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Investment Company Act Order

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Release Number	SEC Issue Date	File Number	Details
31466	Feb. 23, 2015	812-14362	Goldman Sachs ETF Trust, et al.
31456	Feb. 12, 2015	812-14350	Wilshire Mutual Funds, Inc., et al.
31445	Feb. 3, 2015	812-14266	Context Capital Advisers, LLC and Context Capital Funds
31443	Feb. 3, 2015	812-14355	Forum Funds II, et al.
31438	Jan. 30, 2015	812-14381	Morgan Stanley Smith Barney LLC and Morgan Stanley Global Investment Solutions
31422	Jan. 20, 2015	812-14347	Pacer Funds Trust, et al.
31412	Jan. 13, 2015	812-13961	SSgA Funds Management, Inc., et al.
31413	Jan. 13, 2015	812-14345	Forum Funds II and Acuitas Investments, LLC
31414	Jan. 13, 2015	812-14344	Forum Funds II and CVR Portfolio Funds LLC
31411	Jan. 13, 2015	812-14403	Royal Bank of Canada, et al.
31410	Jan. 13, 2015	812-14393	Montage Managers Trust, et al.
31409	Jan. 12, 2015	812-14097	Garrison Capital Inc., et al.
31405	Jan. 6, 2015	812-14093	Morgan Creek Global Equity Long/Short Institutional Fund, et al.
31406	Jan. 6, 2015	812-14333	ACAP Strategic Fund and SilverBay Capital Management LLC
31403	Dec. 30, 2014	812-14283	Dreyfus ETF Trust, et al.
31401	Dec. 29, 2014	812-14264	Elkhorn Investments, LLC and Elkhorn ETF Trust
31400	Dec. 24, 2014	812-14328	Alternative Strategies Fund and Ladenburg Thalmann Asset Management, Inc.
31396	Dec. 23, 2014	812-14331	MUFG Union Bank, N.A.
31397	Dec. 23, 2014	812-14390	Banc of America Mortgage Securities, Inc, et al.
31395	Dec. 22, 2014	812-14292	ETF Securities Advisors LLC, et al.
31377	Dec. 16, 2014	812-14159	Advanced Series Trust, et al.
31380	Dec. 16, 2014	812-14318	Lattice Strategies, LLC, et al.
31376	Dec. 16, 2014	813-366	BlackRock, Inc., et al.
31379	Dec. 16, 2014	812-13980	TPG Specialty Lending, Inc., et al.
31364	Dec. 3, 2014	812-14236	AllianceBernstein Cap Fund, Inc., et al.
31362	Dec. 2, 2014	812-14329	American Century Capital Portfolios, Inc. and American Century Investment Management, Inc.
31361	Dec. 2, 2014	812-14139	Eaton Vance Management, et al.
31358	Nov. 25, 2014	812-14296	Tennenbaum Opportunities Fund V, LLC, et al.
31345	Nov. 24, 2014	812-14227	Alliancebernstein Multi-Manager Alternative Fund, et al.
31340	Nov. 19, 2014	812-14271	ETF Securities Advisors LLC, et al.
31339	Nov. 18, 2014	812-14332	Angel Oak Funds Trust and Angel Oak Capital Advisors, LLC
31336	Nov. 14, 2014	812-14116	Precidian ETFs Trust, et al.
31337	Nov. 14, 2014	812-13953	Spruce ETF Trust, et al.
31335	Nov. 12, 2014	812-13784	BlackRock Advisors, LLC, et al.
31334	Nov. 12, 2014	812-14295	Principal Real Estate Income Fund and Alps Advisors, Inc.
31331	Nov. 5, 2014	812-14226	SunAmerica Series Trust, et al.
31329	Nov. 5, 2014	812-14279	New Mountain Finance Corporation, et al.
31327	Nov. 4, 2014	812-14304	Eaton Vance Distributors, Inc. and Eaton Vance Unit Trust
31326	Nov. 3, 2014	812-14177	DBX ETF Trust, et al.
31323	Oct. 31, 2014	812-14250	Managed Portfolio Series, et al.
31323	Oct. 31, 2014	812-14250	Managed Portfolio Series, et al.
31299	Oct. 21, 2014	812-14289	Northern Trust Investments, Inc., et al.
31297	Oct. 20, 2014	812-14270	JNL Series Trust, et al.
31295	Oct. 20, 2014	812-14252	Great-West Funds, Inc., et al.
31286	Oct. 15, 2014	812-14028	Monroe Capital Corporation, et al.
31285	Oct. 14, 2014	812-14293	Evanston Alternative Opportunities Fund and Evanston Capital Management, LLC.
31279	Oct. 7, 2014	812-14240	BNY Mellon Funds Trust, et al.
31278	Oct. 7, 2014	812-14291	SSgA Mastertrust and SSgA Funds Management, Inc.
31277	Oct. 7, 2014	812-14322	Validea Capital Management, LLC, et al.
31274	Oct. 2, 2014	812-14242	Monroe Capital Corporation, et al.
