34-101866
Dec. 10, 2024
SR-NYSEAMER-2024-63
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE American Options Fee Schedule Concerning the Options Regulatory Fee (ORF)
Comments Due: by February 20, 2025. Rebuttal comments should be submitted by March 6, 2025.
See Also -
Exhibit 5
34-93768
Dec. 14, 2021
S7-14-11
Credit Risk Retention-Notification of Determination of Review
View Received Comments
See Also -
34-73407.pdf , Proposed Rule Release Nos. 34-70277 , 34-64603 , Credit Risk Retention
Federal Register version (86 FR 71810)
33-11007, 34-93573
Nov. 15, 2021
265-28
Investor Advisory Committee Meeting
View Received Comments
Federal Register version (86 FR 64569)
33-11007, 34-93573
Nov. 15, 2021
265-28
Investor Advisory Committee Meeting
View Received Comments
Federal Register version (86 FR 64569)
33-11002, 34-93402
Oct. 22, 2021
265-32
SEC Small Business Capital Formation Advisory Committee
View Received Comments
Federal Register version (86 FR 59439)
33-11002, 34-93402
Oct. 22, 2021
265-32
SEC Small Business Capital Formation Advisory Committee
View Received Comments
Federal Register version (86 FR 59439)
34-93391
Oct. 20, 2021
265-33
Asset Management Advisory Committee; Meeting
View Received Comments
Federal Register version (86 FR 59258)
34-93380
Oct. 19, 2021
265-33
Asset Management Advisory Committee
View Received Comments
Federal Register version (86 FR 58712)
34-92966
Sept. 13, 2021
265-33
Asset Management Advisory Committee; Meeting
View Received Comments
Federal Register version (86 FR 51943)
33-10976, 34-92872
Sept. 2, 2021
265-32
SEC Small Business Capital Formation Advisory Committee
View Received Comments
Federal Register version (86 FR 50569)
33-10976, 34-92872
Sept. 2, 2021
265-32
SEC Small Business Capital Formation Advisory Committee
View Received Comments
Federal Register version (86 FR 50569)
33-10968, 34-92783
Aug. 27, 2021
265-28
Investor Advisory Committee Meeting
View Received Comments
Federal Register version (86 FR 49067)
33-10968, 34-92783
Aug. 27, 2021
265-28
Investor Advisory Committee Meeting
View Received Comments
Federal Register version (86 FR 49067)
34-92179
June 15, 2021
265-33
Asset Management Advisory Committee; Meeting
View Received Comments
Federal Register version (86 FR 33392)
33-10944, 34-92018
May 26, 2021
265-28
Investor Advisory Committee Meeting
View Received Comments
Federal Register version (86 FR 29312)
33-10944, 34-92018
May 26, 2021
265-28
Investor Advisory Committee Meeting
View Received Comments
Federal Register version (86 FR 29312)
33-10938, 34-91583
April 16, 2021
265-32
SEC Small Business Capital Formation Advisory Committee
View Received Comments
Federal Register version (86 FR 20754)
33-10938, 34-91583
April 16, 2021
265-32
SEC Small Business Capital Formation Advisory Committee
View Received Comments
Federal Register version (86 FR 20754)
34-91214
Feb. 26, 2021
265-33
Asset Management Advisory Committee
View Received Comments
Federal Register version (86 FR 12501)
33-10927, 34-91150
Feb. 17, 2021
265-28
Investor Advisory Committee Meeting
View Received Comments
Federal Register version (86 FR 11040)
33-10927, 34-91150
Feb. 17, 2021
265-28
Investor Advisory Committee Meeting
View Received Comments
Federal Register version (86 FR 11040)
33-10919, 34-90882
Jan. 11, 2021
265-32
SEC Small Business Capital Formation Advisory Committee
View Received Comments
Federal Register version (86 FR 3216)
33-10919, 34-90882
Jan. 11, 2021
265-32
SEC Small Business Capital Formation Advisory Committee
View Received Comments
Federal Register version (86 FR 3216)
34-90376
Nov. 9, 2020
265-33
Asset Management Advisory Committee
