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Release Number	SEC Issue Date	File Number	Details
31327	Nov. 4, 2014	812-14304	Eaton Vance Distributors, Inc. and Eaton Vance Unit Trust
31326	Nov. 3, 2014	812-14177	DBX ETF Trust, et al.
31323	Oct. 31, 2014	812-14250	Managed Portfolio Series, et al.
31323	Oct. 31, 2014	812-14250	Managed Portfolio Series, et al.
31299	Oct. 21, 2014	812-14289	Northern Trust Investments, Inc., et al.
31297	Oct. 20, 2014	812-14270	JNL Series Trust, et al.
31295	Oct. 20, 2014	812-14252	Great-West Funds, Inc., et al.
31286	Oct. 15, 2014	812-14028	Monroe Capital Corporation, et al.
31285	Oct. 14, 2014	812-14293	Evanston Alternative Opportunities Fund and Evanston Capital Management, LLC.
31279	Oct. 7, 2014	812-14240	BNY Mellon Funds Trust, et al.
31278	Oct. 7, 2014	812-14291	SSgA Mastertrust and SSgA Funds Management, Inc.
31277	Oct. 7, 2014	812-14322	Validea Capital Management, LLC, et al.
31274	Oct. 2, 2014	812-14242	Monroe Capital Corporation, et al.
31284	Oct. 1, 2014	812-14251	Persimmon Capital Management LP and Northern Lights Fund Trust III
31271	Sept. 30, 2014	812-14317	Harris & Harris Group, Inc.
31270	Sept. 30, 2014	812-14320	Garrison Capital, Inc., et al.
31269	Sept. 29, 2014	812-14173	Eagle Capital Appreciation Fund, et al.
31254	Sept. 23, 2014	812-14032	Northern Lights Fund Trust II and North Peak Asset Management LLC
31251	Sept. 16, 2014	812-14288	American Fidelity Assurance Company, et al.
31248	Sept. 9, 2014	812-14308	Innovator Management LLC and Academy Funds Trust
31247	Sept. 9, 2014	812-14132	Fifth Street Finance Corp., et al.
31244	Sept. 8, 2014	812-14138	Principal Funds, Inc., et al.
31238	Sept. 3, 2014	812-13970	Citigroup Global Markets Inc., et al.
31224	Aug. 27, 2014	812-14306	H&Q Healthcare Investors, et al.
31215	Aug. 19, 2014	812-14314	Steben Alternative Investment Funds and Steben & Company, Inc.
31214	Aug. 19, 2014	812-14298	TrimTabs Asset Management, LLC, et al.
31216	Aug. 19, 2014	812-14290	The New Ireland Fund, Inc. and Kleinwort Benson Investors International Ltd.
31213	Aug. 15, 2014	811-07528	Special Opportunities Fund, Inc. See Also - Inc. Application
31207	Aug. 12, 2014	812-14253	FundVantage Trust, et al.
31205	Aug. 12, 2014	812-14323	Wells Fargo Funds Management, LLC and Wells Fargo Exchange-Traded Funds Trust
31206	Aug. 12, 2014	812-14249	Stellus Capital Investment Corporation, et al.
31204	Aug. 11, 2014	812-14305	College Retirement Equities Fund, et al.
31193	July 30, 2014	812-14217	BMO Funds, Inc., et al.
31190	July 29, 2014	812-14284	KraneShares Trust and Krane Funds Advisors, LLC
31192A	July 29, 2014	812-14294	Janus Investment Fund, et al.
31191	July 29, 2014	812-14222	American Capital, Ltd., et al.
31189	July 28, 2014	812-14196	Altegris Advisors L.L.C. and Northern Lights Fund Trust; Notice of Application Federal Register version (79 FR 44873)
