Notice of Meeting

Release Number SEC Issue Date File Number Details
34-101866 SR-NYSEAMER-2024-63 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE American Options Fee Schedule Concerning the Options Regulatory Fee (ORF)
Comments Due: by February 20, 2025. Rebuttal comments should be submitted by March 6, 2025.
See Also - Exhibit 5
34-93768 S7-14-11 Credit Risk Retention-Notification of Determination of Review
View Received Comments
See Also - 34-73407.pdf, Proposed Rule Release Nos. 34-70277, 34-64603, Credit Risk Retention
Federal Register version (86 FR 71810)
33-11007, 34-93573 265-28 Investor Advisory Committee Meeting
View Received Comments
Federal Register version (86 FR 64569)
33-11007, 34-93573 265-28 Investor Advisory Committee Meeting
View Received Comments
Federal Register version (86 FR 64569)
33-11002, 34-93402 265-32 SEC Small Business Capital Formation Advisory Committee
View Received Comments
Federal Register version (86 FR 59439)
33-11002, 34-93402 265-32 SEC Small Business Capital Formation Advisory Committee
View Received Comments
Federal Register version (86 FR 59439)
34-93391 265-33 Asset Management Advisory Committee; Meeting
View Received Comments
Federal Register version (86 FR 59258)
34-93380 265-33 Asset Management Advisory Committee
View Received Comments
Federal Register version (86 FR 58712)
34-92966 265-33 Asset Management Advisory Committee; Meeting
View Received Comments
Federal Register version (86 FR 51943)
33-10976, 34-92872 265-32 SEC Small Business Capital Formation Advisory Committee
View Received Comments
Federal Register version (86 FR 50569)
33-10976, 34-92872 265-32 SEC Small Business Capital Formation Advisory Committee
View Received Comments
Federal Register version (86 FR 50569)
33-10968, 34-92783 265-28 Investor Advisory Committee Meeting
View Received Comments
Federal Register version (86 FR 49067)
33-10968, 34-92783 265-28 Investor Advisory Committee Meeting
View Received Comments
Federal Register version (86 FR 49067)
34-92179 265-33 Asset Management Advisory Committee; Meeting
View Received Comments
Federal Register version (86 FR 33392)
33-10944, 34-92018 265-28 Investor Advisory Committee Meeting
View Received Comments
Federal Register version (86 FR 29312)
33-10944, 34-92018 265-28 Investor Advisory Committee Meeting
View Received Comments
Federal Register version (86 FR 29312)
33-10938, 34-91583 265-32 SEC Small Business Capital Formation Advisory Committee
View Received Comments
Federal Register version (86 FR 20754)
33-10938, 34-91583 265-32 SEC Small Business Capital Formation Advisory Committee
View Received Comments
Federal Register version (86 FR 20754)
34-91214 265-33 Asset Management Advisory Committee
View Received Comments
Federal Register version (86 FR 12501)
33-10927, 34-91150 265-28 Investor Advisory Committee Meeting
View Received Comments
Federal Register version (86 FR 11040)
33-10927, 34-91150 265-28 Investor Advisory Committee Meeting
View Received Comments
Federal Register version (86 FR 11040)
33-10919, 34-90882 265-32 SEC Small Business Capital Formation Advisory Committee
View Received Comments
Federal Register version (86 FR 3216)
33-10919, 34-90882 265-32 SEC Small Business Capital Formation Advisory Committee
View Received Comments
Federal Register version (86 FR 3216)
34-90376 265-33 Asset Management Advisory Committee
View Received Comments
Federal Register version (85 FR 72723)
33-10885, 34-90338 265-28 Investor Advisory Committee Meeting
View Received Comments
Federal Register version (85 FR 71365)
33-10885, 34-90338 265-28 Investor Advisory Committee Meeting
View Received Comments
Federal Register version (85 FR 71365)
34-90275 265-30 Fixed Income Market Structure Advisory Committee
Federal Register version (85 FR 69370)
33-10877, 34-90260 265-32 SEC Small Business Capital Formation Advisory Committee
View Received Comments
Federal Register version (85 FR 68378)
33-10877, 34-90260 265-32 SEC Small Business Capital Formation Advisory Committee
View Received Comments
Federal Register version (85 FR 68378)
34-90211 265-33 Asset Management Advisory Committee; Meeting
View Received Comments
Federal Register version (85 FR 67040)
34-89868 265-30 Fixed Income Market Structure Advisory Committee; Meeting
View Received Comments
Federal Register version (85 FR 58404)
33-10830, 34-89713 265-28 Investor Advisory Committee Meeting
Comments Due: May 21, 2020
