Investment Company Act Order

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Release Number SEC Issue Date File Number Details
30913 812-14215 Nuveen Real Estate Income Fund and Nuveen Fund Advisors, LLC
30909 812-14199 Prospect Capital Corporation, et al.
30889 812-14153 IndexIQ ETF Trust, et al.
30888 812-14053 IndexIQ ETF Trust, et al.
30857 812-14198 Forethought Variable Insurance Trust, et al.
30854 812-14101 Catalyst Capital Advisors LLC and Mutual Fund Series Trust
30853 812-14090 Wells Fargo Funds Trust, et al.
30852 812-14154 Compass Efficient Model Portfolios, LLC
30848 812-13825 American Beacon Funds, et al.
30850 812-14158 Minnesota Life Insurance Company, et al.
30849 812-14201 VTL Associates, LLC, et al.
30846 812-14157 Arrow Investment Advisors, LLC and Arrow Investments Trust
30842 812-14232 RBS Securities Inc. and Citizens Investment Advisors
30833 812-14179 Horizons ETFs Management (USA) LLC and Horizons ETF Trust
30827 812-14204 AIM Growth Series (Invesco Growth Series, et al.)
30824 812-14131 Ranger Alternative Management, L.P. and Ranger Funds Investment Trust
30825 812-14212 ETFis Series Trust I, et al.
30826 812-14238 WisdomTree Trust, et al.
30823 812-14130 Altegris Advisors, L.L.C., et al.
30822 812-14151-04 Guggenheim Equal Weight Enhanced Equity Income Fund and Guggenheim Funds Investment Advisers, LLC
30816 812-14133 Transamerica Life Insurance Company, et al.
30811 812-14004 DBX ETF Trust, et al.
30812 812-14185 OFS Capital Corporation, et al.
30806 812-14202 Cambria ETF Trust, et al.
30807 812-14020 Medley Capital Corporation, et al.
30789 812-14200 VTL Associates, LLC, et al.
30787 812-14189 Ameritas Life Insurance Corp., et al.
30782 812-14175 Syntax Analytics, LLC and Syntax ETF Trust
30781 812-14152 Arden Investment Series Trust, et al.
30777 812-14141 Pacific Life Insurance Company, et al
30755 812-14188 U.S. Global Investors, Inc., et al.
30754 812-14061 Stellus Capital Investment Corporation, et al.
30750 812-14183 Forethought Variable Insurance Trust, et al.
30749 812-14108 Variable Insurance Trust, et al.
30751 812-14137 Guinness Atkinson Asset Management, Inc., et al.
30748 812-14143 The KP Funds and Callan Associates Inc.
30742 812-14136 Principal Management Corporation, et al.
30698 812-14167 Franklin Templeton International Trust, et al.
30699 812-13973 American General Life Insurance Company, et al.
30695 812-14178 Horizons ETFs Management (USA) LLC and Horizons ETF Trust
30691 812-14129 Equinox Funds Trust, et al.
30690 812-14128 The Northwestern Mutual Life Insurance Company, et al.
30690 812-14128 The Northwestern Mutual Life Insurance Company, et al.
30685 812-14176 Wells Fargo Bank, N.A., et al.
30684 812-14155 Aspiriant Global Equity Trust and Aspiriant, LLC
30678 812-14145 ERNY Financial ETF Trust, et al.
30676 812-14048 GENCAP Strategies LLC, et al.
30677 812-14071 Ranger Alternative Management, L.P. and Ranger Funds Investment Trust
30674 812-13963 Exchange Traded Concepts, LLC, et al.
30654 812-13942 NGAM Advisors, L.P., et al.
30653 812-14169 Calamos Advisors LLC, et al.
30648 812-14110 Grosvenor Alternative Funds Master Trust, et al.
30641 812-14118 Bridge Builder Trust, et al.
30643 812-13941 NGAM Advisors, L.P., et al.
30645 812-14150 FlexShares Trust, et al.
30637 813-383 Citadel LLC, et al.
30638 812-14096 BofA Funds Series Trust, et al.
30608 812-13637 The Dreyfus Corporation, et al.
30610 812-14088 First Trust Exchange-Traded Fund, et al.
30605 812-14087 ProShare Advisors LLC, et al.
30606 812-14009 Charles Schwab Investment Management, Inc., et al.
30607 812-14080 ETF Issuer Solutions Inc., et al.
30609 813-180-09 Invesco Advisers, Inc., et al.
30604 812-14164 Harris & Harris Group, Inc.
30603 812-14111 ING Investments, LLC, et al.
30602 812-14066 ACS Wireless, Inc
30601 812-14109 American Family Life Insurance Company, et al.
30600 812-14176 Wells Fargo Bank, N.A., et al.
30596 812-14121 Transparent Value Trust, et al.
30597 812-14046 Sigma Investment Advisors, LLC, et al.
30598 812-13991 Guggenheim Funds Investment Advisors, LLC, et al.
30588 812-13881 Compass Efficient Model Portfolios, LLC, et al.
30587 812-14070 First Trust Exchange-Traded Fund, et al.
30586 812-14142 KP Funds, et al.
30561 812-13877 ASA Gold and Precious Metals Limited
30562 812-14041 ProShares Advisors LLC, et al.
30556 812-13783 Frank Russell Company, et al.
30554 812-14098 Financial Investors Trust and Hanson McClain Strategic Advisors, Inc.
30555 812-14085 LocalShares Investment Trust, et al.
30553 812-13884 ALPS ETF Trust, et al.
30552 812-14146 ERNY Financial ETF Trust and ERNY Financial Advisors, LLC
30547 812-14089 CPG Carlyle Private Equity Fund, LLC, et al.
30549 812-13915 Forum Investment Advisors, LLC, et al.
30548 812-13665 FS Investment Corporation, et al.
30542 812-14078 Goldman Sachs Trust II, et al.
30543 812-13886 Millington Exchange Traded MAVINS Fund, LLC and Millington Securities, Inc.
30541 812-14135 Beverly Hills Bancorp Inc.
30526 812-13844 Corporate Capital Trust, Inc., et al.
30522 812-14075 Goldman Sachs Trust, et al.
30516 812-14081 Symetra Mutual Funds Trust, et al.
30517 812-14063 Lincoln National Life Insurance Company, et al
30517 812-14063 Lincoln National Life Insurance Company, et al
30518 812-13734 John Hancock Exchange-Traded Fund Trust, et al.
30520 813-370 JPMorgan Chase & Co., et al.
30513 812-14104 Fidelity Merrimack Street Trust, et al.
30510 812-14113 Trust for Professional Managers and Aurora Investment Management L.L.C.
30509 812-14148 The Royal Bank of Scotland plc, et al.
30506 812-13887 Millington Securities, Inc. and Millington Exchange Traded MAVINS Fund, LLC
30501 812-14054 TSC Distributors LLC and TSC UITS
30499 812-14034 Royce Focus Trust, Inc., et al.
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