31188	July 28, 2014	812-14327	BNP Paribas S.A., et al.
31187	July 28, 2014	812-14195	Solar Capital Ltd., et al.
31164	July 22, 2014	812-14265	Rothschild Larch Lane Management Company LLC and The Advisors' Inner Circle Fund III
31162	July 22, 2014	812-14244	Resource Real Estate Diversified Income Fund and Resource Real Estate, Inc.
31163	July 22, 2014	812-14277	USCF Equity Trust, et al.
31154	July 15, 2014	812-14297	Northern Lights Fund Trust, et al.
31155	July 15, 2014	812-14263	Elkhorn Investments, LLC and Elkhorn ETF Trust
31157	July 15, 2014	812-14230	Cohen & Steers ETF Trust, et al.,
31158	July 15, 2014	812-14262	Elkhorn Investments, LLC and Elkhorn ETF Trust
31153	July 14, 2014	812-14241	Global X Funds, Global X Management Company LLC, and Sei Investments Distribution Company
31150	July 8, 2014	812-14274	Absolute Shares Trust, et al.
31152	July 8, 2014	812-14120	WhiteHorse Finance, Inc., et al.
31142	July 1, 2014	812-13951	Valmark Advisers, Inc. and Northern Lights Variable Trust
31141	July 1, 2014	813-382	Kohlberg Kravis Roberts & Co. L.P., et al.
31138	June 30, 2014	812-14216	Ivy Funds, et al.
31137	June 30, 2014	812-14156	Fidus Investment Corporation, et al.
31135	June 26, 2014	812-14209	Marketshares ETF Trust, et al.
31132	June 25, 2014	812-14273	BMO Funds, Inc., et al.
31095	June 24, 2014	812-14267	Prudential Investments LLC, et al.
31088	June 19, 2014	811-02815	Copley Fund, Inc.
31086	June 17, 2014	812-14276	Morgan Stanley Smith Barney LLC and Morgan Stanley Global Investment Solutions
31082	June 16, 2014	812-14313	Credit Suisse Asset Management, LLC, et al.
31083	June 16, 2014	812-14280	Beverly Hills Bancorp Inc.
31075	June 10, 2014	812-14147	Partners Group Private Equity (Master Fund, LLC and Partners Group (USA) Inc.
31074	June 10, 2014	812-14239	Capitala Finance Corp., et al.
31052	May 21, 2014	812-14144	Steben Select Multi-Strategy Fund and Steben & Company, Inc.
31045	May 13, 2014	812-14058	Matthews A Share Selections Fund, LLC, et al.
31044	May 13, 2014	812-13597	Vanguard Admiral Funds, et al.
31043	May 13, 2014	812-14261	Elkhorn Securities, LLC and Elkhorn Unit Trust
31042	May 13, 2014	813-336	UBS AG, et al.
31040	May 6, 2014	812-14210	Ivy Funds, et al.
31039	May 6, 2014	812-14225	ALPS ETF Trust, ALPS Advisors, Inc., ALPS Distributors, Inc., and ALPS Portfolio Solutions Distributor, Inc.
31038	May 5, 2014	812-14243	Professionally Managed Portfolios and Balter Liquid Alternatives, LLC
31033	April 29, 2014	812-14197	FundVantage Trust, et al
31032	April 29, 2014	812-14269	Direxion Shares ETF Trust, et al
31034	April 29, 2014	812-14172	ARK ETF Trust, et al.
31028	April 24, 2014	812-14203	Minnesota Life Insurance Company, et al.
31028	April 24, 2014	812-14203	Minnesota Life Insurance Company, et al.
31023	April 22, 2014	812-14221	MetLife Insurance Company of Connecticut, et al.
31018	April 16, 2014	812-14245	Empowered Funds, LLC and Empowered Funds ETF Trust
31014	April 15, 2014	812-14231	Virtus Alternative Solutions Trust and Virtus Alternative Investment Advisers, Inc.
31015	April 15, 2014	812-14134	PennantPark Investment Corp., et al.
31016	April 15, 2014	812-14016	HMS Income Fund, Inc., et al.
31001	April 2, 2014	812-14208	DFA Investment Dimensions Group Inc., et al.
30991	March 25, 2014	812-14282	Hatteras Alternative Mutual Funds Trust, et al.
30990	March 24, 2014	812-14127	Legg Mason Partners Equity Trust, et al.
30987	March 21, 2014	812-14229	Cohen & Steers Capital Management, Inc., et al.
30983	March 18, 2014	812-14160	RiverNorth Funds, et al.
30978	March 11, 2014	812-14237	Acacia Asset Management LLC and Acacia Trust
30975	March 7, 2014	812-14205	Emerging Global Advisors, LLC, et al.
30974	March 5, 2014	812-14260	Elkhorn Securities, LLC and Elkhorn Unit Trust
30973	March 4, 2014	812-14124	KKR Series Trust and Prisma Capital Partners LP
30970	Feb. 28, 2014	812-14211	The Gabelli Dividend & Income Trust, et al.
30967	Feb. 26, 2014	812-14224	T. Rowe Price Global Allocation Fund, Inc. et al.
30968	Feb. 26, 2014	812-14161	NF Investment Corp., et al.
30925	Feb. 24, 2014	812-14182	The Ohio National Life Insurance Company, et al.
30927	Feb. 24, 2014	812-13760	J.P. Morgan Exchange-Traded Fund Trust, et al.
30921	Feb. 19, 2014	812-14140	USAA Asset Management Company, et al.
30916	Feb. 11, 2014	812-14060	Cornerstone Advisors Inc. and The Advisors' Inner Circle Fund
30911	Feb. 11, 2014	812-14228	Multi-Strategy Growth & Income Fund, et al.
30912	Feb. 11, 2014	812-14184	Total Income+ Real Estate Fund, et al.
30917	Feb. 11, 2014	812-14218	ALPS Series Trust, Brinker Capital, Inc. and ALPS Distributors, Inc.
30914	Feb. 11, 2014	812-14181	American Pension Investors Trust, et al.