Draft 2018 Order Routing and Handling Data Schema and Report Renderer for Broker-Dealers
Nov. 21, 2018
The Commission adopted requirements that broker-dealers use a Commission schema and associated PDF renderer to provide customers with data on retail and institutional order routing and handling, and provide the public with aggregate data on order routing and handling. See https://www.sec.gov/rules/final/2018/34-84528.pdf.
The draft 2018 Order Routing and Handling Data schema and report renderer for broker-dealers and the corresponding draft technical specification are available at https://www.sec.gov/structureddata/dera_taxonomies. Please provide comments on the draft 2018 schema, report renderer, and technical specification to StructuredData@sec.gov. Include “Draft 2018 Order Handling Data Schema” in the subject header. The public comment period for the draft schema, report renderer, and technical specification will end on December 6, 2018.