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Release Number	SEC Issue Date	File Number	Details
31765	Aug. 18, 2015	812-14413	BPV Capital Management, LLC and BPV Family of Funds
31755	Aug. 13, 2015	812-14503	Broms Asset Management NextShares Trust, et al.
31756	Aug. 13, 2015	812-14504	Pioneer ETMF Series Trust I
31744	Aug. 7, 2015	812-14336	Horace Mann Life Insurance Company, et al
31738	Aug. 5, 2015	812-14368	Business Development Corporation of America, et al.
31734	Aug. 3, 2015	812-14460	Macquarie Capital (USA) Inc., et al.
31720	July 21, 2015	812-14392	Context Capital Advisers, LLC, et al.
31719	July 20, 2015	812-13875-47	Cash Trust Series, Inc., et al.
31716	July 15, 2015	812-14425	Amplify Investments LLC and Amplify ETF Trust
31715	July 14, 2015	812-14325	American Funds Insurance Series, et al.
31713	July 13, 2015	812-14440	FFI Advisors, LLC, et al.
31712	July 13, 2015	812-14275	TCP Capital Corp., et al.
31711	July 9, 2015	812-14358	Academy Funds Trust and Innovator Management LLC
31709	July 8, 2015	812-14419	New York Alaska ETF Management LLC, et al.
31708	July 7, 2015	812-14272	Ares Dynamic Credit Allocation Fund, Inc., et al.
31705	July 6, 2015	812-14428	Nuveen Fund Advisors, LLC, et al.
31687	June 23, 2015	812-14206	The RBB Fund, Inc., et al.
31686	June 23, 2015	812-14126	Benefit Street Partners BDC, Inc., et al.
31672	June 16, 2015	812-14465	UBS AG, et al.
31674	June 16, 2015	812-14466	J.P. Morgan Chase & Co., et al.
31673	June 16, 2015	812-14469	The Royal Bank of Scotland plc, et al.
31675	June 16, 2015	812-14468	Citicorp, et al.
31676	June 16, 2015	812-14363	KCAP Financial, Inc.
31666	June 10, 2015	812-14370	BMO Funds, Inc. and BMO Asset Management Corp.
31663	June 8, 2015	812-14360	The MainStay Funds, et al.
31647	May 27, 2015	812-14170	Starboard Investment Trust and Foliometrix, LLC
31650	May 27, 2015	812-14385	Syntax, LLC and Syntax ETF Trust
31649	May 27, 2015	812-14382	TCW Direct Lending LLC, et al.
31646	May 26, 2015	812-14443	Highland Funds I, et al.
31606	May 19, 2015	812-14448	Deutsche Bank AG, et al.
31607	May 19, 2015	812-14439	Hartford Funds NextShares Trust, et al.
31608	May 19, 2015	812-14438	Gabelli ETMF Trust, et al.
31602	May 15, 2015	812-14460	Macquarie Capital (USA) Inc., et al.
31599	May 12, 2015	812-14302	Voya Retirement Insurance and Annuity Company, et al.
31596	May 6, 2015	812-14400	Van Eck Associates Corporation, et al.
31593	May 5, 2015	812-14357	Dreyfus TMT Opportunities Fund, Inc., et al.
31592	May 4, 2015	812-14437	Sprott Focus Trust, Inc. and Sprott Asset Management LP
31584	April 28, 2015	812-14354	Trust for Professional Managers and William Blair & Company, L.L.C.
31580	April 28, 2015	812-14401	Janus ETF Trust, et al.
31581	April 28, 2015	812-13683	John Hancock Exchange-Traded Fund Trust, et al.
31582	April 28, 2015	812-14423	Amplify Investments LLC and Amplify ETF Trust
31562	April 22, 2015	812-14367	Princeton Private Equity Fund and Princeton Fund Advisors, LLC
31557	April 20, 2015	812-14346	ETFS Trust and ETF Securities Advisors LLC
31559	April 20, 2015	812-14373	Griffin Institutional Access Real Estate Fund and Griffin Capital Advisor, LLC
31542	April 1, 2015	812-14417	American Beacon Nextshares Trust, et al.
31540	March 30, 2015	812-13819	Janus ETF Trust, et al.
31506	March 17, 2015	812-14341	Realty Capital Income Funds Trust, et al.
31507	March 17, 2015	812-14330	Eagle Point Credit Company Inc., et al.
31502	March 10, 2015	812-14334	Exchange Traded Concepts, LLC et al.
31501	March 10, 2015	812-14326	Corsair Opportunity Fund, et al.
