33-7881, 34-43154, IC-24599, 34-42259, 33-7815
Aug. 15, 2000
S7-31-99
Selective Disclosure and Insider Trading Federal Register version (65 FR 51715)
33-7878, 34-43124, International Series No. 1229, FR-55 Other Release No.: 33-7649
Aug. 15, 2000
S7-7-99
Financial Statements and Periodic Reports for Related Issuers and Guarantors View Received Comments Federal Register version (65 FR 51691)
33-7881, 34-43154, IC-24599, 34-42259, 33-7815
Aug. 15, 2000
S7-31-99
Selective Disclosure and Insider Trading Federal Register version (65 FR 51715)
33-7881, 34-43154, IC-24599, 34-42259, 33-7815
Aug. 15, 2000
S7-31-99
Selective Disclosure and Insider Trading Federal Register version (65 FR 51715)
33-7878, 34-43124, International Series No. 1229, FR-55 Other Release No.: 33-7649
Aug. 15, 2000
S7-7-99
Financial Statements and Periodic Reports for Related Issuers and Guarantors View Received Comments Federal Register version (65 FR 51691)
33-7881, 34-43154, IC-24599, 34-42259, 33-7815
Aug. 15, 2000
S7-31-99
Selective Disclosure and Insider Trading Federal Register version (65 FR 51715)
33-7878, 34-43124, International Series No. 1229, FR-55 Other Release No.: 33-7649
Aug. 15, 2000
S7-7-99
Financial Statements and Periodic Reports for Related Issuers and Guarantors View Received Comments Federal Register version (65 FR 51691)
33-7881, 34-43154, IC-24599, 34-42259, 33-7815
Aug. 15, 2000
S7-31-99
Selective Disclosure and Insider Trading Federal Register version (65 FR 51715)
33-7878, 34-43124, International Series No. 1229, FR-55 Other Release No.: 33-7649
Aug. 15, 2000
S7-7-99
Financial Statements and Periodic Reports for Related Issuers and Guarantors View Received Comments Federal Register version (65 FR 51691)
33-7877, IC-24582
July 27, 2000
S7-14-00
Exemption From Section 101(c)(1) of the Electronic Signatures in Global and National Commerce Act for Registered Investment Companies Federal Register version (65 FR 47281)
33-7877, IC-24582
July 27, 2000
S7-14-00
Exemption From Section 101(c)(1) of the Electronic Signatures in Global and National Commerce Act for Registered Investment Companies Federal Register version (65 FR 47281)
34-42974, IC-24543, IA-1883
June 22, 2000
S7-6-00
Privacy of Consumer Financial Information (Regulation S-P) View Received Comments Staff Responses to Questions About Regulation S-P , Rel. No. 34-42484 , and comments Federal Register version (65 FR 40333) Note: Additional material is available for this release: Staff Responses to Questions About Regulation S-P Proposed Rule, Rel. No. 34-42484 and comments
34-42974, IC-24543, IA-1883
June 22, 2000
S7-6-00
Privacy of Consumer Financial Information (Regulation S-P) View Received Comments Staff Responses to Questions About Regulation S-P , Rel. No. 34-42484 , and comments Federal Register version (65 FR 40333) Note: Additional material is available for this release: Staff Responses to Questions About Regulation S-P Proposed Rule, Rel. No. 34-42484 and comments
34-42974, IC-24543, IA-1883
June 22, 2000
S7-6-00
Privacy of Consumer Financial Information (Regulation S-P) View Received Comments Staff Responses to Questions About Regulation S-P , Rel. No. 34-42484 , and comments Federal Register version (65 FR 40333) Note: Additional material is available for this release: Staff Responses to Questions About Regulation S-P Proposed Rule, Rel. No. 34-42484 and comments
33-7867, 34-42942, 35-27185, 39-2386, IC-24498
June 14, 2000
Adoption of Updated EDGAR Filer Manual Federal Register version (65 FR 39086)
33-7867, 34-42942, 35-27185, 39-2386, IC-24498
June 14, 2000
Adoption of Updated EDGAR Filer Manual Federal Register version (65 FR 39086)
33-7867, 34-42942, 35-27185, 39-2386, IC-24498
June 14, 2000