31284	Oct. 1, 2014	812-14251	Persimmon Capital Management LP and Northern Lights Fund Trust III
31271	Sept. 30, 2014	812-14317	Harris & Harris Group, Inc.
31270	Sept. 30, 2014	812-14320	Garrison Capital, Inc., et al.
31269	Sept. 29, 2014	812-14173	Eagle Capital Appreciation Fund, et al.
31254	Sept. 23, 2014	812-14032	Northern Lights Fund Trust II and North Peak Asset Management LLC
31251	Sept. 16, 2014	812-14288	American Fidelity Assurance Company, et al.
31248	Sept. 9, 2014	812-14308	Innovator Management LLC and Academy Funds Trust
31247	Sept. 9, 2014	812-14132	Fifth Street Finance Corp., et al.
31244	Sept. 8, 2014	812-14138	Principal Funds, Inc., et al.
31238	Sept. 3, 2014	812-13970	Citigroup Global Markets Inc., et al.
31224	Aug. 27, 2014	812-14306	H&Q Healthcare Investors, et al.
31215	Aug. 19, 2014	812-14314	Steben Alternative Investment Funds and Steben & Company, Inc.
31214	Aug. 19, 2014	812-14298	TrimTabs Asset Management, LLC, et al.
31216	Aug. 19, 2014	812-14290	The New Ireland Fund, Inc. and Kleinwort Benson Investors International Ltd.
31213	Aug. 15, 2014	811-07528	Special Opportunities Fund, Inc. See Also - Inc. Application
31207	Aug. 12, 2014	812-14253	FundVantage Trust, et al.
31205	Aug. 12, 2014	812-14323	Wells Fargo Funds Management, LLC and Wells Fargo Exchange-Traded Funds Trust
31206	Aug. 12, 2014	812-14249	Stellus Capital Investment Corporation, et al.
31204	Aug. 11, 2014	812-14305	College Retirement Equities Fund, et al.
31193	July 30, 2014	812-14217	BMO Funds, Inc., et al.
31190	July 29, 2014	812-14284	KraneShares Trust and Krane Funds Advisors, LLC
31192A	July 29, 2014	812-14294	Janus Investment Fund, et al.
31191	July 29, 2014	812-14222	American Capital, Ltd., et al.
31189	July 28, 2014	812-14196	Altegris Advisors L.L.C. and Northern Lights Fund Trust; Notice of Application Federal Register version (79 FR 44873)
31188	July 28, 2014	812-14327	BNP Paribas S.A., et al.
31187	July 28, 2014	812-14195	Solar Capital Ltd., et al.
31164	July 22, 2014	812-14265	Rothschild Larch Lane Management Company LLC and The Advisors' Inner Circle Fund III
31162	July 22, 2014	812-14244	Resource Real Estate Diversified Income Fund and Resource Real Estate, Inc.
31163	July 22, 2014	812-14277	USCF Equity Trust, et al.
31154	July 15, 2014	812-14297	Northern Lights Fund Trust, et al.
31155	July 15, 2014	812-14263	Elkhorn Investments, LLC and Elkhorn ETF Trust
31157	July 15, 2014	812-14230	Cohen & Steers ETF Trust, et al.,
31158	July 15, 2014	812-14262	Elkhorn Investments, LLC and Elkhorn ETF Trust
31153	July 14, 2014	812-14241	Global X Funds, Global X Management Company LLC, and Sei Investments Distribution Company
31150	July 8, 2014	812-14274	Absolute Shares Trust, et al.
31152	July 8, 2014	812-14120	WhiteHorse Finance, Inc., et al.
31142	July 1, 2014	812-13951	Valmark Advisers, Inc. and Northern Lights Variable Trust
31141	July 1, 2014	813-382	Kohlberg Kravis Roberts & Co. L.P., et al.
31138	June 30, 2014	812-14216	Ivy Funds, et al.
31137	June 30, 2014	812-14156	Fidus Investment Corporation, et al.
31135	June 26, 2014	812-14209	Marketshares ETF Trust, et al.
31132	June 25, 2014	812-14273	BMO Funds, Inc., et al.
31095	June 24, 2014	812-14267	Prudential Investments LLC, et al.
31088	June 19, 2014	811-02815	Copley Fund, Inc.
31086	June 17, 2014	812-14276	Morgan Stanley Smith Barney LLC and Morgan Stanley Global Investment Solutions
31082	June 16, 2014	812-14313	Credit Suisse Asset Management, LLC, et al.
31083	June 16, 2014	812-14280	Beverly Hills Bancorp Inc.
31075	June 10, 2014	812-14147	Partners Group Private Equity (Master Fund, LLC and Partners Group (USA) Inc.
31074	June 10, 2014	812-14239	Capitala Finance Corp., et al.
31052	May 21, 2014	812-14144	Steben Select Multi-Strategy Fund and Steben & Company, Inc.