View Received Comments
Federal Register version (85 FR 72723)
33-10885, 34-90338
Nov. 4, 2020
265-28
Investor Advisory Committee Meeting
View Received Comments
Federal Register version (85 FR 71365)
33-10885, 34-90338
Nov. 4, 2020
265-28
Investor Advisory Committee Meeting
View Received Comments
Federal Register version (85 FR 71365)
34-90275
Oct. 27, 2020
265-30
Fixed Income Market Structure Advisory Committee
Federal Register version (85 FR 69370)
33-10877, 34-90260
Oct. 23, 2020
265-32
SEC Small Business Capital Formation Advisory Committee
View Received Comments
Federal Register version (85 FR 68378)
33-10877, 34-90260
Oct. 23, 2020
265-32
SEC Small Business Capital Formation Advisory Committee
View Received Comments
Federal Register version (85 FR 68378)
34-90211
Oct. 16, 2020
265-33
Asset Management Advisory Committee; Meeting
View Received Comments
Federal Register version (85 FR 67040)
34-89868
Sept. 15, 2020
265-30
Fixed Income Market Structure Advisory Committee; Meeting
View Received Comments
Federal Register version (85 FR 58404)
33-10830, 34-89713
Aug. 31, 2020
265-28
Investor Advisory Committee Meeting
Comments Due: May 21, 2020
View Received Comments
Federal Register version (85 FR 55039)
33-10830, 34-89713
Aug. 31, 2020
265-28
Investor Advisory Committee Meeting
Comments Due: May 21, 2020
View Received Comments
Federal Register version (85 FR 55039)
34-89693
Aug. 27, 2020
265-33
Asset Management Advisory Committee
View Received Comments
Federal Register version (85 FR 54451)
33-10804, 34-89353
July 21, 2020
265-32
SEC Small Business Capital Formation Advisory Committee
View Received Comments
Federal Register version (85 FR 44947)
33-10804, 34-89353
July 21, 2020
265-32
SEC Small Business Capital Formation Advisory Committee
View Received Comments
Federal Register version (85 FR 44947)
34-89087
June 18, 2020
265-33
Asset Management Advisory Committee
View Received Comments
Federal Register version (85 FR 37705)
34-88842
May 8, 2020
265-30
Fixed Income Market Structure Advisory Committee
View Received Comments
Federal Register version (85 FR 28686)
34-88807
May 5, 2020
265-33
Asset Management Advisory Committee; Meeting
View Received Comments
Federal Register version (85 FR 27469)
33-10780, 34-88790
May 1, 2020
265-28
Investor Advisory Committee Meeting
Comments Due: May 21, 2020
Federal Register version (85 FR 26998)
33-10780, 34-88790
May 1, 2020
265-28
Investor Advisory Committee Meeting
Comments Due: May 21, 2020
Federal Register version (85 FR 26998)
33-10776, 34-88742
April 24, 2020
265-32
SEC Small Business Capital Formation Advisory Committee
View Received Comments
Federal Register version (85 FR 23875)
33-10776, 34-88742
April 24, 2020
265-32
SEC Small Business Capital Formation Advisory Committee
View Received Comments
Federal Register version (85 FR 23875)
33-10752, 34-88113
Feb. 3, 2020
265-28
Investor Advisory Committee Meeting
Comments Due: February 27, 2020
Federal Register version (85 FR 6986)
33-10752, 34-88113
Feb. 3, 2020
265-28
Investor Advisory Committee Meeting
Comments Due: February 27, 2020
Federal Register version (85 FR 6986)
33-10747, 34-88012
Jan. 22, 2020
265-32
SEC Small Business Capital Formation Advisory Committee
View Received Comments
Federal Register version (85 FR 4752)
33-10747, 34-88012
Jan. 22, 2020
265-32
SEC Small Business Capital Formation Advisory Committee
View Received Comments
Federal Register version (85 FR 4752)
34-87956
Jan. 13, 2020
265-30
Fixed Income Market Structure Advisory Committee
View Received Comments
Federal Register version (85 FR 3095)
33-10739, 34-87874
Dec. 31, 2019
265-28
