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Investment Company Act Order

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Release Number	SEC Issue Date	File Number	Details
31937	Dec. 15, 2015	812-14451	U.S. Global Investors, Inc., et al.
31938	Dec. 15, 2015	812-14475	ETF Series Solutions and AlphaClone, Inc.
31930	Dec. 10, 2015	812-14365	Harvest Capital Credit Corporation, et al.
31929	Dec. 8, 2015	812-14256	THL Credit, Inc., et al.
31923	Dec. 2, 2015	812-14507	Good Hill Partners LP and Good Hill ETF Trust
31919	Dec. 1, 2015	812-14531	Forum Funds and Exceed Advisory LLC
31922	Dec. 1, 2015	812-14534	Wildermuth Endowment Strategy Fund, et al.
31920	Dec. 1, 2015	812-14491	Legg Mason Partners Fund Advisor, LLC, et al.
31921	Dec. 1, 2015	812-14499	Pointbreak Advisers LLC, et al.
31916	Nov. 24, 2015	812-14404	U.S. Bank National Association
31917	Nov. 24, 2015	812-14512	SPDR® Series Trust, et al.
31904	Nov. 17, 2015	812-14506	Good Hill Partners LP and Good Hill ETF Trust
31902	Nov. 16, 2015	812-14536	Advisors Asset Management, Inc. and AAM ETF Trust
31898	Nov. 10, 2015	812-14553	Columbia Trust, et al.
31891	Nov. 4, 2015	812-14515	Harris & Harris Group, Inc.
31890	Nov. 3, 2015	812-14533	CLA Strategic Allocation Fund and CLA Asset Management, LLC
31889	Nov. 2, 2015	812-14479	ARK ETF Trust, et al.
31871	Oct. 19, 2015	812-14550	General Electric Company and GE Capital International Funding Company
31872	Oct. 19, 2015	812-14509	Principal Exchange-Traded Funds, et al.
31862	Oct. 7, 2015	812-14416	Pomona Investment Fund, et al.
31861	Oct. 6, 2015	812-13995	TIAA-CREF Funds, et al.
31858	Oct. 5, 2015	812-14474	AlphaClone, Inc., et al.
31855	Sept. 30, 2015	812-14456	Brookfield Global Listed Infrastructure Income Fund Inc., et al.
31851	Sept. 28, 2015	812-14484	The Glenmede Portfolios and Glenmede Investment Management LP
31837	Sept. 23, 2015	812-14396	Full Circle Capital Corporation et al.
31827	Sept. 16, 2015	812-14372	The RBB Fund, Inc. and Abbey Capital Limited
31822	Sept. 14, 2015	812-14424	Amplify Investments LLC and Amplify ETF Trust
31817	Sept. 10, 2015	812-14434	Archstone Alternative Solutions Fund and A.P. Management Company, LLC
31809	Sept. 9, 2015	812-14356	Pulteney Street Capital Management, LLC and PSP Family of Funds
31814	Sept. 9, 2015	812-14352	FEG Absolute Access TEI Fund LLC and FEG Investors, LLC
31808	Sept. 9, 2015	812-14412	Janus Investment Fund, et al.
31811	Sept. 9, 2015	812-14495	Victory NextShares Trust, et al.
31812	Sept. 9, 2015	812-14496	Principal ETMF Trust, et al.
31813	Sept. 9, 2015	812-14500	Nile Capital Investment Trust, et al.
31815	Sept. 9, 2015	812-14517	ALPS ETMF Trust, et al.
31816	Sept. 9, 2015	812-14516	Ivy NextShares, et al.
31768	Aug. 25, 2015	812-14395	Little Harbor MultiStrategy Composite Fund and Little Harbor Advisors, LLC
31767	Aug. 24, 2015	812-14337	AMG Pantheon Private Equity Fund, LLC, et al.
31765	Aug. 18, 2015	812-14413	BPV Capital Management, LLC and BPV Family of Funds
31755	Aug. 13, 2015	812-14503	Broms Asset Management NextShares Trust, et al.
31756	Aug. 13, 2015	812-14504	Pioneer ETMF Series Trust I
31744	Aug. 7, 2015	812-14336	Horace Mann Life Insurance Company, et al
31738	Aug. 5, 2015	812-14368	Business Development Corporation of America, et al.
31734	Aug. 3, 2015	812-14460	Macquarie Capital (USA) Inc., et al.
31720	July 21, 2015	812-14392	Context Capital Advisers, LLC, et al.
31719	July 20, 2015	812-13875-47	Cash Trust Series, Inc., et al.
31716	July 15, 2015	812-14425	Amplify Investments LLC and Amplify ETF Trust
31715	July 14, 2015	812-14325	American Funds Insurance Series, et al.
