Investment Company Act Order

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Release Number SEC Issue Date File Number Details
31154 812-14297 Northern Lights Fund Trust, et al.
31155 812-14263 Elkhorn Investments, LLC and Elkhorn ETF Trust
31157 812-14230 Cohen & Steers ETF Trust, et al.,
31158 812-14262 Elkhorn Investments, LLC and Elkhorn ETF Trust
31153 812-14241 Global X Funds, Global X Management Company LLC, and Sei Investments Distribution Company
31150 812-14274 Absolute Shares Trust, et al.
31152 812-14120 WhiteHorse Finance, Inc., et al.
31142 812-13951 Valmark Advisers, Inc. and Northern Lights Variable Trust
31141 813-382 Kohlberg Kravis Roberts & Co. L.P., et al.
31138 812-14216 Ivy Funds, et al.
31137 812-14156 Fidus Investment Corporation, et al.
31135 812-14209 Marketshares ETF Trust, et al.
31132 812-14273 BMO Funds, Inc., et al.
31095 812-14267 Prudential Investments LLC, et al.
31088 811-02815 Copley Fund, Inc.
31086 812-14276 Morgan Stanley Smith Barney LLC and Morgan Stanley Global Investment Solutions
31082 812-14313 Credit Suisse Asset Management, LLC, et al.
31083 812-14280 Beverly Hills Bancorp Inc.
31075 812-14147 Partners Group Private Equity (Master Fund, LLC and Partners Group (USA) Inc.
31074 812-14239 Capitala Finance Corp., et al.
31052 812-14144 Steben Select Multi-Strategy Fund and Steben & Company, Inc.
31045 812-14058 Matthews A Share Selections Fund, LLC, et al.
31044 812-13597 Vanguard Admiral Funds, et al.
31043 812-14261 Elkhorn Securities, LLC and Elkhorn Unit Trust
31042 813-336 UBS AG, et al.
31040 812-14210 Ivy Funds, et al.
31039 812-14225 ALPS ETF Trust, ALPS Advisors, Inc., ALPS Distributors, Inc., and ALPS Portfolio Solutions Distributor, Inc.
31038 812-14243 Professionally Managed Portfolios and Balter Liquid Alternatives, LLC
31033 812-14197 FundVantage Trust, et al
31032 812-14269 Direxion Shares ETF Trust, et al
31034 812-14172 ARK ETF Trust, et al.
31028 812-14203 Minnesota Life Insurance Company, et al.
31028 812-14203 Minnesota Life Insurance Company, et al.
31023 812-14221 MetLife Insurance Company of Connecticut, et al.
31018 812-14245 Empowered Funds, LLC and Empowered Funds ETF Trust
31014 812-14231 Virtus Alternative Solutions Trust and Virtus Alternative Investment Advisers, Inc.
31015 812-14134 PennantPark Investment Corp., et al.
31016 812-14016 HMS Income Fund, Inc., et al.
31001 812-14208 DFA Investment Dimensions Group Inc., et al.
30991 812-14282 Hatteras Alternative Mutual Funds Trust, et al.
30990 812-14127 Legg Mason Partners Equity Trust, et al.
30987 812-14229 Cohen & Steers Capital Management, Inc., et al.
30983 812-14160 RiverNorth Funds, et al.
30978 812-14237 Acacia Asset Management LLC and Acacia Trust
30975 812-14205 Emerging Global Advisors, LLC, et al.
30974 812-14260 Elkhorn Securities, LLC and Elkhorn Unit Trust
30973 812-14124 KKR Series Trust and Prisma Capital Partners LP
30970 812-14211 The Gabelli Dividend & Income Trust, et al.
30967 812-14224 T. Rowe Price Global Allocation Fund, Inc. et al.
30968 812-14161 NF Investment Corp., et al.
30925 812-14182 The Ohio National Life Insurance Company, et al.
30927 812-13760 J.P. Morgan Exchange-Traded Fund Trust, et al.
30921 812-14140 USAA Asset Management Company, et al.
30916 812-14060 Cornerstone Advisors Inc. and The Advisors' Inner Circle Fund
30911 812-14228 Multi-Strategy Growth & Income Fund, et al.
30912 812-14184 Total Income+ Real Estate Fund, et al.
30917 812-14218 ALPS Series Trust, Brinker Capital, Inc. and ALPS Distributors, Inc.
30914 812-14181 American Pension Investors Trust, et al.
30913 812-14215 Nuveen Real Estate Income Fund and Nuveen Fund Advisors, LLC
30909 812-14199 Prospect Capital Corporation, et al.
30889 812-14153 IndexIQ ETF Trust, et al.
30888 812-14053 IndexIQ ETF Trust, et al.
30857 812-14198 Forethought Variable Insurance Trust, et al.
30854 812-14101 Catalyst Capital Advisors LLC and Mutual Fund Series Trust
30853 812-14090 Wells Fargo Funds Trust, et al.
30852 812-14154 Compass Efficient Model Portfolios, LLC
30848 812-13825 American Beacon Funds, et al.
30850 812-14158 Minnesota Life Insurance Company, et al.
30849 812-14201 VTL Associates, LLC, et al.
30846 812-14157 Arrow Investment Advisors, LLC and Arrow Investments Trust
30842 812-14232 RBS Securities Inc. and Citizens Investment Advisors
30833 812-14179 Horizons ETFs Management (USA) LLC and Horizons ETF Trust
30827 812-14204 AIM Growth Series (Invesco Growth Series, et al.)
30824 812-14131 Ranger Alternative Management, L.P. and Ranger Funds Investment Trust
30825 812-14212 ETFis Series Trust I, et al.
30826 812-14238 WisdomTree Trust, et al.
30823 812-14130 Altegris Advisors, L.L.C., et al.
30822 812-14151-04 Guggenheim Equal Weight Enhanced Equity Income Fund and Guggenheim Funds Investment Advisers, LLC
30816 812-14133 Transamerica Life Insurance Company, et al.
30811 812-14004 DBX ETF Trust, et al.
30812 812-14185 OFS Capital Corporation, et al.
30806 812-14202 Cambria ETF Trust, et al.
30807 812-14020 Medley Capital Corporation, et al.
30789 812-14200 VTL Associates, LLC, et al.
30787 812-14189 Ameritas Life Insurance Corp., et al.
30782 812-14175 Syntax Analytics, LLC and Syntax ETF Trust
30781 812-14152 Arden Investment Series Trust, et al.
30777 812-14141 Pacific Life Insurance Company, et al
30755 812-14188 U.S. Global Investors, Inc., et al.
30754 812-14061 Stellus Capital Investment Corporation, et al.
30750 812-14183 Forethought Variable Insurance Trust, et al.
30749 812-14108 Variable Insurance Trust, et al.
30751 812-14137 Guinness Atkinson Asset Management, Inc., et al.
30748 812-14143 The KP Funds and Callan Associates Inc.
30742 812-14136 Principal Management Corporation, et al.
30698 812-14167 Franklin Templeton International Trust, et al.
30699 812-13973 American General Life Insurance Company, et al.
30695 812-14178 Horizons ETFs Management (USA) LLC and Horizons ETF Trust
30691 812-14129 Equinox Funds Trust, et al.
30690 812-14128 The Northwestern Mutual Life Insurance Company, et al.
Displaying 1301 - 1400 of 2076