View Received Comments
Federal Register version (85 FR 55039)
33-10830, 34-89713 265-28 Investor Advisory Committee Meeting
Comments Due: May 21, 2020
View Received Comments
Federal Register version (85 FR 55039)
34-89693 265-33 Asset Management Advisory Committee
View Received Comments
Federal Register version (85 FR 54451)
33-10804, 34-89353 265-32 SEC Small Business Capital Formation Advisory Committee
View Received Comments
Federal Register version (85 FR 44947)
33-10804, 34-89353 265-32 SEC Small Business Capital Formation Advisory Committee
View Received Comments
Federal Register version (85 FR 44947)
34-89087 265-33 Asset Management Advisory Committee
View Received Comments
Federal Register version (85 FR 37705)
34-88842 265-30 Fixed Income Market Structure Advisory Committee
View Received Comments
Federal Register version (85 FR 28686)
34-88807 265-33 Asset Management Advisory Committee; Meeting
View Received Comments
Federal Register version (85 FR 27469)
33-10780, 34-88790 265-28 Investor Advisory Committee Meeting
Comments Due: May 21, 2020
Federal Register version (85 FR 26998)
33-10780, 34-88790 265-28 Investor Advisory Committee Meeting
Comments Due: May 21, 2020
Federal Register version (85 FR 26998)
33-10776, 34-88742 265-32 SEC Small Business Capital Formation Advisory Committee
View Received Comments
Federal Register version (85 FR 23875)
33-10776, 34-88742 265-32 SEC Small Business Capital Formation Advisory Committee
View Received Comments
Federal Register version (85 FR 23875)
33-10752, 34-88113 265-28 Investor Advisory Committee Meeting
Comments Due: February 27, 2020
Federal Register version (85 FR 6986)
33-10752, 34-88113 265-28 Investor Advisory Committee Meeting
Comments Due: February 27, 2020
Federal Register version (85 FR 6986)
33-10747, 34-88012 265-32 SEC Small Business Capital Formation Advisory Committee
View Received Comments
Federal Register version (85 FR 4752)
33-10747, 34-88012 265-32 SEC Small Business Capital Formation Advisory Committee
View Received Comments
Federal Register version (85 FR 4752)
34-87956 265-30 Fixed Income Market Structure Advisory Committee
View Received Comments
Federal Register version (85 FR 3095)
33-10739, 34-87874 265-28 Investor Advisory Committee Meeting
Comments Due: January 24, 2020
Federal Register version (85 FR 534)
33-10739, 34-87874 265-28 Investor Advisory Committee Meeting
Comments Due: January 24, 2020
Federal Register version (85 FR 534)
34-87835 265-33 Asset Management Advisory Committee
View Received Comments
Federal Register version (84 FR 72085)
34-87714 S7-14-11 Credit Risk Retention-Notice of Commencement of Review
Comments Due: February 3, 2020
View Received Comments
See Also - 34-73407.pdf, Proposed Rule Release Nos. 34-70277, 34-64603, Credit Risk Retention
Federal Register version (84 FR 70073)
33-10729, 34-87628 265-32 SEC Small Business Capital Formation Advisory Committee; Meeting
Federal Register version (84 FR 66028)
33-10729, 34-87628 265-32 SEC Small Business Capital Formation Advisory Committee; Meeting
Federal Register version (84 FR 66028)
34-87482 265-30 Fixed Income Market Structure Advisory Committee
Federal Register version (84 FR 61670)
33-10724 265-32 SEC Small Business Capital Formation Advisory Committee
Federal Register version (84 FR 60117)
33-10721, 34-87398 265-28 Investor Advisory Committee Meeting
Comments Due: November 7, 2019
Federal Register version (84 FR 57921)
33-10721, 34-87398 265-28 Investor Advisory Committee Meeting
Comments Due: November 7, 2019
Federal Register version (84 FR 57921)
34-87260 265-30 Fixed Income Market Structure Advisory Committee
Federal Register version (84 FR 55191)
34-87256 265-33 Asset Management Advisory Committee
View Received Comments
Federal Register version (84 FR 55190)
33-10676, 34-86785 265-28 Investor Advisory Committee Meeting
Comments Due: September 19, 2019
Federal Register version (84 FR 46061)
33-10676, 34-86785 265-28 Investor Advisory Committee Meeting
Comments Due: September 19, 2019
Federal Register version (84 FR 46061)
33-10670, 34-86628 265-28 Investor Advisory Committee Meeting
Federal Register version (84 FR 42027)
33-10670, 34-86628 265-28 Investor Advisory Committee Meeting
Federal Register version (84 FR 42027)
33-10666, 34-86552 265-32 SEC Small Business Capital Formation Advisory Committee
Comments Due: August 12, 2019
Federal Register version (84 FR 38688)