Investor Advisory Committee Meeting
Comments Due: January 24, 2020
Federal Register version (85 FR 534)
33-10739, 34-87874
Dec. 31, 2019
265-28
Investor Advisory Committee Meeting
Comments Due: January 24, 2020
Federal Register version (85 FR 534)
34-87835
Dec. 20, 2019
265-33
Asset Management Advisory Committee
View Received Comments
Federal Register version (84 FR 72085)
34-87714
Dec. 10, 2019
S7-14-11
Credit Risk Retention-Notice of Commencement of Review
Comments Due: February 3, 2020
View Received Comments
See Also -
34-73407.pdf , Proposed Rule Release Nos. 34-70277 , 34-64603 , Credit Risk Retention
Federal Register version (84 FR 70073)
33-10729, 34-87628
Nov. 26, 2019
265-32
SEC Small Business Capital Formation Advisory Committee; Meeting
Federal Register version (84 FR 66028)
33-10729, 34-87628
Nov. 26, 2019
265-32
SEC Small Business Capital Formation Advisory Committee; Meeting
Federal Register version (84 FR 66028)
34-87482
Nov. 7, 2019
265-30
Fixed Income Market Structure Advisory Committee
Federal Register version (84 FR 61670)
33-10724
Nov. 4, 2019
265-32
SEC Small Business Capital Formation Advisory Committee
Federal Register version (84 FR 60117)
33-10721, 34-87398
Oct. 24, 2019
265-28
Investor Advisory Committee Meeting
Comments Due: November 7, 2019
Federal Register version (84 FR 57921)
33-10721, 34-87398
Oct. 24, 2019
265-28
Investor Advisory Committee Meeting
Comments Due: November 7, 2019
Federal Register version (84 FR 57921)
34-87260
Oct. 9, 2019
265-30
Fixed Income Market Structure Advisory Committee
Federal Register version (84 FR 55191)
34-87256
Oct. 8, 2019
265-33
Asset Management Advisory Committee
View Received Comments
Federal Register version (84 FR 55190)
33-10676, 34-86785
Aug. 28, 2019
265-28
Investor Advisory Committee Meeting
Comments Due: September 19, 2019
Federal Register version (84 FR 46061)
33-10676, 34-86785
Aug. 28, 2019
265-28
Investor Advisory Committee Meeting
Comments Due: September 19, 2019
Federal Register version (84 FR 46061)
33-10670, 34-86628
Aug. 12, 2019
265-28
Investor Advisory Committee Meeting
Federal Register version (84 FR 42027)
33-10670, 34-86628
Aug. 12, 2019
265-28
Investor Advisory Committee Meeting
Federal Register version (84 FR 42027)
33-10666, 34-86552
Aug. 2, 2019
265-32
SEC Small Business Capital Formation Advisory Committee
Comments Due: August 12, 2019
Federal Register version (84 FR 38688)
33-10666, 34-86552
Aug. 2, 2019
265-32
SEC Small Business Capital Formation Advisory Committee
Comments Due: August 12, 2019
Federal Register version (84 FR 38688)
33-10658, 34-86289
July 3, 2019
265-28
Investor Advisory Committee Meeting
Federal Register version (84 FR 32805)
33-10658, 34-86289
July 3, 2019
265-28
Investor Advisory Committee Meeting
Federal Register version (84 FR 32805)
34-86253
July 1, 2019
265-30
Fixed Income Market Structure Advisory Committee
Comments Due: July 24, 2019
Federal Register version (84 FR 32237)
34-85895
May 20, 2019
265-30
Fixed Income Market Structure Advisory Committee
Comments Due: June 6, 2019
Federal Register version (84 FR 23814)
33-10634, 34-85721
April 25, 2019
265-32
Small Business Capital Formation Advisory Committee
Comments Due: May 6, 2019
Federal Register version (84 FR 18620)
33-10634, 34-85721
April 25, 2019
265-32
Small Business Capital Formation Advisory Committee
Comments Due: May 6, 2019
Federal Register version (84 FR 18620)
34-85383
March 21, 2019
265-30
Fixed Income Market Structure Advisory Committee
Comments Due: April 10, 2019
Federal Register version (84 FR 11371)
33-10611, 34-85271
March 8, 2019
265-28
Investor Advisory Committee Meeting
Federal Register version (84 FR 9189)