Adoption of Updated EDGAR Filer Manual Federal Register version (65 FR 39086)
33-7867, 34-42942, 35-27185, 39-2386, IC-24498
June 14, 2000
Adoption of Updated EDGAR Filer Manual Federal Register version (65 FR 39086)
33-7867, 34-42942, 35-27185, 39-2386, IC-24498
June 14, 2000
Adoption of Updated EDGAR Filer Manual Federal Register version (65 FR 39086)
33-7860, 33-7656, 34-42905, IC-24491, International Series Release No.1226
June 7, 2000
S7-10-99
Offer and Sale of Securities to Canadian Tax-Deferred Retirement Savings Accounts Federal Register version (65 FR 37671)
33-7860, 33-7656, 34-42905, IC-24491, International Series Release No.1226
June 7, 2000
S7-10-99
Offer and Sale of Securities to Canadian Tax-Deferred Retirement Savings Accounts Federal Register version (65 FR 37671)
33-7860, 33-7656, 34-42905, IC-24491, International Series Release No.1226
June 7, 2000
S7-10-99
Offer and Sale of Securities to Canadian Tax-Deferred Retirement Savings Accounts Federal Register version (65 FR 37671)
34-42892, 34-41204
June 2, 2000
S7-11-99
Revised Transfer Agent Form and Related Rule Federal Register version (65 FR 36602)
34-42892, 34-41204
June 2, 2000
S7-11-99
Revised Transfer Agent Form and Related Rule Federal Register version (65 FR 36602)
33-7858, 34-42789, 35-27177, 39-2385, IC-24455
May 16, 2000
Adoption of Updated EDGAR Filer Manual Federal Register version (65 FR 34079)
33-7858, 34-42789, 35-27177, 39-2385, IC-24455
May 16, 2000
Adoption of Updated EDGAR Filer Manual Federal Register version (65 FR 34079)
33-7858, 34-42789, 35-27177, 39-2385, IC-24455
May 16, 2000
Adoption of Updated EDGAR Filer Manual Federal Register version (65 FR 34079)
33-7858, 34-42789, 35-27177, 39-2385, IC-24455
May 16, 2000
Adoption of Updated EDGAR Filer Manual Federal Register version (65 FR 34079)
33-7858, 34-42789, 35-27177, 39-2385, IC-24455
May 16, 2000
Adoption of Updated EDGAR Filer Manual Federal Register version (65 FR 34079)
IC-24424, IS-1221
April 27, 2000
S7-15-99
Custody of Investment Company Assets Outside the United States Federal Register version (65 FR 25630)
IC-24424, IS-1221
April 27, 2000
S7-15-99
Custody of Investment Company Assets Outside the United States Federal Register version (65 FR 25630)
33-7855, 34-42712, 35-27172, 39-2384, IC-24400
April 24, 2000
S7-05-00
Rulemaking for EDGAR System Rel. No. 34-42462 , and comments Federal Register version (65 FR 24787)
33-7855, 34-42712, 35-27172, 39-2384, IC-24400
April 24, 2000
S7-05-00
Rulemaking for EDGAR System Rel. No. 34-42462 , and comments Federal Register version (65 FR 24787)
33-7855, 34-42712, 35-27172, 39-2384, IC-24400
April 24, 2000
S7-05-00
Rulemaking for EDGAR System Rel. No. 34-42462 , and comments Federal Register version (65 FR 24787)
33-7855, 34-42712, 35-27172, 39-2384, IC-24400
April 24, 2000
S7-05-00
Rulemaking for EDGAR System Rel. No. 34-42462 , and comments Federal Register version (65 FR 24787)
33-7855, 34-42712, 35-27172, 39-2384, IC-24400
April 24, 2000
S7-05-00
Rulemaking for EDGAR System Rel. No. 34-42462 , and comments Federal Register version (65 FR 24787)
3442603A
March 31, 2000
S7-12-98
Regulation of Alternative Trading Systems; Suspension (Extension of Effective date to December 1, 2000)
33-7789, 34-42327, 35-27123, 39-2380, IC-24235
Jan. 12, 2000
Adoption of Updated EDGAR Filer Manual Federal Register version (65 FR 6443)
33-7789, 34-42327, 35-27123, 39-2380, IC-24235
Jan. 12, 2000
Adoption of Updated EDGAR Filer Manual Federal Register version (65 FR 6443)
33-7789, 34-42327, 35-27123, 39-2380, IC-24235
Jan. 12, 2000
Adoption of Updated EDGAR Filer Manual Federal Register version (65 FR 6443)
33-7789, 34-42327, 35-27123, 39-2380, IC-24235
Jan. 12, 2000
Adoption of Updated EDGAR Filer Manual Federal Register version (65 FR 6443)
