Comments on: Notice of an Application of the New York Stock Exchange, Inc. for an Exemption Pursuant to Section 36 of the Securities Exchange Act of 1934 and Request for Comment

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Date Received
Date Letter Type Commenter Name
Public Comment Ron Klein, Chairman, CEO, General Associates, Inc.
Public Comment Cate Long, Multiple-Markets
Public Comment Mary Yeager, Assistant Secretary, New York Stock Exchange LLC
Public Comment Fred Siesel
Public Comment Joan Conley, Senior Vice President, Office of Corporate Secretary, Nasdaq Stock Market, Inc
Public Comment Michael N. Castle, Member of Congress
Public Comment Ron Klein, Chairman, CEO, General Associates, Inc.
Public Comment Fred Siesel, retired, New York, New York
Public Comment Mary Yeager, Assistant Secretary, New York Stock Exchange, Inc.
Public Comment Barbara Z. Sweeney, Senior Vice President and Corporate Secretary, NASD, Washington, District of Columbia
Public Comment David Russell, Jr, Managing Director, Cove Hill Advisory Services, Inc., Perkinsville, Vermont
Public Comment Lynnette Kelly Hotchkiss, Senior Vice President and Associate General Counsel, The Bond Market Association
Public Comment Denis P. Kelleher, CEO, Wall Street Access, New York, New York
Public Comment Donald G. Dueweke, Harbor Springs, Michigan
Public Comment Joseph P. Riveiro, Manager, Corporate Bond Department, InvestecUS, Inc., New York, New York
Public Comment William T. Dolan, Wayzata, Minnesota
Public Comment Robyn Greene, Esq., Ponte Vedra Beach, Florida
Public Comment Howard M. Friedman, Compliance And Operations Officer, Easton & Co., Fort Lee, New Jersey
Public Comment Dennis J. Lehr, Alexandria, Virginia

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-06-05
Release Number
34-51998
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