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Release Number	SEC Issue Date	File Number	Details
34-50376	Sept. 14, 2004		Order Granting Exemption to National Association of Securities Dealers, Inc. From Certain Reporting Requirements Under Section 31 of the Exchange Act Federal Register version (69 FR 56806)
34-50311	Sept. 3, 2004		Order Granting Application for a Temporary Conditional Exemption Pursuant To Section 36(a) of the Exchange Act by the National Association of Securities Dealers, Inc. Relating to the Acquisition of an ECN by The Nasdaq Stock Market, Inc. See Also - Nasdaq-Brut Exemption Request Federal Register version (69 FR 54818)
34-49469	March 25, 2004		Joint Order Excluding Indexes Comprised of Certain Index Options From the Definition of Narrow-Based Security Index Pursuant to Section 1a(25)(B)(vi) of the Commodity Exchange Act and Section 3(a)(55)(C)(vi) of the Securities Exchange Act of 1934 Federal Register version (69 FR 16900)
34-49469	March 25, 2004		Joint Order Excluding Indexes Comprised of Certain Index Options From the Definition of Narrow-Based Security Index Pursuant to Section 1a(25)(B)(vi) of the Commodity Exchange Act and Section 3(a)(55)(C)(vi) of the Securities Exchange Act of 1934 Federal Register version (69 FR 16900)
34-49260	Feb. 17, 2004		Order Granting Application for Exemptions Pursuant to Section 36(a) of the Exchange Act by the American Stock Exchange LLC, the International Securities Exchange, Inc., the Municipal Securities Rulemaking Board, the Pacific Exchange, Inc., the Philadelphia Stock Exchange, Inc., and the Boston Stock Exchange, Inc. Federal Register version (69 FR 8500)
34-49038	Jan. 8, 2004		Order Granting Temporary Exemption for Security Futures Products from the Definition of Penny Stock
34-47649	April 8, 2003	S7-12-01	Order Extending Temporary Exemption under Section 3(a)(4) of the Securities Exchange Act of 1934; Notice to Amend Rules See Also - Rel. No. 34-44291, Rel. No. 34-49879
34-47366	Feb. 13, 2003	S7-12-01	Order Extending Temporary Exemption of Banks, Savings Associations, and Savings Banks from the Definition of "Dealer" under Section 3(a)(5) of the Securities Exchange Act of 1934 See Also - Rel. No. 34-44291, Rel. No. 34-49879
34-46751	Oct. 30, 2002	S7-12-01	Order Extending Temporary Exemption under Section 3(a)(5) of the Securities Exchange Act of 1934 See Also - Rel. No. 34-44291, Rel. No. 34-49879
34-46001	May 30, 2002	4-429	Order Granting Approval of Joint Amendments Nos. 2 and 3 to the Options Intermarket Linkage Plan Relating to Satisfaction of Trade-Throughs, the Procedures for Handling Multiple Principal Orders, Restrictions on Withdrawal, and an Imp Federal Register version (67 FR 38687)
34-46003	May 30, 2002	S7-17-00	Order Granting Temporary Exemption for Broker-Dealers from the Trade-Through Disclosure Rule Federal Register version (67 FR 38689)
34-45897	May 8, 2002	S7-12-01	Order Extending Temporary Exemption under Sections 3(a)(4) and 3(a)(5) of the Securities Exchange Act of 1934; Notice to Amend Rules See Also - Rel. No. 34-44291, Rel. No. 34-49879
34-45730	April 11, 2002		Order Under Section 36 of the Securities Exchange Act of 1934 Granting Exemptions from Certain Provisions of the Act and Rules Thereunder
33-8070	March 18, 2002	S7-03-02	Requirements for Arthur Andersen LLP Auditing Clients Federal Register version (67 FR 13517)
34-45179	Dec. 20, 2001		Re: Extending Broker-Dealer Exemption from Sending Financial Information to Customers
34-44916	Oct. 10, 2001		Re: Government Securities Reconciliations
34-44871	Sept. 28, 2001		Re: Government Securities Reconciliations
34-44874	Sept. 28, 2001		Re: Exemptive Relief to Respond to Market Developments, Pursuant to Section 36(a)(1) of the Securities Exchange Act of 1934
34-44839	Sept. 24, 2001		Re: Government Securities Reconciliations
34-44570	July 18, 2001	S7-12-01	Order Extending Temporary Exemption of Banks, Savings Associations, and Savings Banks; Notice of Intent to Amend Rules See Also - Rel. No. 34-44291, Rel. No. 34-49879
34-44188	April 17, 2001	600-32	Global Joint Venture Matching Services-US, LLC; Order Granting Exemption From Registration as a Clearing Agency View Received Comments Federal Register version (66 FR 20494)
34-41003	Jan. 29, 1999	600-31	Thomson Financial Technology Services, Inc.; Notice of Filing of Application for Exemption From Registration as a Clearing Agency Federal Register version (64 FR 5691)
34-35041	Dec. 8, 1994		Exemption From Rule 10b-6 for Certain Dividend Reinvestment and Stock Purchase Plans Federal Register version