33-7789, 34-42327, 35-27123, 39-2380, IC-24235
Jan. 12, 2000
Adoption of Updated EDGAR Filer Manual Federal Register version (65 FR 6443)
34-42266, 34-41987
Dec. 22, 1999
S7-22-99
Audit Committee Disclosure Federal Register version (64 FR 73389)
34-42266, 34-41987
Dec. 22, 1999
S7-22-99
Audit Committee Disclosure Federal Register version (64 FR 73389)
34-42212
Dec. 9, 1999
4-208
Adoption of Amendments to the Intermarket Trading System Plan To Expand the ITS/Computer Assisted Execution System Linkage to All Listed Securities Federal Register version (64 FR 70297)
IC-24177, IA-1846, IC-23325
Nov. 30, 1999
S7-22-98
Temporary Exemption for Certain Investment Advisers Federal Register version (64 FR 68019)
IC-24177, IA-1846, IC-23325
Nov. 30, 1999
S7-22-98
Temporary Exemption for Certain Investment Advisers Federal Register version (64 FR 68019)
IC-24177, IA-1846, IC-23325
Nov. 30, 1999
S7-22-98
Temporary Exemption for Certain Investment Advisers Federal Register version (64 FR 68019)
33-7766, 34-42101, IC-24123, 33-7475
Nov. 5, 1999
S7-27-97
Delivery of Disclosure Documents to Households Federal Register version (64 FR 62540)
33-7766, 34-42101, IC-24123, 33-7475
Nov. 5, 1999
S7-27-97
Delivery of Disclosure Documents to Households Federal Register version (64 FR 62540)
33-7766, 34-42101, IC-24123, 33-7475
Nov. 5, 1999
S7-27-97
Delivery of Disclosure Documents to Households Federal Register version (64 FR 62540)
33-7766, 34-42101, IC-24123, 33-7475
Nov. 5, 1999
S7-27-97
Delivery of Disclosure Documents to Households Federal Register version (64 FR 62540)
33-7760, 34-42055, 33-7607
Oct. 22, 1999
S7-28-98
Regulation of Takeovers and Security Holder Communications Federal Register version (64 FR 61408)
33-7760, 34-42055, 33-7607
Oct. 22, 1999
S7-10-05
Regulation of Takeovers and Security Holder Communications View Received Comments Federal Register version (64 FR 61408)
33-7759, 34-42054
Oct. 22, 1999
S7-10-05
Cross-Border Tender and Exchange Offers, Business Combinations and Rights Offerings View Received Comments Federal Register version (64 FR 61382)
33-7759, 34-42054
Oct. 22, 1999
S7-29-98
Cross-Border Tender and Exchange Offers, Business Combinations and Rights Offerings Federal Register version (64 FR 61382)
33-7760, 34-42055, 33-7607
Oct. 22, 1999
S7-28-98
Regulation of Takeovers and Security Holder Communications Federal Register version (64 FR 61408)
33-7760, 34-42055, 33-7607
Oct. 22, 1999
S7-10-05
Regulation of Takeovers and Security Holder Communications View Received Comments Federal Register version (64 FR 61408)
33-7759, 34-42054
Oct. 22, 1999
S7-29-98
Cross-Border Tender and Exchange Offers, Business Combinations and Rights Offerings Federal Register version (64 FR 61382)
33-7759, 34-42054
Oct. 22, 1999
S7-10-05
Cross-Border Tender and Exchange Offers, Business Combinations and Rights Offerings View Received Comments Federal Register version (64 FR 61382)
33-7760, 34-42055, 33-7607
Oct. 22, 1999
S7-10-05
Regulation of Takeovers and Security Holder Communications View Received Comments Federal Register version (64 FR 61408)
33-7760, 34-42055, 33-7607
Oct. 22, 1999
S7-28-98
Regulation of Takeovers and Security Holder Communications Federal Register version (64 FR 61408)
33-7752, 34-41986, 35-27081, 39-2376, IC-24075
Oct. 7, 1999
Effective
Adoption of Updated EDGAR Filer Manual Federal Register version (64 FR 56430)
33-7752, 34-41986, 35-27081, 39-2376, IC-24075
Oct. 7, 1999
Effective
Adoption of Updated EDGAR Filer Manual Federal Register version (64 FR 56430)
33-7752, 34-41986, 35-27081, 39-2376, IC-24075
Oct. 7, 1999
Effective
Adoption of Updated EDGAR Filer Manual Federal Register version (64 FR 56430)
