Key EDGAR Contacts Within SEC Divisions and Offices

For substantive questions about EDGAR, contact your Division or Office.

For filing content, rule interpretations, filing date adjustments, and hardship exemption requests, contact the division or office that reviews the filing during normal business hours, 9:00 a.m. to 5:30 p.m., ET.

Division of Corporation Finance

• Filers that have substantive questions related to filings reviewed by the Division of Corporation Finance should contact the appropriate Division Office, based on the area of concern. 
• Filers that have an issue with a submitted and accepted document should follow these procedures. 

Division of Trading and Markets

• For help with Form ATS-N filings, Form 13H, or Form CF, contact the Division of Trading and Markets at TradingAndMarkets@sec.gov or (202) 551-5777.
• For help with Forms SBSE, SBSE-A, SBSE-BD, SBSE-C, and SBSE-W, contact the Division of Trading and Markets at TradingAndMarkets@sec.gov or (202) 551-5777.
• For help with filing Form X-17A-5 Part III electronically, please review the instructions for the Electronic Filing of Broker-Dealer Annual Reports.
• For help with filing Form 17-H, please review the instructions for the Electronic Filing of Form 17-H. 

Division of Investment Management (IM)

• For Form 13F, call the IM Chief Counsel's Office inquiry line at (202) 551-6825.
• For investment company filings (except Forms 13F, N-CEN and 24F-2), call the IM EDGAR inquiry line at (202) 551-6989.
• For questions concerning post-acceptance corrections and withdrawals, first review "Correct, withdraw, or delete a filing" in EDGAR—Information for Filers, How Do I.
• For questions concerning series and classes (contracts), first read our notice, Series and Class (Contract) Notice and FAQ’s, or call the IM EDGAR inquiry line at (202) 551-6989.

Office of Municipal Securities

• For help with the municipal advisor registration forms (Forms MA, MA-I, MA-NR, and MA-W), contact the Office of Municipal Securities at (202) 551-5680.

Office of Credit Ratings

• For help with Form NRSRO and reports filed pursuant to Rule 17g-3 under the Exchange Act, contact the Office of Credit Ratings at NRSROsubmissions@sec.gov or (212) 336-9080.