31713	July 13, 2015	812-14440	FFI Advisors, LLC, et al.
31712	July 13, 2015	812-14275	TCP Capital Corp., et al.
31711	July 9, 2015	812-14358	Academy Funds Trust and Innovator Management LLC
31709	July 8, 2015	812-14419	New York Alaska ETF Management LLC, et al.
31708	July 7, 2015	812-14272	Ares Dynamic Credit Allocation Fund, Inc., et al.
31705	July 6, 2015	812-14428	Nuveen Fund Advisors, LLC, et al.
31687	June 23, 2015	812-14206	The RBB Fund, Inc., et al.
31686	June 23, 2015	812-14126	Benefit Street Partners BDC, Inc., et al.
31672	June 16, 2015	812-14465	UBS AG, et al.
31674	June 16, 2015	812-14466	J.P. Morgan Chase & Co., et al.
31673	June 16, 2015	812-14469	The Royal Bank of Scotland plc, et al.
31675	June 16, 2015	812-14468	Citicorp, et al.
31676	June 16, 2015	812-14363	KCAP Financial, Inc.
31666	June 10, 2015	812-14370	BMO Funds, Inc. and BMO Asset Management Corp.
31663	June 8, 2015	812-14360	The MainStay Funds, et al.
31647	May 27, 2015	812-14170	Starboard Investment Trust and Foliometrix, LLC
31650	May 27, 2015	812-14385	Syntax, LLC and Syntax ETF Trust
31649	May 27, 2015	812-14382	TCW Direct Lending LLC, et al.
31646	May 26, 2015	812-14443	Highland Funds I, et al.
31606	May 19, 2015	812-14448	Deutsche Bank AG, et al.
31607	May 19, 2015	812-14439	Hartford Funds NextShares Trust, et al.
31608	May 19, 2015	812-14438	Gabelli ETMF Trust, et al.
31602	May 15, 2015	812-14460	Macquarie Capital (USA) Inc., et al.
31599	May 12, 2015	812-14302	Voya Retirement Insurance and Annuity Company, et al.
31596	May 6, 2015	812-14400	Van Eck Associates Corporation, et al.
31593	May 5, 2015	812-14357	Dreyfus TMT Opportunities Fund, Inc., et al.
31592	May 4, 2015	812-14437	Sprott Focus Trust, Inc. and Sprott Asset Management LP
31584	April 28, 2015	812-14354	Trust for Professional Managers and William Blair & Company, L.L.C.
31580	April 28, 2015	812-14401	Janus ETF Trust, et al.
31581	April 28, 2015	812-13683	John Hancock Exchange-Traded Fund Trust, et al.
31582	April 28, 2015	812-14423	Amplify Investments LLC and Amplify ETF Trust
31562	April 22, 2015	812-14367	Princeton Private Equity Fund and Princeton Fund Advisors, LLC
31557	April 20, 2015	812-14346	ETFS Trust and ETF Securities Advisors LLC
31559	April 20, 2015	812-14373	Griffin Institutional Access Real Estate Fund and Griffin Capital Advisor, LLC
31542	April 1, 2015	812-14417	American Beacon Nextshares Trust, et al.
31540	March 30, 2015	812-13819	Janus ETF Trust, et al.
31506	March 17, 2015	812-14341	Realty Capital Income Funds Trust, et al.
31507	March 17, 2015	812-14330	Eagle Point Credit Company Inc., et al.
31502	March 10, 2015	812-14334	Exchange Traded Concepts, LLC et al.
31501	March 10, 2015	812-14326	Corsair Opportunity Fund, et al.
31499	March 6, 2015	812-14359	Pacific Life Insurance Company, Et Al
31495	March 3, 2015	812-14351	The Saratoga Advantage Trust and James Alpha Management, LLC
31496	March 3, 2015	812-14235	AB Cap Fund, Inc., et al.
31493	March 3, 2015	812-14409	Victory Capital Management Inc., et al.
31494	March 3, 2015	812-14234	Exceed Advisory LLC and Exceed ETFs
31491	March 2, 2015	812-14338	Capital Group ETF Trust, et al.
31488	Feb. 26, 2015	812-14407	Nexpoint Credit Strategies Fund, et al.
31470	Feb. 24, 2015	812-13858	Crow Point Partners, LLC and Northern Lights Fund Trust
31471	Feb. 24, 2015	812-14353	CSOP ETF Trust and CSOP Asset Management Limited
31472	Feb. 24, 2015	812-14398	Diamond Hill Capital Management, Inc., et al.
31469	Feb. 24, 2015	812-14402	Alphamark Advisors, LLC, et al.
31464	Feb. 23, 2015	812-14349	Trust for Professional Managers and William Blair & Company L.L.C.