Investment Company Act Order

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Release Number SEC Issue Date File Number Details
30690 812-14128 The Northwestern Mutual Life Insurance Company, et al.
30685 812-14176 Wells Fargo Bank, N.A., et al.
30684 812-14155 Aspiriant Global Equity Trust and Aspiriant, LLC
30678 812-14145 ERNY Financial ETF Trust, et al.
30676 812-14048 GENCAP Strategies LLC, et al.
30677 812-14071 Ranger Alternative Management, L.P. and Ranger Funds Investment Trust
30674 812-13963 Exchange Traded Concepts, LLC, et al.
30654 812-13942 NGAM Advisors, L.P., et al.
30653 812-14169 Calamos Advisors LLC, et al.
30648 812-14110 Grosvenor Alternative Funds Master Trust, et al.
30641 812-14118 Bridge Builder Trust, et al.
30643 812-13941 NGAM Advisors, L.P., et al.
30645 812-14150 FlexShares Trust, et al.
30637 813-383 Citadel LLC, et al.
30638 812-14096 BofA Funds Series Trust, et al.
30608 812-13637 The Dreyfus Corporation, et al.
30610 812-14088 First Trust Exchange-Traded Fund, et al.
30605 812-14087 ProShare Advisors LLC, et al.
30606 812-14009 Charles Schwab Investment Management, Inc., et al.
30607 812-14080 ETF Issuer Solutions Inc., et al.
30609 813-180-09 Invesco Advisers, Inc., et al.
30604 812-14164 Harris & Harris Group, Inc.
30603 812-14111 ING Investments, LLC, et al.
30602 812-14066 ACS Wireless, Inc
30601 812-14109 American Family Life Insurance Company, et al.
30600 812-14176 Wells Fargo Bank, N.A., et al.
30596 812-14121 Transparent Value Trust, et al.
30597 812-14046 Sigma Investment Advisors, LLC, et al.
30598 812-13991 Guggenheim Funds Investment Advisors, LLC, et al.
30588 812-13881 Compass Efficient Model Portfolios, LLC, et al.
30587 812-14070 First Trust Exchange-Traded Fund, et al.
30586 812-14142 KP Funds, et al.
30561 812-13877 ASA Gold and Precious Metals Limited
30562 812-14041 ProShares Advisors LLC, et al.
30556 812-13783 Frank Russell Company, et al.
30554 812-14098 Financial Investors Trust and Hanson McClain Strategic Advisors, Inc.
30555 812-14085 LocalShares Investment Trust, et al.
30553 812-13884 ALPS ETF Trust, et al.
30552 812-14146 ERNY Financial ETF Trust and ERNY Financial Advisors, LLC
30547 812-14089 CPG Carlyle Private Equity Fund, LLC, et al.
30549 812-13915 Forum Investment Advisors, LLC, et al.
30548 812-13665 FS Investment Corporation, et al.
30542 812-14078 Goldman Sachs Trust II, et al.
30543 812-13886 Millington Exchange Traded MAVINS Fund, LLC and Millington Securities, Inc.
30541 812-14135 Beverly Hills Bancorp Inc.
30526 812-13844 Corporate Capital Trust, Inc., et al.
30522 812-14075 Goldman Sachs Trust, et al.
30516 812-14081 Symetra Mutual Funds Trust, et al.
30517 812-14063 Lincoln National Life Insurance Company, et al
30517 812-14063 Lincoln National Life Insurance Company, et al
30518 812-13734 John Hancock Exchange-Traded Fund Trust, et al.
30520 813-370 JPMorgan Chase & Co., et al.
30513 812-14104 Fidelity Merrimack Street Trust, et al.
30510 812-14113 Trust for Professional Managers and Aurora Investment Management L.L.C.
30509 812-14148 The Royal Bank of Scotland plc, et al.
30506 812-13887 Millington Securities, Inc. and Millington Exchange Traded MAVINS Fund, LLC
30501 812-14054 TSC Distributors LLC and TSC UITS
30499 812-14034 Royce Focus Trust, Inc., et al.
30500 812-13880 Royce Value Trust, Inc., et al.
30493 812-14099 Munder Series Trust, et al.
30476 812-14035 Sage Quant Management LLC, et al.
30475 813-310 Stetson Capital Fund LP and Davis Polk & Wardwell LLP
30473 812-13848 Neuberger Berman ETF Trust and Neuberger Berman Management LLC
30461 812-14033 ING Life Insurance and Annuity Company, et al.
30458 812-14114 Ivy Funds Variable Insurance Portfolios, et al.
30454 812-14079 Global X Funds, et al.
30450 812-14092 AIP Series Trust and Morgan Stanley AIP GP LP
30451 812-13976 Renaissance Capital Greenwich Funds, et al.
30452 812-13989 Krane Funds Advisors LLC., et al.
30444 812-14076 Blackstone Alternative Investment Funds, et al.
30445 812-13969 Exchange Traded Concepts Trust, et al.
30443 812-14065 The Advisors' Inner Circle Fund, et al.
30442 812-14003 Cohen & Steers Real Assets Fund, Inc., et al.
30437 812-14043 Forward Funds, et al.
30433 812-14125 Market Vectors ETF Trust, et al.
30432 812-14077 Triangle Capital Corporation
30424 812-14105 UBS AG, et al.
30423 812-14117 Emerging Global Advisors, LLC, et al.
30421 812-14027 AdvisorShares Investments, LLC and AdvisorShares Trust
30405 812-14036 AXA Equitable Life Insurance Company, et al.
30406 812-14084 Allianz Variable Insurance Products Fund of Funds Trust, et al.
30407 813-374 WINCO Investment Partnership 2008 L.P. and Winstead PC
30386 812-14082 Symetra Life Insurance Company, et al.
30387 812-14091 Securian Funds Trust, et al.
30380 812-14094 J.P. Morgan Securities LLC, et al.
30377 812-13895 First Trust Exchange-Traded Fund, et al. (Notice)
30378 812-13486 Exchange Traded Spreads Trust, et al.
30376 812-14015 Credit Suisse Opportunity Funds, et al.
30375 812-13984 Fidelity Commonwealth Trust, et al.
30352 812-13489-01 Pyxis Capital, L.P., et al.
30350 812-14042 Franklin Advisers, Inc., et al.
30349 812-13874 Yorkville ETF Trust and Yorkville ETF Advisors, LLC
30343 812-13797 AllianceBernstein Active ETFs, Inc., et al.
30344 812-14064 The Adams Express Company and Petroleum & Resources Corporation
30340 812-13959 Cambria Investment Management, L.P. and Cambria ETF Trust.
30340 812-13959 Cambria Investment Management, L.P. and Cambria ETF Trust.
30337 812-14013 ING Investments, LLC, et al.
30338 812-14040 Hatteras Variable Trust, et al.
30336 812-13726 T. Rowe Price Associates, Inc., et al.
30335 812-14059 Mutual of America Life Insurance Company, et al.
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