33-10611, 34-85271
March 8, 2019
265-28
Investor Advisory Committee Meeting
Federal Register version (84 FR 9189)
34-84985
Jan. 15, 2019
265-30
Fixed Income Market Structure Advisory Committee Meeting (Notice of Meeting Cancellation - Monday, January 28)
34-84943
Dec. 21, 2018
265-30
Fixed Income Market Structure Advisory Committee
Comments Due: January 23, 2019
View Received Comments
Federal Register version (83 FR 67396)
33-10573, 34-84574
Nov. 9, 2018
265-28
Investor Advisory Committee Meeting
Federal Register version (83 FR 57786)
33-10573, 34-84574
Nov. 9, 2018
265-28
Investor Advisory Committee Meeting
Federal Register version (83 FR 57786)
33-10568, 34-84441
Oct. 17, 2018
265-28
Investor Advisory Committee Meeting
Federal Register version (83 FR 53337)
33-10568, 34-84441
Oct. 17, 2018
265-28
Investor Advisory Committee Meeting
Federal Register version (83 FR 53337)
34-84356
Oct. 4, 2018
265-30
Fixed Income Market Structure Advisory Committee
Federal Register version (83 FR 51026)
33-10531, 34-83874
Aug. 17, 2018
265-28
Investor Advisory Committee Meeting
Federal Register version (83 FR 42552)
33-10531, 34-83874
Aug. 17, 2018
265-28
Investor Advisory Committee Meeting
Federal Register version (83 FR 42552)
34-83475
June 20, 2018
265-30
Fixed Income Market Structure Advisory Committee
Comments Due: July 11, 2018
Federal Register version (83 FR 29582)
33-10499, 34-83308
May 23, 2018
265-28
Investor Advisory Committee Meeting
Comments Due: June 14, 2018
View Received Comments
Federal Register version (83 FR 24836)
33-10499, 34-83308
May 23, 2018
265-28
Investor Advisory Committee Meeting
Comments Due: June 14, 2018
View Received Comments
Federal Register version (83 FR 24836)
34-82884
March 15, 2018
265-30
Meeting of the Fixed Income Market Structure Advisory Committee
Comments Due: April 9, 2018
Federal Register version (83 FR 12431)
33-10456A, 34-82656A
Feb. 22, 2018
265-28
Investor Advisory Committee Meeting
Federal Register version (83 FR 8727)
33-10456A, 34-82656A
Feb. 22, 2018
265-28
Investor Advisory Committee Meeting
Federal Register version (83 FR 8727)
33-10456, 34-82656
Feb. 7, 2018
265-28
Investor Advisory Committee Meeting
Comments Due: March 8, 2018
View Received Comments
Federal Register version (83 FR 6279)
33-10456, 34-82656
Feb. 7, 2018
265-28
Investor Advisory Committee Meeting
Comments Due: March 8, 2018
View Received Comments
Federal Register version (83 FR 6279)
34-82338
Dec. 15, 2017
265-30
Fixed Income Market Structure Advisory Committee
View Received Comments
Federal Register version (82 FR 60639)
33-10435, 34-82042
Nov. 9, 2017
265-28
Investor Advisory Committee Meeting
Comments Due: December 7, 2017
View Received Comments
Federal Register version (82 FR 52949)
33-10435, 34-82042
Nov. 9, 2017
265-28
Investor Advisory Committee Meeting
Comments Due: December 7, 2017
View Received Comments
Federal Register version (82 FR 52949)
34-81958
Oct. 26, 2017
265-30
Fixed Income Market Structure Advisory Committee
Federal Register version (82 FR 50460)
33-10412, 34-80767
Sept. 12, 2017
265-28
Investor Advisory Committee Meeting
View Received Comments
Federal Register version (82 FR 43439)
33-10412, 34-80767
Sept. 12, 2017
265-28
Investor Advisory Committee Meeting
View Received Comments
Federal Register version (82 FR 43439)
33-10399, 34-81389
Aug. 14, 2017
265-27
SEC Advisory Committee on Small and Emerging Companies
View Received Comments
Federal Register version (82 FR 39145)
33-10399, 34-81389
Aug. 14, 2017
265-27
SEC Advisory Committee on Small and Emerging Companies
View Received Comments
Federal Register version (82 FR 39145)