31499	March 6, 2015	812-14359	Pacific Life Insurance Company, Et Al
31495	March 3, 2015	812-14351	The Saratoga Advantage Trust and James Alpha Management, LLC
31496	March 3, 2015	812-14235	AB Cap Fund, Inc., et al.
31493	March 3, 2015	812-14409	Victory Capital Management Inc., et al.
31494	March 3, 2015	812-14234	Exceed Advisory LLC and Exceed ETFs
31491	March 2, 2015	812-14338	Capital Group ETF Trust, et al.
31488	Feb. 26, 2015	812-14407	Nexpoint Credit Strategies Fund, et al.
31470	Feb. 24, 2015	812-13858	Crow Point Partners, LLC and Northern Lights Fund Trust
31471	Feb. 24, 2015	812-14353	CSOP ETF Trust and CSOP Asset Management Limited
31472	Feb. 24, 2015	812-14398	Diamond Hill Capital Management, Inc., et al.
31469	Feb. 24, 2015	812-14402	Alphamark Advisors, LLC, et al.
31464	Feb. 23, 2015	812-14349	Trust for Professional Managers and William Blair & Company L.L.C.
31465	Feb. 23, 2015	812-14361	Goldman Sachs ETF Trust, et al.
31466	Feb. 23, 2015	812-14362	Goldman Sachs ETF Trust, et al.
31456	Feb. 12, 2015	812-14350	Wilshire Mutual Funds, Inc., et al.
31445	Feb. 3, 2015	812-14266	Context Capital Advisers, LLC and Context Capital Funds
31443	Feb. 3, 2015	812-14355	Forum Funds II, et al.
31438	Jan. 30, 2015	812-14381	Morgan Stanley Smith Barney LLC and Morgan Stanley Global Investment Solutions
31422	Jan. 20, 2015	812-14347	Pacer Funds Trust, et al.
31412	Jan. 13, 2015	812-13961	SSgA Funds Management, Inc., et al.
31413	Jan. 13, 2015	812-14345	Forum Funds II and Acuitas Investments, LLC
31414	Jan. 13, 2015	812-14344	Forum Funds II and CVR Portfolio Funds LLC
31411	Jan. 13, 2015	812-14403	Royal Bank of Canada, et al.
31410	Jan. 13, 2015	812-14393	Montage Managers Trust, et al.
31409	Jan. 12, 2015	812-14097	Garrison Capital Inc., et al.
31405	Jan. 6, 2015	812-14093	Morgan Creek Global Equity Long/Short Institutional Fund, et al.
31406	Jan. 6, 2015	812-14333	ACAP Strategic Fund and SilverBay Capital Management LLC
31403	Dec. 30, 2014	812-14283	Dreyfus ETF Trust, et al.
31401	Dec. 29, 2014	812-14264	Elkhorn Investments, LLC and Elkhorn ETF Trust
31400	Dec. 24, 2014	812-14328	Alternative Strategies Fund and Ladenburg Thalmann Asset Management, Inc.
31396	Dec. 23, 2014	812-14331	MUFG Union Bank, N.A.
31397	Dec. 23, 2014	812-14390	Banc of America Mortgage Securities, Inc, et al.
31395	Dec. 22, 2014	812-14292	ETF Securities Advisors LLC, et al.
31377	Dec. 16, 2014	812-14159	Advanced Series Trust, et al.
31380	Dec. 16, 2014	812-14318	Lattice Strategies, LLC, et al.
31376	Dec. 16, 2014	813-366	BlackRock, Inc., et al.
31379	Dec. 16, 2014	812-13980	TPG Specialty Lending, Inc., et al.
31364	Dec. 3, 2014	812-14236	AllianceBernstein Cap Fund, Inc., et al.
31362	Dec. 2, 2014	812-14329	American Century Capital Portfolios, Inc. and American Century Investment Management, Inc.
31361	Dec. 2, 2014	812-14139	Eaton Vance Management, et al.
31358	Nov. 25, 2014	812-14296	Tennenbaum Opportunities Fund V, LLC, et al.
31345	Nov. 24, 2014	812-14227	Alliancebernstein Multi-Manager Alternative Fund, et al.
31340	Nov. 19, 2014	812-14271	ETF Securities Advisors LLC, et al.
31339	Nov. 18, 2014	812-14332	Angel Oak Funds Trust and Angel Oak Capital Advisors, LLC
31336	Nov. 14, 2014	812-14116	Precidian ETFs Trust, et al.
31337	Nov. 14, 2014	812-13953	Spruce ETF Trust, et al.
31335	Nov. 12, 2014	812-13784	BlackRock Advisors, LLC, et al.
31334	Nov. 12, 2014	812-14295	Principal Real Estate Income Fund and Alps Advisors, Inc.
31331	Nov. 5, 2014	812-14226	SunAmerica Series Trust, et al.
31329	Nov. 5, 2014	812-14279	New Mountain Finance Corporation, et al.