33-10666, 34-86552 265-32 SEC Small Business Capital Formation Advisory Committee
Comments Due: August 12, 2019
Federal Register version (84 FR 38688)
33-10658, 34-86289 265-28 Investor Advisory Committee Meeting
Federal Register version (84 FR 32805)
33-10658, 34-86289 265-28 Investor Advisory Committee Meeting
Federal Register version (84 FR 32805)
34-86253 265-30 Fixed Income Market Structure Advisory Committee
Comments Due: July 24, 2019
Federal Register version (84 FR 32237)
34-85895 265-30 Fixed Income Market Structure Advisory Committee
Comments Due: June 6, 2019
Federal Register version (84 FR 23814)
33-10634, 34-85721 265-32 Small Business Capital Formation Advisory Committee
Comments Due: May 6, 2019
Federal Register version (84 FR 18620)
33-10634, 34-85721 265-32 Small Business Capital Formation Advisory Committee
Comments Due: May 6, 2019
Federal Register version (84 FR 18620)
34-85383 265-30 Fixed Income Market Structure Advisory Committee
Comments Due: April 10, 2019
Federal Register version (84 FR 11371)
33-10611, 34-85271 265-28 Investor Advisory Committee Meeting
Federal Register version (84 FR 9189)
33-10611, 34-85271 265-28 Investor Advisory Committee Meeting
Federal Register version (84 FR 9189)
34-84985 265-30 Fixed Income Market Structure Advisory Committee Meeting (Notice of Meeting Cancellation - Monday, January 28)
34-84943 265-30 Fixed Income Market Structure Advisory Committee
Comments Due: January 23, 2019
View Received Comments
Federal Register version (83 FR 67396)
33-10573, 34-84574 265-28 Investor Advisory Committee Meeting
Federal Register version (83 FR 57786)
33-10573, 34-84574 265-28 Investor Advisory Committee Meeting
Federal Register version (83 FR 57786)
33-10568, 34-84441 265-28 Investor Advisory Committee Meeting
Federal Register version (83 FR 53337)
33-10568, 34-84441 265-28 Investor Advisory Committee Meeting
Federal Register version (83 FR 53337)
34-84356 265-30 Fixed Income Market Structure Advisory Committee
Federal Register version (83 FR 51026)
33-10531, 34-83874 265-28 Investor Advisory Committee Meeting
Federal Register version (83 FR 42552)
33-10531, 34-83874 265-28 Investor Advisory Committee Meeting
Federal Register version (83 FR 42552)
34-83475 265-30 Fixed Income Market Structure Advisory Committee
Comments Due: July 11, 2018
Federal Register version (83 FR 29582)
33-10499, 34-83308 265-28 Investor Advisory Committee Meeting
Comments Due: June 14, 2018
View Received Comments
Federal Register version (83 FR 24836)
33-10499, 34-83308 265-28 Investor Advisory Committee Meeting
Comments Due: June 14, 2018
View Received Comments
Federal Register version (83 FR 24836)
34-82884 265-30 Meeting of the Fixed Income Market Structure Advisory Committee
Comments Due: April 9, 2018
Federal Register version (83 FR 12431)
33-10456A, 34-82656A 265-28 Investor Advisory Committee Meeting
Federal Register version (83 FR 8727)
33-10456A, 34-82656A 265-28 Investor Advisory Committee Meeting
Federal Register version (83 FR 8727)
33-10456, 34-82656 265-28 Investor Advisory Committee Meeting
Comments Due: March 8, 2018
View Received Comments
Federal Register version (83 FR 6279)
33-10456, 34-82656 265-28 Investor Advisory Committee Meeting
Comments Due: March 8, 2018
View Received Comments
Federal Register version (83 FR 6279)
34-82338 265-30 Fixed Income Market Structure Advisory Committee
View Received Comments
Federal Register version (82 FR 60639)
33-10435, 34-82042 265-28 Investor Advisory Committee Meeting
Comments Due: December 7, 2017
View Received Comments
Federal Register version (82 FR 52949)
33-10435, 34-82042 265-28 Investor Advisory Committee Meeting
Comments Due: December 7, 2017
View Received Comments
Federal Register version (82 FR 52949)
34-81958 265-30 Fixed Income Market Structure Advisory Committee
Federal Register version (82 FR 50460)
33-10412, 34-80767 265-28 Investor Advisory Committee Meeting
View Received Comments
Federal Register version (82 FR 43439)
33-10412, 34-80767 265-28 Investor Advisory Committee Meeting
View Received Comments
Federal Register version (82 FR 43439)
33-10399, 34-81389 265-27 SEC Advisory Committee on Small and Emerging Companies
View Received Comments
Federal Register version (82 FR 39145)
33-10399, 34-81389 265-27 SEC Advisory Committee on Small and Emerging Companies
View Received Comments
Federal Register version (82 FR 39145)