33-7752, 34-41986, 35-27081, 39-2376, IC-24075
Oct. 7, 1999
Effective
Adoption of Updated EDGAR Filer Manual Federal Register version (64 FR 56430)
33-7752, 34-41986, 35-27081, 39-2376, IC-24075
Oct. 7, 1999
Effective
Adoption of Updated EDGAR Filer Manual Federal Register version (64 FR 56430)
34-41936, 33-7637
Sept. 28, 1999
S7-3-99
International Disclosure Standards Federal Register version (64 FR 61962)
34-41936, 33-7637
Sept. 28, 1999
S7-3-99
International Disclosure Standards Federal Register version (64 FR 61962)
34-41905
Sept. 23, 1999
S7-27-98
Purchases of Certain Equity Securities by the Issuer and Others Federal Register version (64 FR 52428)
33-7728, IC-23958, IA-1815
Aug. 24, 1999
S7-25-95
Personal Investment Activities of Investment Company Personnel Federal Register version (64 FR 46821)
33-7728, IC-23958, IA-1815
Aug. 24, 1999
S7-25-95
Personal Investment Activities of Investment Company Personnel Federal Register version (64 FR 46821)
33-7728, IC-23958, IA-1815
Aug. 24, 1999
S7-25-95
Personal Investment Activities of Investment Company Personnel Federal Register version (64 FR 46821)
34-41661
July 29, 1999
S7-8-99
Year 2000 Operational Capability Requirements for Registered Broker-Dealers and Transfer Agents Federal Register version (64 FR 42012)
34-41594
July 2, 1999
S7-16-99
Broker-Dealer Registration and Reporting Appendix A , Form BD Federal Register version (64 FR 37586) Note: Additional material is available for this release: Appendix A ; Appendix B: Form BD in Adobe Acrobat format; Amendments: (File name: 34-41672.htm) (https://www.sec.gov/rules/final/34-41672.htm
IA-1804
June 22, 1999
Delegation of Authority to Cancel Registration of Certain Investment Advisers Federal Register version (64 FR 34539)
34-41453
May 26, 1999
S7-4-99
Exemption of the Securities of the Kingdom of Sweden Under the Securities Exchange Act of 1934 for Purposes of Trading Futures Contracts on Those Securities Federal Register version (64 FR 29550)
33-7685, 34-41411, 35-27026, 39-2373, IC-23844
May 18, 1999
Adoption of Updated EDGAR Filer Manual Federal Register version (64 FR 27897) Note: Adoption of Updated EDGAR Filer Manual ; Effective Date: amendment to 17 CFR part 232 (Regulation S-T): Jun. 28,1999; New edition of the EDGAR Filer Manual (Release 6.50): Jun. 28, 1999 Note: The incorporation by reference of the EDGAR Filer Manual is approved by the Director of the Federal Register as of Jun. 28, 1999
33-7685, 34-41411, 35-27026, 39-2373, IC-23844
May 18, 1999
Adoption of Updated EDGAR Filer Manual Federal Register version (64 FR 27897) Note: Adoption of Updated EDGAR Filer Manual ; Effective Date: amendment to 17 CFR part 232 (Regulation S-T): Jun. 28,1999; New edition of the EDGAR Filer Manual (Release 6.50): Jun. 28, 1999 Note: The incorporation by reference of the EDGAR Filer Manual is approved by the Director of the Federal Register as of Jun. 28, 1999
33-7685, 34-41411, 35-27026, 39-2373, IC-23844
May 18, 1999
Adoption of Updated EDGAR Filer Manual Federal Register version (64 FR 27897) Note: Adoption of Updated EDGAR Filer Manual ; Effective Date: amendment to 17 CFR part 232 (Regulation S-T): Jun. 28,1999; New edition of the EDGAR Filer Manual (Release 6.50): Jun. 28, 1999 Note: The incorporation by reference of the EDGAR Filer Manual is approved by the Director of the Federal Register as of Jun. 28, 1999
33-7685, 34-41411, 35-27026, 39-2373, IC-23844
May 18, 1999
Adoption of Updated EDGAR Filer Manual Federal Register version (64 FR 27897) Note: Adoption of Updated EDGAR Filer Manual ; Effective Date: amendment to 17 CFR part 232 (Regulation S-T): Jun. 28,1999; New edition of the EDGAR Filer Manual (Release 6.50): Jun. 28, 1999 Note: The incorporation by reference of the EDGAR Filer Manual is approved by the Director of the Federal Register as of Jun. 28, 1999
