Investment Company Act Order

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Release Number SEC Issue Date File Number Details
30333 812-14055 PNC Capital Advisors, LLC, et al.
30334 812-14047 Lord, Abbett & Co. LLC, et al.
30318 812-14023 Foreside Advisor Services, LLC, et al.
30317 812-14026 Blackstone Alternative Alpha Fund, et al.
30314 812-13871 William Blair & Company, L.L.C. and William Blair Funds
30311 812-14105 UBS AG, et al.
30303 812-14074 Wells Fargo Bank, N.A., et al.
See Also - 30210
30301 812-14037 Columbia ETF Trust, et al.
30291 812-14006 Highland Associates, Inc. and Financial Investors Trust
30288 812-13731 Fidelity Aberdeen Street Trust, et al.
30283 812-14062 Arden Investment Series Trust and Arden Asset Management LLC
30281 812-13974 Salient Advisors, L.P. and MarketShares ETF Trust
30279 812-13740 Van Eck Funds, et al.
30271 812-14056 PNC Capital Advisors, LLC, et al.
30267 812-14050 Neuberger Berman Alternative Funds, et al.
30265 812-13757 Legg Mason ETF Trust, et al.
30263 812-14012 Trust for Professional Managers, et al.
30262 812-14019 Medley Capital Corporation, et al.
30257 812-14011 Permal Hedge Strategies Fund, et al.
30241 812-14000 PACE Select Advisors Trust and UBS Global Asset Management (Americas) Inc.
30238 812-13820 PowerShares Exchange-Traded Fund Trust, et al.
30240 812-13968 Northern Trust Investments, Inc., et al.
30233 812-13985 Financial Investors Trust, et al.
30232 812-13988-01 Neuberger Berman Alternative Funds, et al.
30231 812-13967 Wells Fargo Funds Trust, et al.
30230 812-13934 Factor Advisors, LLC, et al.
30229 812-13993 Prudential Investment Portfolios 3, et al.
30226 812-13998 Prudential Short Duration High Yield Fund, Inc., and Prudential Investments LLC
30212 812-13954 Emerging Global Advisors, LLC, et al.
30214 813-379 Alvarez & Marsal, Inc., et al.
30215 812-13933 Cash Account Trust, et al.
30210 812-14074 Wells Fargo Bank, N.A., et al.
30209 812-13990 Pruco Life Insurance Company, et al.
30209 812-13990 Pruco Life Insurance Company, et al.
30203 812-14068 ReconTrust Company, N.A., et al.
30199 812-13913 LoCorr Fund Management, LLC and LoCorr Investment Trust
30198 812-13956 IndexIQ Advisors LLC, et al.
30194 812-14024 The Hartford Mutual Funds, Inc., et al.
30182 812-13964 BlackRock Preferred Partners LLC, et al.
30172 812-13512 Cash Account Trust, et al.
30173 812-13616-09 Capital Research and Management Company, et al.
30171 812-14022 Saratoga Investment Corp., et al.
30170 813-248 P.E. Partners III, LLC, et al.
30169 812-13966 Credit Suisse Asset Management, LLC, et al.
30163 812-13906 The Dreyfus Corporation, et al.
30162 812-14005 AmericaFirst Quantitative Trust and AmericaFirst Securities, Inc.
30161 812-13957 IndexIQ Advisors LLC, et al.
30153 812-13833 AQR Capital Management, LLC, et al.
30154 812-13878 Gladstone Capital Corporation, et al.
30138 812-13900 Franklin Advisers, Inc. and Franklin Templeton International Trust
30139 812-13666 Medallion Financial Corp.
30132 812-13859-01 Hirtle Callaghan & Co., LLC and HC Capital Trust
30133 812-14008 Versus Capital Multi-Manager Real Estate Income Fund LLC and Versus Capital Advisors LLC
30129 812-13981 Precidian ETFs Trust, et al.
30127 812-13937 Arrow Investment Advisers, LLC, et al.
30122 812-14001 Hennion & Walsh, Inc. and Smart Trust
30123 812-13946 Federated Investment Management Company and Federated ETF Trust
30123 812-13946 Federated Investment Management Company and Federated ETF Trust
30104 812-14029 Harris & Harris Group, Inc.
30096 812-13846 Van Eck VIP Trust, et al.
30091 813-194 SK Private Investment Fund 1998 LLC, et al.
30087 812-13574-01 Destra Capital Investments LLC and Destra Unit Investment Trust
30070 812-13793 Steel Partners Holdings L.P.
30067 812-13986 GPS Funds I, et al.
30068 812-13868 Northern Trust Investments, Inc., et al.
30069 812-13927 Invesco Total Property Market Income Fund, et al.
30066 812-13627 Praxis Mutual Funds, et al.
30065 812-13889 Advisors Series Trust and Orinda Asset Management, LLC
See Also - 32302
30064 812-13767 Beverly Hills Bancorp Inc.
30061 812-13785 Huntington Asset Advisors, Inc., et al.
30061 812-13785 Huntington Asset Advisors, Inc., et al.
30046 812-13778 Sunwest Rollover Member LLC
30037 813-228 Jefferies Employees Special Opportunities Partners, LLC, et al.
30035 812-13971 Domini Social Investment Trust and Domini Social Investments LLC
30030 812-13955 Columbia Funds Master Investment Trust, LLC, et al.
30031 812-13996 Forward Funds, et al.
30029 812-13795 First Trust Exchange-Traded Fund, et al.
30027 812-13313 Harris & Harris Group, Inc.
30024 812-13847 Ares Capital Corporation, et al.
30012 812-13879 Fidus Investment Corporation, et al.
30010 812-13493 American Capital, Ltd., et al.
30011 812-13882 Kohlberg Capital Corporation
30009 812-13787 Medley Capital Corporation, et al.
30033 812-14007 Capital Research and Management Company, et al.
29979 812-13962 Pacific Life Insurance Company, et al.
29970 812-13950 Henderson Global Funds, et al.
29971 812-13983 DoubleLine Capital LP and DoubleLine Funds Trust
29972 812-13634 Rand Capital Corporation, et al.
29967 812-13982 Northwestern Mutual Series Fund, Inc. and Mason Street Advisors, LLC
29951 812-13965 Preservation Trust Advisors, LLC and Northern Lights Fund Trust
29952 812-13994 GE Asset Management Incorporated, et al.
29949 812-13921 Incapital LLC and Incapital Unit Trust
29946 812-13804 Main Street Capital Corporation, et al.
29947 812-13903 New York Life Insurance & Annuity Company, et al.
29947 812-13903 New York Life Insurance & Annuity Company, et al.
29940 812-13857 Central Securities Corporation
29925 812-13781 Cantilever Capital, LLC and Cantilever Group, LLC
29921 812-13777 Rio Tinto plc and Rio Tinto Limited
29918 812-13478 Highland Capital Management, L.P., et al.
29918 812-13478 Highland Capital Management, L.P., et al.
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