Exemptive

Release Number SEC Issue Date File Number Details
34-45730 Order Under Section 36 of the Securities Exchange Act of 1934 Granting Exemptions from Certain Provisions of the Act and Rules Thereunder
33-8070 S7-03-02 Requirements for Arthur Andersen LLP Auditing Clients
Federal Register version (67 FR 13517)
34-45179 Re: Extending Broker-Dealer Exemption from Sending Financial Information to Customers
34-44916 Re: Government Securities Reconciliations
34-44871 Re: Government Securities Reconciliations
34-44874 Re: Exemptive Relief to Respond to Market Developments, Pursuant to Section 36(a)(1) of the Securities Exchange Act of 1934
34-44839 Re: Government Securities Reconciliations
34-44570 S7-12-01 Order Extending Temporary Exemption of Banks, Savings Associations, and Savings Banks; Notice of Intent to Amend Rules
See Also - Rel. No. 34-44291, Rel. No. 34-49879
34-44188 600-32 Global Joint Venture Matching Services-US, LLC; Order Granting Exemption From Registration as a Clearing Agency
View Received Comments
Federal Register version (66 FR 20494)
34-41003 600-31 Thomson Financial Technology Services, Inc.; Notice of Filing of Application for Exemption From Registration as a Clearing Agency
Federal Register version (64 FR 5691)
34-35041 Exemption From Rule 10b-6 for Certain Dividend Reinvestment and Stock Purchase Plans
Federal Register version