et al.
30265 812-13757 Legg Mason ETF Trust, et al.
30263 812-14012 Trust for Professional Managers, et al.
30262 812-14019 Medley Capital Corporation, et al.
30257 812-14011 Permal Hedge Strategies Fund, et al.
30241 812-14000 PACE Select Advisors Trust and UBS Global Asset Management (Americas) Inc.
30238 812-13820 PowerShares Exchange-Traded Fund Trust, et al.
30240 812-13968 Northern Trust Investments, Inc., et al.
30233 812-13985 Financial Investors Trust, et al.
30232 812-13988-01 Neuberger Berman Alternative Funds, et al.
30231 812-13967 Wells Fargo Funds Trust, et al.
30230 812-13934 Factor Advisors, LLC, et al.
30229 812-13993 Prudential Investment Portfolios 3, et al.
30226 812-13998 Prudential Short Duration High Yield Fund, Inc., and Prudential Investments LLC
30212 812-13954 Emerging Global Advisors, LLC, et al.
30214 813-379 Alvarez & Marsal, Inc., et al.
30215 812-13933 Cash Account Trust, et al.
30210 812-14074 Wells Fargo Bank, N.A., et al.
30209 812-13990 Pruco Life Insurance Company, et al.
30209 812-13990 Pruco Life Insurance Company, et al.
30203 812-14068 ReconTrust Company, N.A., et al.
30199 812-13913 LoCorr Fund Management, LLC and LoCorr Investment Trust
30198 812-13956 IndexIQ Advisors LLC, et al.
30194 812-14024 The Hartford Mutual Funds, Inc., et al.
30182 812-13964 BlackRock Preferred Partners LLC, et al.
30172 812-13512 Cash Account Trust, et al.
30173 812-13616-09 Capital Research and Management Company, et al.
30171 812-14022 Saratoga Investment Corp., et al.
30170 813-248 P.E. Partners III, LLC, et al.
30169 812-13966 Credit Suisse Asset Management, LLC, et al.
30163 812-13906 The Dreyfus Corporation, et al.
30162 812-14005 AmericaFirst Quantitative Trust and AmericaFirst Securities, Inc.
30161 812-13957 IndexIQ Advisors LLC, et al.
30153 812-13833 AQR Capital Management, LLC, et al.
30154 812-13878 Gladstone Capital Corporation, et al.
30138 812-13900 Franklin Advisers, Inc. and Franklin Templeton International Trust
30139 812-13666 Medallion Financial Corp.
30132 812-13859-01 Hirtle Callaghan & Co., LLC and HC Capital Trust
30133 812-14008 Versus Capital Multi-Manager Real Estate Income Fund LLC and Versus Capital Advisors LLC
30129 812-13981 Precidian ETFs Trust, et al.
30127 812-13937 Arrow Investment Advisers, LLC, et al.
30122 812-14001 Hennion & Walsh, Inc. and Smart Trust
30123 812-13946 Federated Investment Management Company and Federated ETF Trust
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