Investment Company Act Order

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Release Number SEC Issue Date File Number Details
32598 812-14255 Allianz Funds Multi-Strategy Trust and Allianz Global Investors U.S. LLC
32593 812-14608 Advanced Series Trust, et al.
32594 812-14727 UBS ETMF Trust, et al.
32595 812-14709 Parker Global Strategies, LLC
32590 812-14624 Jeffrey LLC
32581 812-14679 Medley Capital Corporation, et al.
32577 812-14719 Victory Portfolios, et al.
32578 812-14563-11 Neuberger Berman Investment Advisers LLC, et al.
32580 812-14612 Touchstone Investment Trust, et al.
32579 812-14706 Tortoise Index Solutions, LLC, et al.
32576 812-14692 USAA ETF Trust, et al.
32569 812-14446 Hartford Life Insurance Company, et al
32570 812-14447 Hartford Life Insurance Company, et al
32538 812-14386 The RBB Fund, Inc. and Altair Advisers LLC
32539 812-14656 Morgan Stanley ETF Trust, et al.
32535 812-14718 Brinker Capital Destinations Trust, et al.
32534 812-14724 Brinker Capital Destinations Trust, et al.
32530 812-14590 Blackstone Alternative Investment Funds and Blackstone Alternative Investment Advisors LLC
32532 812-14743 General Electric Company and GE Capital International Holdings Limited
32524 812-14708 NorthStar/Townsend Institutional Real Estate Fund Inc., et al.
32525 812-14693 USAA Asset Management Company, et al.
32522 812-14701 StrongVest ETF Trust, et al.
32514 812-14702 Goldman, Sachs & Co.
32510 812-14629 Destra Capital Advisors LLC, et al.
32509 812-13764 Golub Capital BDC, Inc., et al.
32506 812-14149 Allstate Assurance Company, et al
32504 812-14389 Aspiration Funds and Aspiration Fund Adviser, LLC
32485 812-14729 Causeway ETMF Trust, et al.
32507 812-14700 StrongVest ETF Trust, et al.
32469 812-14568 Owl Rock Capital Corporation, et al.
32468 812-14627 Guardian Variable Products Trust and Park Avenue Institutional Advisers LLC
32459 812-14628 Destra Capital Advisors LLC, et al.
32454 812-13828-01 Hartford Funds Exchange-Traded Trust, et al.
32455 812-14675 Krane Funds Advisors, LLC, et al.
32433 812-14622 DFA Investment Dimensions Group Inc., et al.
32431 812-14655 Morgan Stanley ETF Trust, et al.
32424 812-14676 Transamerica Funds, et al.
32425 812-14603 Virtus Alternative Solutions Trust, et al.
32426 812-14690 Northern Lights Fund Trust IV and Blue Sky Asset Management, LLC
32427 812-13603 Ares Capital Corporation, et al.
32423 812-14595 Delaware Management Business Trust, et al.
32421 812-14653 Equus Total Return, Inc.
32419 812-14606 Minnesota Life Insurance Company, et al.
32418 812-14663 Alpha Architect ETF Trust, et al.
32408 812-14721 Stifel, Nicolaus & Company, Inc., et al.
32410 812-14543 ALAIA Market Linked Trust and Beech Hill Securities, Inc.
32409 812-14219 Goldman Sachs BDC, Inc., et al.
32411 812-14605 Fidus Investment Corporation, et al.
32404 812-14685 CWM Advisors, LLC, et al.
32396 812-14485 OWLshares Trust, et al.
32391 812-14547 Legg Mason ETF Equity Trust, et al.
32378 812-14299 Advisors Series Trust and Vivaldi Asset Management, LLC
32377 812-14654 The Boston Trust & Walden Funds, et al.
32374 812-14633 Prudential ETF Trust, et al.
32364 812-14652 Hartford Mutual Funds Inc., et al.
32362 812-14472 NF Investment Corp., et al.
32361 812-14542 ALAIA Market Linked Trust and Beech Hill Securities, Inc.
32359 812-14619 Nuveen Fund Advisors, LLC, et al.
32358 812-14508 ETF Managers Group, et al.
32357 812-14558 State Farm Associates' Funds Trust, et al.
32355 812-14594 First Investors Equity Funds, et al.
32354A 812-14583 Legg Mason Global Asset Management Trust, et al.
32348 812-14680-01 The Bank of New York Mellon Trust Company, National Association and The Bank of New York Mellon
32347 812-14609 Harris Associates Investment Trust, et al.
32350 812-14592 Hartford Funds Exchange-Traded Trust, et. al.
32349 812-14452 Terra Income Fund 6, Inc., et al.
32327 812-14538 Virtus Alternative Solutions Trust, et al.
32323 812-14660 Foreside ETF Trust, et al.
32325 812-14641 SerenityShares Investments LLC, et al.
32319 812-14410 Altegris KKR Commitments Master Fund, et al.
32313 812-14432 Northern Lights Fund Trust and Dearborn Capital Management, LLC
32311 812-14549 Global X Funds, et al.
32312 812-14602 OFS Capital Corporation, et al.
32310 812-14453 AB Private Credit Investors Corporation, et al.
32305 812-14665 Dhandho ETF Trust and Dhandho Funds LLC
32304 812-14659 Foreside Advisor Services, LLC, et al.
32302 812-13889 Advisors Series Trust and Orinda Asset Management, LLC
32292 812-14657 Rational Advisors, Inc. and Strategy Shares
32288 812-14572 Voya ETF Trust, et al.
32287 812-14571 Voya ETF Trust, et al.
32291 812-14658 Regents Park Funds, LLC, et al.
32285 812-14669 Harris & Harris Group, Inc.
32282 812-14630 Starboard Investment Trust and Cavalier Investments, Inc
32270 812-14529 Calvert Social Investment Fund, et al.
32268 812-14678 iShares Trust, et al.
32260 812-14632 Davis Fundamental ETF Trust, et al.
32257 812-14567 FS Global Credit Opportunities Fund, et al.
32254 812-13889 Advisors Series Trust and Orinda Asset Management, LLC; Notice of Intention To Rescind an Order
See Also - Intention to Rescind a Prior Order 30065, 32302
Federal Register version (81 FR 63238)
32253 812-14599 Wells Fargo Bank, National Association, et al.
32252 812-14497 Blackrock Funds, et al.
32245 812-14585 Managed Portfolio Series and Port Street Investments, LLC
32247 812-14643 OSI ETF Trust, et al.
32244 812-14661 TrimTabs ETF Trust, et al.
32242 812-14580 Allianz Life Insurance Company of North America, et al
32237 812-14666 American Independence Funds Trust, et al.
32224 812-14635 Investment Managers Series Trust, et al.
32227 812-14589 New York Life Insurance and Annuity Corporation, et al.
32225 812-14650 CSat Investment Advisory, L.P., et al.
32226 812-14575 Bain Capital Specialty Finance, Inc., et al.
32220 812-14597 Mutual Fund Series Trust, et al.
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