33-7685, 34-41411, 35-27026, 39-2373, IC-23844
May 18, 1999
Adoption of Updated EDGAR Filer Manual Federal Register version (64 FR 27897) Note: Adoption of Updated EDGAR Filer Manual ; Effective Date: amendment to 17 CFR part 232 (Regulation S-T): Jun. 28,1999; New edition of the EDGAR Filer Manual (Release 6.50): Jun. 28, 1999 Note: The incorporation by reference of the EDGAR Filer Manual is approved by the Director of the Federal Register as of Jun. 28, 1999
33-7684, : 34-41410, IC-23843
May 17, 1999
S7-9-99
Rulemaking for EDGAR System Federal Register version (64 FR 27888)
33-7684, : 34-41410, IC-23843
May 17, 1999
S7-9-99
Rulemaking for EDGAR System Federal Register version (64 FR 27888)
33-7684, : 34-41410, IC-23843
May 17, 1999
S7-9-99
Rulemaking for EDGAR System Federal Register version (64 FR 27888)
34-41356
May 3, 1999
S7-17-96
Broker-Dealer Registration and Reporting Form BDW Federal Register version (64 FR 25144) Note: Additional material is available for this release: Form BDW in Adobe Acrobat
IC-23814, IS-1193
April 30, 1999
S7-23-95
Custody of Investment Company Assets Outside the United States; Extension of Compliance Date Federal Register version (64 FR 24488)
IC-23814, IS-1193
April 30, 1999
S7-23-95
Custody of Investment Company Assets Outside the United States; Extension of Compliance Date Federal Register version (64 FR 24488)
34-41297
April 16, 1999
S7-12-98
Regulation of Alternative Trading Systems; Technical Amendment Schedule A Federal Register version (64 FR 19450) Note: Additional material is available for this release: Appendix: Schedule A
IC-23786, IC-23588
April 15, 1999
S7-31-98
Deregistration of Certain Registered Investment Companies Form N-8F Federal Register version (64 FR 19469) Note: Additional material is available for this release: PDF format: Form N-8F
IC-23786, IC-23588
April 15, 1999
S7-31-98
Deregistration of Certain Registered Investment Companies Form N-8F Federal Register version (64 FR 19469) Note: Additional material is available for this release: PDF format: Form N-8F
IA-1794, IA-1787
March 29, 1999
S7-2-99
Transition Rule for Ohio Investment Advisers Federal Register version (64 FR 15680)
IA-1794, IA-1787
March 29, 1999
S7-2-99
Transition Rule for Ohio Investment Advisers Federal Register version (64 FR 15680)
3440760a
March 11, 1999
S7-12-98
Regulation of Exchanges and Alternative Trading Systems. Correction;
34-41116, International Series Release No. 118, 34-40077
March 1, 1999
S7-15-98
Exemption of the Securities of the Kingdom of Belgium Under the Securities Exchange Act of 1934 for Purposes of Trading Futures Contracts on Those Securities Federal Register version (64 FR 10564)
34-41116, International Series Release No. 118, 34-40077
March 1, 1999
S7-15-98
Exemption of the Securities of the Kingdom of Belgium Under the Securities Exchange Act of 1934 for Purposes of Trading Futures Contracts on Those Securities Federal Register version (64 FR 10564)
34-41116, International Series Release No. 118, 34-40077
March 1, 1999
S7-15-98
Exemption of the Securities of the Kingdom of Belgium Under the Securities Exchange Act of 1934 for Purposes of Trading Futures Contracts on Those Securities Federal Register version (64 FR 10564)
33-7644, S7-14-98, 33-7541
Feb. 26, 1999
Revision of Rule 504 of Regulation D, the "Seed Capital' Exemption Federal Register version (64 FR 11090)
33-7644, S7-14-98, 33-7541
Feb. 26, 1999
Revision of Rule 504 of Regulation D, the "Seed Capital' Exemption Federal Register version (64 FR 11090)
33-7646, 34-41109
Feb. 26, 1999
S7-2-98
Registration of Securities on Form S-8 Federal Register version (64 FR 11103)
